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News Stories Archives - Since 1998
A Fundster Trade Group Accelerates Into Training
The first in a new series of courses will begin in January...
MutualFundWire.com - Tuesday, November 30, 2021
Swisher and Roberts Team Up
The duo is launching an operational fiduciary for group plans like MEPs and PEPs...
401kWire.com - Tuesday, November 30, 2021 - Reader Rating: 5
MissionSquare Welcomes a Retail Retirement Chief
The new hire previously worked with Envestnet and BB&T...
401kWire.com - Tuesday, November 30, 2021
The Low-Cost Leviathan Preps Its First One-Country Fund
The new mutual fund is expected to launch in Q1 2022 with two share classes...
MutualFundWire.com - Tuesday, November 30, 2021
At 87, an ERISA Law Firm Co-Founder Dies
The attorney practiced at the firm for 45 years...
401kWire.com - Tuesday, November 30, 2021 - Reader Rating: 5
For Four Months, JPM Keeps the Active Lead
The M* team updates U.S. flows data for October 2020 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Monday, November 30, 2020 Views
Principal Preps For PEPs, Round Two, and a System Farewell
Jerry Patterson talks to 401kWire about what's next for the insurer's giant retirement plan business...
401kWire.com - Monday, November 30, 2020 - Reader Rating: 5
New Research Takes on the Retirement Savings Gender Gap
The report is the second in a seven-part guide...
401kWire.com - Monday, November 30, 2020
A NorCal Wholesaler-Turned-KPA Joins SageView
The new hire is the RIA's third recent addition near San Francisco...
401kWire.com - Monday, November 30, 2020 - Reader Rating: 5
Week In Preview: November 30 - December 6
This week, the teams at EBRI and TRAU are hosting online events...
401kWire.com - Monday, November 30, 2020
Week In Preview: November 30 - December 6
This week, the teams at Hennessy, IDC, MFDF, MMI, and NICSA are hosting online events...
MutualFundWire.com - Monday, November 30, 2020 Views
Mid Atlantic Seals the First Merc Deal
Watch for another deal soon from John Moody and co...
401kWire.com - Friday, November 30, 2018
An IT Outsourcing Giant Buys a Consultant to RKers
The whole management team and more will stay on after the deal...
401kWire.com - Friday, November 30, 2018
An Ex-LPL Recruiter Joins GRP
Geoff White makes a key east coast hire for the KPA-supporting RIA/OSJ...
401kWire.com - Friday, November 30, 2018 - Reader Rating: 5
Masom Adds an Intermediary Sales Chief
RBC GAM's new global head of institutional distribution hires a fellow Legg Mason veteran for a newly created position...
MutualFundWire.com - Friday, November 30, 2018 Views
Clark Passes DFA's Institutional Torch
Dimensional's co-CEOs pick several key leaders, including a new head of global institutional services...
401kWire.com - Friday, November 30, 2018
Most Financial Wellness Programs Are Still Pilots Or Ad Hoc
New research suggests that employer-driven financial wellness programs are still in their early stages...
401kWire.com - Friday, November 30, 2018 - Reader Rating: 4.5
Fewer Participants Stopped In Q1
A study reports consistent retirement plan saving for most Americans...
401kWire.com - Friday, November 30, 2018
Beantown Job Growth Has Not Kept Pace With AUM
AUM in the U.S. mutual fund industry has nearly doubled since the financial crisis. Yet total financial services employment in what was once the epicenter of the mutual fund industry has not bounced...
MutualFundWire.com - Friday, November 30, 2018 Views
An Insti Growth Shop Enters the DC I-O Biz
Hand Benefits & Trust will power the southeastern firm's first CIF...
401kWire.com - Friday, November 30, 2018
A New Entrant Leads the Under $1B AUM Pack
MFWire digs into mutual fund flows estimates from M*...
