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News Stories Archives - Since 1998
A $151B Quarter Almost Reverses a Rough Year
The M* team updates U.S. flows data for December 2022 for money market mutual funds...
MutualFundWire.com - Tuesday, January 31, 2023
FuturePlan and Human Interest Alums Join a TPA
The new hires, one in the Mid Atlantic and one in the Northeast, joined a Southwestern firm's sales team...
401kWire.com - Tuesday, January 31, 2023 - Reader Rating: 1
Gallagher's Big DB Deal Offers DC Opps
Jeff Leonard talks to 401kWire about the insurance brokerage's $660-million deal...
401kWire.com - Tuesday, January 31, 2023
Grabot Extends GuidedChoice's Reach
The 401(k) managed account and advice shop's distribution was previously restricted to participants in plans whose recordkeepers had integrated with GuidedChoice...
401kWire.com - Tuesday, January 31, 2023
Abou-Jaoudé Will Take Over a $371B-AUM Multi-Boutique
The rising executive will be succeeded by his CEO. Both changes are slated for this spring...
MutualFundWire.com - Tuesday, January 31, 2023
A Two-Firm Purchase Adds $1.3B to Alera's KPA Biz
The deal boosts the insurance brokerage's KPA aggregator arm to more than $7 billion in AUA...
401kWire.com - Tuesday, January 31, 2023
Money Market Flows Fell 23 Percent Last Year, But ...
The M* team updates U.S. flows data for December 2021 for money market mutual funds...
MutualFundWire.com - Monday, January 31, 2022 Views
In Illinois, an RM Vet Joins Transamerica
The new hire previously worked with Iron, Newport, and PCS...
401kWire.com - Monday, January 31, 2022
A $103MM-AUA Ohio KPA Moves
The advisor now aligns with one of Advisor Group's indie B-D/RIAs...
401kWire.com - Monday, January 31, 2022
A DC Strategy Chief Will Leave a $1T-AUM Firm
The executive has spent more than 16 years at the company. He is expected to retire next month...
401kWire.com - Monday, January 31, 2022
Week In Preview, January 31 - February 6
This week, the teams at EBRI, FIS, GRPAA, and NTSA will host events, and two recordkeepers' parents will release earnings...
401kWire.com - Monday, January 31, 2022
Week In Preview, January 31 - February 6
This week, the team at MFDF will host events, and several firms in the asset management business will release earnings...
MutualFundWire.com - Monday, January 31, 2022 Views
A Midwestern Fund Firm Buys In NYC
The deal, which closed earlier this month, involved one fund merger and one fund adoption...
MutualFundWire.com - Friday, January 31, 2020 Views
An Empower Unit With $45B Shifts
It's now part of the recordkeeper's product division...
401kWire.com - Friday, January 31, 2020 - Reader Rating: 2.5
The Feds Renew a 34-Year DC Relationship
A provider will continue to serve the largest DC plan...
401kWire.com - Friday, January 31, 2020
On a DC I-O Team, a Nine-Year Company Vet Rises
The freshly promoted exec, based in Ohio, now covers the Great Lakes territory for the channel...
401kWire.com - Friday, January 31, 2020
Millennium Trust Tackles Emergency Savings
The longtime provider ally teams up and is looking for more...
401kWire.com - Friday, January 31, 2020 - Reader Rating: 5
Fidelity Gives Another Tool to MF Replicators
The Boston Behemoth's latest retail brokerage update may not be good news for active stock fund firms...
MutualFundWire.com - Friday, January 31, 2020 Views
Are You a Good Digital Fiduciary?
A behavioral finance guru teams up with a 401k provider to offer tips for KPAs and plan sponsors looking to up their 21st century game...
401kWire.com - Thursday, January 31, 2019
Two Key Execs Join a NYC Fin Wellness Shop
The new hires both fill newly created spots in the startup's C-suite...
401kWire.com - Thursday, January 31, 2019 - Reader Rating: 3
The FIS Team Welcomes a Chi-Town 401k Sales Vet
The new hire serves as senior national account manager for retirement solutions...
401kWire.com - Thursday, January 31, 2019 - Reader Rating: 5
Who Gained Market Share In 2018?
M* updates ETF and long-term, open-end mutual fund flows data for December 2018...
MutualFundWire.com - Thursday, January 31, 2019 Views
Voya Lands a French Giant's U.S. 401k
The plan held more than $626 million for about 8,700 participants as of the end of last year...