MutualFundWire.com - Thursday, November 30, 2017 Views
Davis Brings a BlackRock DC I-O Vet to T. Rowe
The new hire is based in Atlanta...
401kWire.com - Thursday, November 30, 2017
Many Boosted Retirement Savings After the Financial Crisis, But Is It Enough?
Amid the ten year anniversary of the financial crisis, a new survey reveals the habits of post-crisis Americans...
401kWire.com - Thursday, November 30, 2017
RIAs Dodge the Boston Behemoth's Web Woes
Fidelity suffered an online and app outage yesterday, yet systems are back online and the advisors it custodies for were reportedly unaffected...
MutualFundWire.com - Thursday, November 30, 2017 Views
A MetLife Old-Timer Joins GRPAA in New York
The firm focused on 403(b) also switched to LPL Financial as its broker-dealer...
401kWire.com - Thursday, November 30, 2017 - Reader Rating: 4
BlackRock Changes Target Date Funds
The LifePath is updated for improved performance. ..
401kWire.com - Wednesday, November 30, 2016 - Reader Rating: 3.5
Follow the Fundsters - November 30, 2016
Hirings, firings and the like!..
MutualFundWire.com - Wednesday, November 30, 2016 Views
BlackRock's iRetire Tool Available to MSI Advisors
BlackRock's new tool offers advisors a way to help clients see how close they are to reaching their retirement income goals...
401kWire.com - Wednesday, November 30, 2016 - Reader Rating: 1
Brennan Brings Advisor Distro Chief to Russell
Mark Spina will lead the firm's U.S. Private Client Services Business...
MutualFundWire.com - Wednesday, November 30, 2016 Views
A Philly KPA is Now Licensed With LPL
A 401(k) plan advisor who is based in Philadelphia is now using LPL's broker-dealer services...
401kWire.com - Wednesday, November 30, 2016
Pru Finds Big Gaps in Desire and Retirement Readiness
Americans say planning for retirement is a top priority, but are they really? ..
401kWire.com - Wednesday, November 30, 2016 - Reader Rating: 1
Is Trump's Victory Worth $6B to Franklin Templeton?
Credit Suisse analysts see some tax benefits coming to traditional asset managers, especially to a certain publicly-traded, NoCal mutual fund shop...
MutualFundWire.com - Wednesday, November 30, 2016 Views
A Multinational Plans to Shutter Its $7.9B Money Fund While Keeping Its $6.6B One Going
The move comes as the implementation date for new money market mutual fund regulations comes closer...
MutualFundWire.com - Monday, November 30, 2015 Views
$137MM Semiconductor Plan Switches RKer
Who's having fun in the Sun?..
401kWire.com - Monday, November 30, 2015
Delaware Changes the PM Lineup On a Multi-Billion-Dollar Fund
The U.S. mutual fund shop owned by Aussies tweaks the team running a giant fixed income mutual fund...
MutualFundWire.com - Monday, November 30, 2015 Views
SunGard is a Done Deal
FIS deal to acquire a leading software and technology services provider is complete...
401kWire.com - Monday, November 30, 2015 - Reader Rating: 3.33
Schlichter Suit Over $18.9B Plan Goes to Trial
After nine years.....
401kWire.com - Monday, November 30, 2015
This 401(k) Plan Provider Updates Its Digital RIA Tool
This retirement plan provider makes new enhancements to its digital tool for RIAs...
401kWire.com - Monday, November 30, 2015 - Reader Rating: 5
The WSJ Doesn't Like the DoL's State Rules
The push towards state plans gets a thumbs down.....
401kWire.com - Monday, November 30, 2015 - Reader Rating: 5
This Hungry Chinese Giant Firm May Be Too Distracted to Buy You Now
A few months ago, the self-proclaimed "biggest conglomerate in China" looked poised to invest $1.8 billion to buy its way into the U.S. asset management business. That deal fell through, and don't expect this acquirer to get involved in a different deal just yet...
MutualFundWire.com - Monday, November 30, 2015 Views
Capital Group Searches for a Hybrid Wholesaler
Exec would raise assets for the American Funds...
MutualFundWire.com - Friday, November 30, 2012 Views - Reader Rating: 1
A Mutual Fund Shop Hunts in Portland
A Boutique seeks wholesaling talent...
MutualFundWire.com - Friday, November 30, 2012 Views
Cost Cutting and Bond Flows Boost Mutual Fund Shops' Margins
Continued good fixed income sales benefit managers. ..
MutualFundWire.com - Friday, November 30, 2012 Views
An Elite 401k Advisor Team Expands into Tennessee
A Midwestern group of retirement plan specialists and wealth managers looks to hire after adding a new branch...
401kWire.com - Friday, November 30, 2012 - Reader Rating: 2
Despite the Media Bashing, the 401(k) Isn't Facing the Firing Squad
A Harvard study set off a media feeding frenzy but it hasn't had much policy implication yet...
401kWire.com - Friday, November 30, 2012
An RKer Helps On-the-Go Participants
A mobile site will allow participants to check their balance on smart phones...
401kWire.com - Friday, November 30, 2012
A Janus Subsidiary Switches Chiefs
The quant shop replaces its CEO...
MutualFundWire.com - Friday, November 30, 2012 Views
JPM Says Too Many TDFs Ignore Participant Behavior
A new ten year study shows how participants behave immediately post retirement,..
401kWire.com - Friday, November 30, 2012
The SEC May Merge With Another Regulator
That's the idea from congressman Barney Frank...
MutualFundWire.com - Friday, November 30, 2012 Views
A BlackRock Bigwig Sees Fixed Income Storm Clouds Gathering
In an interview with Bloomberg TV, the chief investment strategist for fixed income warned of dangers...
MutualFundWire.com - Friday, November 30, 2012 Views
PIMCO Clears Fund Board Membership Obstacles
Morningstar praises PIMCO on rule changes that make it easier to nominate members to fund board...
MutualFundWire.com - Friday, November 30, 2012 Views
Dreman Shutters Five Funds
The contrarian funds had low AUMs...
MutualFundWire.com - Friday, November 30, 2012 Views
LPL Pours Millions Into a New Retirement Group
A year after LPL purchased NRP it has created an heir to NRP...
401kWire.com - Wednesday, November 30, 2011 - Reader Rating: 4.2
Alt Mutual Funds AUMs Could Reach One Trillion Dollars
They're not just a fads anymore, according to SEI. The mutual fund servicer is projecting strong growth for the segment...
MutualFundWire.com - Wednesday, November 30, 2011 Views
Eaton Vance Breaks a 22-Quarter Streak
Tom Faust talks about the Beantown mutual fund's quarterly results...
MutualFundWire.com - Wednesday, November 30, 2011 Views
Market Woes May Delay IPO of DoubleLine Funds Investor
PMs wanting to make a side bet on DoubleLine Funds and Jeffrey Gundlach may have to sit on the sidelines a while longer...
MutualFundWire.com - Wednesday, November 30, 2011 Views
O'Connor Lands Three DC Partnerships For MSSB
The wirehouse amps up its defined contribution consulting capabilities...
401kWire.com - Wednesday, November 30, 2011
AXA Signs on a 401k Sales Chief
The new hire joins AXA Equitable from New York Life...
401kWire.com - Wednesday, November 30, 2011
An M&I Vet Jumps to an LPL Shop
A Midwestern retirement plan RIA adds another advisor to its team...
401kWire.com - Wednesday, November 30, 2011
What Will TCW Fetch?
SocGen executives deny a deal is in the works, but industry sources say they have tapped Morgan Stanley to explore a deal...
MutualFundWire.com - Wednesday, November 30, 2011 Views - Reader Rating: 5
Morningstar Gives Some High-Flying Funds a Jolt
Some of the ratings may come as a bit of a surprise...