401kWire.com - Thursday, January 31, 2019
A Triumvirate Cedes Power to a Sole CEO
A new chief takes over a publicly traded asset manager...
MutualFundWire.com - Thursday, January 31, 2019 Views
A Midwestern RKer Launches a CIT Data Hub
Broadridge teamed up with the provider on the new website, open to KPAs, plan sponsors, and participants alike...
401kWire.com - Thursday, January 31, 2019 - Reader Rating: 5
Where Stromberg Is Focusing T. Rowe's Dollars In 2019
The publicly traded mutual fund firm's chief talks to a hometown paper about his plans for the new year...
MutualFundWire.com - Thursday, January 31, 2019 Views
Who Will Take Over OneAmerica Retirement as Ops Shifts?
The Midwestern insurer's CEO is searching for a new retirement services chief and is consolidating operations across the company...
401kWire.com - Wednesday, January 31, 2018 - Reader Rating: 4.88
ARK Felt the Inflows Love In 2017
M* Direct updates mutual fund and ETF flows data for the full 2017 calendar year...
MutualFundWire.com - Wednesday, January 31, 2018 Views
An American Beacon Ally Crushes It
M* Direct updates mutual fund and ETF flows data for December 2017...
MutualFundWire.com - Wednesday, January 31, 2018 Views
Wagner Recruits an ABC Board Member
The ERISA law firm's latest partner joins in D.C. and is also involved with the American College of Employee Benefit Counsel...
401kWire.com - Wednesday, January 31, 2018
The Founder of a Touchstone Precursor Dies
A "Cincinnati mutual fund pioneer" dies at 78...
MutualFundWire.com - Wednesday, January 31, 2018 Views
Andy Puzder's Hearing Delayed ... for the Fourth Time
How many scheduled hearings does it take to nominate a Labor Secretary? More than four, apparently...
401kWire.com - Tuesday, January 31, 2017
Follow the Fundsters - January 31, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, January 31, 2017 Views
Need to Evaluate a Plan? Pru Has an App for That
Prudential has launched an app made especially for advisors. ..
401kWire.com - Tuesday, January 31, 2017 - Reader Rating: 5
Betterment Adds a Human Touch
The largest independent online investment advisor, Betterment, today unveiled a new service offering, going beyond the concept of digital advice and moving in conjunction with a team of licensed experts...
401kWire.com - Tuesday, January 31, 2017 - Reader Rating: 3
NY KPA Shop Appoints One
Located in Rochester and serving western New York since 2001, Beltz Ianni & Associates is a comprehensive financial services firm, focused on helping people prepare for and maintain a successful retirement...
401kWire.com - Tuesday, January 31, 2017
Though Passive Dominates Advisor Flows, Active's Still Pulling in Ten of Billions
New data shows that active asset management is not down for the count in the retail intermediary channels...
MutualFundWire.com - Tuesday, January 31, 2017 Views
LOMA Awards 800 Industry Professionals
Approximately 800 retirement-focused industry professionals received accolades as a result of the progress made with the association’s retirement education program and its positive impact on industry employees and organizations worldwide...
401kWire.com - Tuesday, January 31, 2017 - Reader Rating: 1
Mutual of Omaha Debuts New Tools
The firm has rolled out new participant engagement tools and a partnership to assist the effort. ..
401kWire.com - Tuesday, January 31, 2017 - Reader Rating: 1.02
TD's Nally Gathers a Record Crowd in SoCal
The RIA custodian estimates that more 3,200 RIAs and their allies will converge on San Diego this week for its 21st annual conference...
MutualFundWire.com - Tuesday, January 31, 2017 Views
Schlichter Wins Final Approval in a $30MM Fee Case
It's the second largest excessive-fee settlement in history...
401kWire.com - Friday, January 31, 2014
Putnam's Technology Wins Over a $38MM 401k
The Boston-based provider hauled in RKing for a tech firm. ..
401kWire.com - Friday, January 31, 2014 - Reader Rating: 5
Weather Ain't Taking the Fun Out of Our TD!
Fundsters, advisors and other financial executives defy weather, both in and out of Florida, to make TD "Together" a rocking bash...
MutualFundWire.com - Friday, January 31, 2014 Views
Marcia Wagner Branches Out to Chi Town, Hires Two
The ERISA legal eagle has a new office and some new seasoned lawyers on her staff. ..
401kWire.com - Friday, January 31, 2014
A Top Russell Exec Falls to His Death
The consulting and asset management shop mourns a five-year company veteran from its c-suite...