MutualFundWire.com - Wednesday, November 30, 2011 Views - Reader Rating: 4
U.S. News Names the Best ETFs
The pub unveils its Best Fit ETF Rankings...
MutualFundWire.com - Wednesday, November 30, 2011 Views - Reader Rating: 5
Schwab and BofA Expect to Recoup Waived Money Fund Fees
Not all money market funds will recoup their waived fees, according to Reuters...
MutualFundWire.com - Wednesday, November 30, 2011 Views
A Top Mutual Fund Executive is Leaving Nuveen
The exec is moving on after nine years with the Chicago fund shop...
MutualFundWire.com - Tuesday, November 30, 2010 Views
Putnam Unveils a Wealth Management Center for Advisors
The Boston-based mutual fund firm rolls out a new feature on its advisor Web site...
MutualFundWire.com - Tuesday, November 30, 2010 Views
Who Will Replace George Miller?
House Republicans prepare to pick Committee chairman after their victory...
401kWire.com - Tuesday, November 30, 2010 - Reader Rating: 1
Falcon Lands on Gatch's Shoulders
George Gatch brings in a big name from the 401k world...
MutualFundWire.com - Tuesday, November 30, 2010 Views - Reader Rating: 5
Giovinazzo and Della Vedova Partner With a Provider
The retirement unit of an insurance company adds a fiduciary service to its platform...
401kWire.com - Tuesday, November 30, 2010 - Reader Rating: 3
New York Life Names its New Retirement Head
The Westwood Massachusetts-based plan provider has a new business head...
401kWire.com - Tuesday, November 30, 2010 - Reader Rating: 1.4
JPMorgan Picks a Retirement Chief
JPMorgan Asset Management names the executive who will oversee the bundled and investment-only businesses...
401kWire.com - Tuesday, November 30, 2010 - Reader Rating: 4
Old Mutual May Push Back its Asset Management IPO
The British firm may take a little longer before it spins off an American business...
MutualFundWire.com - Tuesday, November 30, 2010 Views
Rydex to Launch New ETFs
The Rockland, Maryland-based firm is prepping a slew of ETFs...
MutualFundWire.com - Tuesday, November 30, 2010 Views
Deal Moves $14 Billion of Fund Assets to Federated
Federated Investors completed the acquisition last week...
MutualFundWire.com - Tuesday, November 30, 2010 Views
DoL Wants Target Date Funds to Show Their Hands
The regulatory agency proposes more disclosure requirements for the increasingly popular asset allocation funds...
MutualFundWire.com - Tuesday, November 30, 2010 Views
FBI Agents Questioned an Expert Network Firm Used by Fidelity
The latest article on the insider trading probe at the FBI focuses on the largest expert network firm...
MutualFundWire.com - Tuesday, November 30, 2010 Views
Could ING DC Really be on the Block?
A Wall Street analyst has caused tongues to start wagging, but a deal in the near future may not make a lot of cents...
401kWire.com - Monday, November 30, 2009 - Reader Rating: 3.44
Shay Assets Management Entrusts a New Fund Servicer
Chicago-based Shay Assets Management settled on Northern Trust to provide fund administration services to the $1.2 billion AMF family, which includes seven mutual funds...
MutualFundWire.com - Monday, November 30, 2009 Views
ProShares Faces Another Suit
Yet another law firm is taking its place in line to sue over the lack of leveraged fund disclosure...
MutualFundWire.com - Monday, November 30, 2009 Views
A DC Advisory Firm Demands Access to an Acquirer's Records
An RIA and TPA acquirer faces a lawsuit over disclosure of its financial data...
401kWire.com - Monday, November 30, 2009 - Reader Rating: 5
Former Franklin Chair Joins Amer. Diversified Board
Howard McEldowney takes a board seat to supplement his private asset management gig...
MutualFundWire.com - Monday, November 30, 2009 Views
Great-West Fills Another Sales Slot
The Greenwood Village, Colorado-based recordkeeper names the second of three expected regional sales director hires in recent months...
401kWire.com - Monday, November 30, 2009 - Reader Rating: 5
A Startup Tells a Story to Participants
Updated | A new online media company works with DC advisors to help educate participants...
401kWire.com - Monday, November 30, 2009 - Reader Rating: 1.5
Fidelity Sees Changes in its Senior Ranks
The Boston Behemoth has a new asset management chief as Michael Wilens moves to a post within Fidelity's 401k unit...
MutualFundWire.com - Monday, November 30, 2009 Views
B Shares' Plight Attracts the WSJ's Attention
The WSJ examines the share class distinguished by back-end loads...
MutualFundWire.com - Monday, November 30, 2009 Views
Investors are Enamored of Junk
Investors continue to pile money into junk, but the rally may be over, leaving many stranded..
MutualFundWire.com - Monday, November 30, 2009 Views
WSJ Looks at the Bright Side of 2008's Market Downturn
In Monday's Wall Street Journal Fund Track, Daisy Maxey notes that many funds expect to make limited capital-gains distribution this year, thanks to last year's losses...
MutualFundWire.com - Monday, November 30, 2009 Views
Midwest Provider Bags a Payroll Partnership
A sales team expansion is also in the works at the provider, which saw year-over-year sales go up 35 percent...
401kWire.com - Friday, November 30, 2007
Angel Flies from BenefitStreet
The recordkeeping firm sees its third high-ranking departure this fall. Industry insiders say the departures stem from a change in plans...
401kWire.com - Friday, November 30, 2007 - Reader Rating: 5
Jobs for Those with a Canadian Twist
This week we take a look at jobs at Canadian parent companies of U.S. fund companies...
MutualFundWire.com - Friday, November 30, 2007 Views
FocusShares Lists Four New Gimmick ETFS on the Arca
Four new FocusShares ETFs from the International Securities Exchange have listed on the NYSE Arca...
MutualFundWire.com - Friday, November 30, 2007 Views
London B-D Appoints COO for the Americas
Steph Duckworth has been appointed as chief operating officer for the Americas at Tullett Prebon...
MutualFundWire.com - Friday, November 30, 2007 - Reader Rating: 3
Target a Date With Matrix: Next Stop Target Risk!
The Centennial State company gets into the lifecycle business with eight new collective funds...
401kWire.com - Friday, November 30, 2007
Buckeye RIA Taps Marketing Chief
A Midwestern retirement advisory shop chooses one of its own to be the first to lead its marketing efforts...
401kWire.com - Friday, November 30, 2007
Vanguard to Roll Out Three New Funds-of-Funds that Focus on Distribution
Vanguard has filed to launch three new managed payout, fund-of-funds...
MutualFundWire.com - Friday, November 30, 2007 Views - Reader Rating: 5
Fund Track Revisits PowerShares Filing
The subject of today's Fund Track is yesterday's news that PowerShares has filed the first ever prospectus for an actively managed equity-based ETF...
MutualFundWire.com - Friday, November 30, 2007 Views
Fido Rechristens Growth and Income Fund with Jazzier Name
The Fidelity Growth and Income II Portfolio will be renamed the Fidelity Mega Cap Stock Fund...
MutualFundWire.com - Friday, November 30, 2007 Views
Pzena Slapped With Suit Post-IPO
The New York-based asset manager has been slapped with a lawsuit in connection with its October IPO...
MutualFundWire.com - Friday, November 30, 2007 Views
Rhode Island Retailer Mulls Addition of Emerging Markets Fund
A Cumberland, Rhode Island-based retailer is looking into the possibility of including an emerging markets fund in its lineup...
401kWire.com - Thursday, November 30, 2006
Will US Bank's Sale Start the Deals Flowing?