MutualFundWire.com - Friday, January 31, 2014 Views - Reader Rating: 4
BMO Seals a $1.2B Deal Across the Pond
The Canadian bank continues to make asset management acquisitions...
MutualFundWire.com - Friday, January 31, 2014 Views
An Ex-Morgan Stanley 401k Bigwig Resurfaces to Help Fledgling Fundsters
A veteran B-D exec joins a five-year-old shop that specializes in helping asset managers with product development and distribution...
401kWire.com - Friday, January 31, 2014
Three Things to Know From AMG's Earnings
Top execs at the asset manager acquirer discuss their Q4 results...
MutualFundWire.com - Thursday, January 31, 2013 Views
TD Ameritrade Conference Focuses on "Breaking Boundaries"
The second day of this year's conference, features major announcements on advisor platform, breakdancers jumping to technofunk and Condoleezza Rice poking fun at Putin. ..
MutualFundWire.com - Thursday, January 31, 2013 Views
DST Gains 200,000 Participants
The tech firm is in the middle of a big conversion...
401kWire.com - Thursday, January 31, 2013 - Reader Rating: 4
Pru Launches an Education Site
PreparewithPru.com is live...
401kWire.com - Thursday, January 31, 2013
An Indie B-D Says Goodbye to its Retirement Chief
A defined contribution and mutual fund industry veteran leaves a broker-dealer...
401kWire.com - Thursday, January 31, 2013 - Reader Rating: 2.67
"This is the Way the World Ends," Says Gross
The Pimco PM's latest commentary is interesting as ever...
MutualFundWire.com - Thursday, January 31, 2013 Views
A Top East Coast Advisor Joins LPL
Bill Chetney and his team win over another retirement plan shop...
401kWire.com - Thursday, January 31, 2013 - Reader Rating: 3
The Next Generation Takes Over Dodge & Cox
The California value mutual fund shop will shuffle its senior leadership team in May...
MutualFundWire.com - Thursday, January 31, 2013 Views - Reader Rating: 2
Rahm Emmanuel Calls On Fundsters to Abandon Guns
The Chicago mayor wants fund shops to "blacklist" gun manufacturers...
MutualFundWire.com - Thursday, January 31, 2013 Views
Berkowitz Partially Closes Everything
When February ends, the three Fairholme Funds will no longer accept any new investors...
MutualFundWire.com - Thursday, January 31, 2013 Views
Forward Scouts for Sales Help in the Southeast
The alternative mutual fund shop is looking to fill a sales position in the Florida area..
MutualFundWire.com - Tuesday, January 31, 2012 Views
Waddell Misses as Inflows Plummet
Yet the Kansas mutual fund firm still netted positive flows in a rough quarter...
MutualFundWire.com - Tuesday, January 31, 2012 Views
Bennett Offers Four New Funds
The fund of funds shop has four new offerings...
MutualFundWire.com - Tuesday, January 31, 2012 Views
A $53B Consulting Shop Hunts For Four Analysts
Watch for one of the consulting firm's siblings to add an advisor, too...
401kWire.com - Tuesday, January 31, 2012
Liftout Could Spawn New Funds at Roosevelt
Roosevelt Investment Group has lifted out a seven-person equity team from Mesirow Financial...
MutualFundWire.com - Tuesday, January 31, 2012 Views
Pru Unveils a Trio of New Clients
The plan provider secures more than $95 million in plan assets via three new clients...
401kWire.com - Tuesday, January 31, 2012 - Reader Rating: 4
An Insurance Brokerage Buys a 401k Biz
A SoCal firm snaps up a Big Apple retirement plan advisory practice...
401kWire.com - Tuesday, January 31, 2012 - Reader Rating: 2
Fee Disclosure Regs Give Sponsors Leverage
Industry observers say the 401(k) space is a a buyer's market...
401kWire.com - Tuesday, January 31, 2012 - Reader Rating: 4.33
Employers Shop for Discount 401k Funds from Fido and BofA
The new fee disclosure regs are driving down fund fees, according to the Wall Street Journal...
MutualFundWire.com - Tuesday, January 31, 2012 Views
How Powerful is Invesco's ETF Hedge?
A Forbes columnist takes a look at the mutual fund firm and its ETF biz...
MutualFundWire.com - Tuesday, January 31, 2012 Views - Reader Rating: 5
Fidelity and Vanguard Brace for IRA Rollovers Influx
A new Cerulli survey says three of the biggest recordkeepers in the DC space will reap the bounty of IRA rollovers in the not-too-distant-future. ..