Despite the industry-wide consensus that the 401k market is too fragmented, deals have been few and far between. Is that changing?..
401kWire.com - Thursday, November 30, 2006 - Reader Rating: 2.67
GAO Says Show Us The Fees
Congress' investigative arm wants plan sponsors and providers to be required to disclose everything. ..
401kWire.com - Thursday, November 30, 2006
US Bank Sells 401k Biz
Nearly 1,900 plans, representing 195,000 participants and more than $9 billion in assets, will change hands...
401kWire.com - Thursday, November 30, 2006 - Reader Rating: 2.75
Old Dominion Telecom Hangs Up on Pension
The firm will freeze its $10.7 million DB plan and beef up its $10 million DC one, and it looks like it hopes to get its older employees out before the change hits. ..
401kWire.com - Thursday, November 30, 2006
Bisys Beefs Up Communication and Education Services
The outsourced recordkeeper is rolling out enhanacements to its services in January...
401kWire.com - Thursday, November 30, 2006
West Coast Provider Adds Sharebuilder SDBAs
The plan provider is offering self-directed brokerage accounts from Sharebuilder as part of its micro-plan NAV product...
401kWire.com - Wednesday, November 30, 2005
Financial Engines Marks Off a Milestone
The investment advisor says that it tripled its managed account business so far this year...
401kWire.com - Wednesday, November 30, 2005
AllianceBernstein Taps Morgan Stanley Exec
The new hire at the New York City-based plan provider is overseeing DC marketing and product development...
401kWire.com - Wednesday, November 30, 2005
Alliance Benefit Adds HSA Enrollment Kit
The plan administrator has signed on with a specialist to create its health savings account enrollment kits...
401kWire.com - Wednesday, November 30, 2005
Why Are ETFs Outselling Funds?
Exchange-traded funds (ETFs) continue to steal some of the thunder of the open-ended cousins. The latest numbers show that ETFs are outselling regular funds during the stock market bounce that started two months ago. ..
MutualFundWire.com - Wednesday, November 30, 2005 Views
Ameriprise Readies RiverSource Funds of Funds
Ameriprise Financial will introduce seven mutual funds next year, the first batch to be marketed using the RiverSource brand name...
MutualFundWire.com - Wednesday, November 30, 2005 Views
Another Janus Story, This Time it is an LBO
Fortune Magazine may be throwing more light on what caused a Janus board member to resign suddenly earlier this year. At the time, the speculation on Wall Street was that trustee Robert Burt disapproved of plans to sell the firm or buy another firm (rumors pegged Amvescap as the partner). The new report suggests that the Wall Street rumors mill was wide of the mark...
MutualFundWire.com - Wednesday, November 30, 2005 Views
It is a Good Time to Ask for that Raise
The latest study from Russell Reynolds predicts pay hikes in the 15 to 20 percent range for senior executives. Look for more long-term incentives rather and less in cash bonuses...
MutualFundWire.com - Tuesday, November 30, 2004 Views
ICAA Asks SEC to Clarify Email Rules
While the SEC is talking with fund industry groups, there remains frustration on the that investigatory practice is evolving faster than the formal rules...
MutualFundWire.com - Tuesday, November 30, 2004 Views
Commerce v. SEC Gets Date
April 15 will be important for more than a visit from the tax man in 2005...
MutualFundWire.com - Tuesday, November 30, 2004 Views
Principal Adds Solo-K
The insurer is the latest to offer the trendy plan...
401kWire.com - Tuesday, November 30, 2004 - Reader Rating: 1
Clock Runs Out on TSP Reform
The Senate will need overtime to get a bill changing how federal workers can enroll in the largest DC plan...
401kWire.com - Tuesday, November 30, 2004
Rollover Platform Adds More Choice
Fixed annuities get added to the menu of investment options...
401kWire.com - Tuesday, November 30, 2004
CalPERS Board Expect to Axe Harrigan
The CalPERS chief expects to get his walking papers in a vote tomorrow. Expected successor is a Wilson appointee...
401kWire.com - Tuesday, November 30, 2004
T. Rowe Adds Redemption Fees
The Baltimore fund firm is asking TPAs to track whether short-term trading fees should be levied on 401k account holders...
401kWire.com - Tuesday, November 30, 2004 - Reader Rating: 4
Harbor Swaps SubAdvisors
Jennison Associates loses one of its two relationships with the Prudential unit. ..
MutualFundWire.com - Friday, November 30, 2001 - Reader Rating: 3
First Union Adds Alliance Partner
The firm has added a new fund firm to its list of allies as it grows its fund list by seven. ..
401kWire.com - Friday, November 30, 2001 - Reader Rating: 3
Waterhouse Offers Planning Tools
Two Fido Select Funds Get New Managers ... DIA Manager Founds New Firm ... BONY to Buy $2.6 Billion from Axe-Houghton ... High Net Worth Advisors Awards $32 Mandate ... Wells Fargo Opens Institutional Bond Fund ... Morgan Stanley Unifies Wealth Units ... Kansas 529 Plan Passes $100 Million Mark. ..
401kWire.com - Friday, November 30, 2001 - Reader Rating: 3
Kansas 529 Plan Doubles Assets
Two Fido Select Funds Get New Managers ... DIA Manager Founds New Firm ... BONY to Buy $2.6 Billion from Axe-Houghton ... High Net Worth Advisors Awards $32 Mandate ... Wells Fargo Opens Institutional Bond Fund ... Waterhouse Offers Planning Tools ... Morgan Stanley Unifies Wealth Units ... Kansas 529 Plan Passes $100 Million Mark...
MutualFundWire.com - Friday, November 30, 2001 Views - Reader Rating: 3
FRC Hires New BizDev Head
Financial Research Corporation has picked up a new executive to head business development...
MutualFundWire.com - Friday, November 30, 2001 - Reader Rating: 3
Seligman Offers Web-401k
The firm has outsourced the servicing of the new product to a TPA. ..
401kWire.com - Friday, November 30, 2001 - Reader Rating: 3
Seligman Offers Web-401k
The firm has outsourced the servicing of the new product to a TPA. ..
401kWire.com - Friday, November 30, 2001
Hancock Reverses Fields
The insurer is putting together another effort to woo small business owners with 412i retirement plans less than a year after killing its 401k business. ..
MutualFundWire.com - Friday, November 30, 2001 Views - Reader Rating: 3
Will Burgers Fill Fidelity Coffers?
The fund behemoth is part of a unique deal distributing 529 plans through retails, including McDonalds. ..
MutualFundWire.com - Friday, November 30, 2001 - Reader Rating: 3
November 30, 2000
SEC Officials Look Into Dressing and Pumping ... Cash Flows Weaken ... As Investors Tap the Brakes...
401kWire.com - Thursday, November 30, 2000 - Reader Rating: 3
November 30, 2000
SEC Officials Look Into Dressing and Pumping ... Cash Flows Weaken ... As Investors Tap the Brakes...
MutualFundWire.com - Thursday, November 30, 2000 - Reader Rating: 3
A Janus PR Nightmare?
What happens when you are the hottest U.S. tech fund shop, the Nasdaq is collapsing and the rumor is that one of your flagship funds is liquidating? If you are Janus you take more calls from reporters than shareholders. ..
MutualFundWire.com - Thursday, November 30, 2000 - Reader Rating: 3
BONY Plans Small Plan Push
The Bank of New York is increasing its sales push to 100,000 small business in the New York Metro area starting in January 2001...
401kWire.com - Thursday, November 30, 2000 - Reader Rating: 3
Schwab Answers Advisor Demands
The broker is leveraging its US Trust acquisition to expand its trust capabilities for advisors...
MutualFundWire.com - Thursday, November 30, 2000 - Reader Rating: 3
Schwab Targets 403b Accounts
The broker's new 403b7 accounts will let participants in plans sponsored by not-for-profits go directly to Schwab...
401kWire.com - Thursday, November 30, 2000 - Reader Rating: 3
AmEx Treads New Ground
The Minnesota giant is offering a multi-managed fund in January as it seeks to fill the wholes in its line-up...
MutualFundWire.com - Thursday, November 30, 2000 - Reader Rating: 3
Insurer Eyes TPAs for Purchase
Guardian Life is planning to build out its full-service business. To do so it is seeking to buy a third-party administrator...
401kWire.com - Thursday, November 30, 2000 - Reader Rating: 3
Invesco Looks Overseas for Product
The find firm is set to launch a global growth offering, it is also shooting down its international sector funds. ..
MutualFundWire.com - Thursday, November 30, 2000 - Reader Rating: 3
Mutual Fund Company Offers Specific Advice
One mutual fund company is taking a step up to the plate in an effort to answer the question, "What should I do to achieve my goals," specifically...
401kWire.com - Tuesday, November 30, 1999 - Reader Rating: 3
Climbing The Ivy
After joining Ivy Management only a year ago, the company has promoted a vice president and portfolio manager to head of fixed-income...
MutualFundWire.com - Tuesday, November 30, 1999 - Reader Rating: 3
Van Wagoner Closes Its First Funds
Earlier this month Garrett Van Wagoner closed two of his hot funds, with the company planning to do the same for the entire family as assets reach set levels...
MutualFundWire.com - Tuesday, November 30, 1999 Views - Reader Rating: 3
Who's Tapping PortfolioPlanner?
1999 may very well become known as the year that advice took off. Firms like Financial Engines, 401kForum, S&P, and Wiesenberger all rolled out new alliances, services, and products. This was also the year that they signed on many a new client. But the leader in the arena may very well be the firm that is making the least amount of noise: Fidelity...
401kWire.com - Tuesday, November 30, 1999 - Reader Rating: 3
New Advice Recommends Specific Outside Funds
One mutual fund company is taking a step up to the plate in an effort to answer the question, "What should I do to achieve my goals?" even if it means recommending other company's funds...
MutualFundWire.com - Tuesday, November 30, 1999 - Reader Rating: 3
Odd Lots, November 30, 1999
Islamic fund follows the laws of Shariah ... Investors give the gift of inflows ... UAM shake up and shake out ... Life after Janus...
MutualFundWire.com - Tuesday, November 30, 1999 Views - Reader Rating: 3
Internet Eyeballs
It's getting to feel like that time of year again. Every company under the Sun is releasing its annual survey. American Century,  today,  released its fourth annual Internet Adoption Study, tracking the online habits of mutual fund investors...
401kWire.com - Tuesday, November 30, 1999 - Reader Rating: 3
What's Keeping the Citi Awake?
If the Citi never sleeps, what may be keeping it awake is its lack of presence in the defined contribution business. This may change, though, as Citigroup repositions its newly unified financial empire. Also, MetLife to demutualize...
401kWire.com - Monday, November 30, 1998 - Reader Rating: 3
Transamerica Intros New Funds and Automatic Enrollment
Transamerica Life Insurance is adding three new funds to its investment lineup, Paul Henry, director of marketing, told the 401kWire.com. It will also be adding an automatic enrollment option for plan sponsors...
401kWire.com - Monday, November 30, 1998 - Reader Rating: 3
Deluxe Names New Provider
Shoreview, Minnesota-headquartered Deluxe Corporation (NYSE: DLX) has tapped Northern Trust Retirement Consulting, L.L.C. to provide master trust, recordkeeping, and investment management services for an equity index fund, an official with the sponsor told the 401kWire.com. The 401(k) plan has $2 billion in assets and 18,000 participants...
401kWire.com - Monday, November 30, 1998 - Reader Rating: 3
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