MutualFundWire.com - Tuesday, January 31, 2012 Views
The Street Punishes WisdomTree
The ETF provider releases its Q4 earnings report and watches its stock price drop...
MutualFundWire.com - Tuesday, January 31, 2012 Views
Who are the Top Influencers in the 401k World?
See our sister publication's list of 100 Most Influential People in the Defined Contribution Industry...
MutualFundWire.com - Monday, January 31, 2011 Views
Schroders Taps Talent from Deutsche Bank
The new arrival in the multi-asset solutions investment team comes as the Schroders Multi-Asset Growth Portfolio marks its third anniversary...
MutualFundWire.com - Monday, January 31, 2011 Views
A BofA Sales Pro Heads to an OppFunds Sub
He is now vice president of institutional sales for the Central and Southeast regions at OFI Institutional Asset Management...
401kWire.com - Monday, January 31, 2011
Another 403b Firm Joins an Acquirer
A national outfit does a deal in the Midwest...
401kWire.com - Monday, January 31, 2011
The Principal Teams Up with Delaplane to Help Plan Sponsors
A new white paper from a noted ERISA attorney should shed some light on participant fee disclosure rules for plan sponsors...
401kWire.com - Monday, January 31, 2011 - Reader Rating: 2
BPAS Seals a Distribution Pact with a Payroll Specialist
The firm has linked up with a payroll distribution partner for its open architecture platform...
401kWire.com - Monday, January 31, 2011
Guest Column: Dan Calabria on Mutual Fund Director Reforms and Compensation
The former president and CEO of Templeton Funds shares his views on mutual fund director reforms and compensation...
MutualFundWire.com - Monday, January 31, 2011 Views - Reader Rating: 5
Third Time is the RFP Charm for VALIC
VALIC bats 1000 with an old client...
401kWire.com - Monday, January 31, 2011 - Reader Rating: 3
Financial Engines Lands Distribution with Five RKers for its New 401k Offering
The managed accounts specialist unveils a new retirement product...
401kWire.com - Monday, January 31, 2011
A 'Quirky' Fund Firm Catches the Attention of the New York Times
New York Times columnist Ron Lieber describes the fund firm as 'probably the quirkiest company in all of financial services.'..
MutualFundWire.com - Monday, January 31, 2011 Views - Reader Rating: 3
UniCredit CEO Gives a Timeframe for a Pioneer Deal
UniCredit's top exec talks to Reuters Insider TV about the timeframe for finalizing the Pioneer sale process...
MutualFundWire.com - Monday, January 31, 2011 Views
Commodity MFs Outpace ETFs
Commodity mutual funds trumped their ETF counterparts in 2010...
MutualFundWire.com - Monday, January 31, 2011 Views
Investors Favor Vanguard, iShares and PowerShares for ETFs
InvestmentNews covers new research on exchange-traded funds...
MutualFundWire.com - Monday, January 31, 2011 Views
Shadow NAVs Arrive
This week the SEC will start disclosing 60-day-old numbers for money market mutual funds...
MutualFundWire.com - Monday, January 31, 2011 Views
Fidelity Flows Find December Peak
Fidelity's fund group put up good sales numbers in December of 2007 but numbers for the whole of last year were well below 2006's numbers...
MutualFundWire.com - Thursday, January 31, 2008 Views
Five Move Forward at PIMCO
They now sport the managing director title at the bond fund giant...
MutualFundWire.com - Thursday, January 31, 2008 Views
StanCorp Asset Management Unit Posts Lower Income
StanCorp Financial Group's asset management unit, which includes its retirement plan business, saw income drop and AUM increase in the fourth quarter...
401kWire.com - Thursday, January 31, 2008
NFP Securities Loses CEO
Jessica Bibliowicz may need to search for a new chief for her broker-dealer...
MutualFundWire.com - Thursday, January 31, 2008
Common Outlooks and Opportunities Drove The Deal, Says Farrell
AST Capital brings strong technology and a lead place in the collective funds market to the table, but it is a shared mantra that brought it into the arms of Wilmington Trust...
401kWire.com - Thursday, January 31, 2008 - Reader Rating: 5
Wilmington Trust Buys Out AST Capital
The deal nearly doubles the size of Wilmington Trust's retirement-focused business...
401kWire.com - Thursday, January 31, 2008 - Reader Rating: 4
Legg Mason Puts Brandywine into the Spin Cycle
Legg Mason is planning to spin off the international stock team of its Brandywine Global Investment Management unit...
MutualFundWire.com - Thursday, January 31, 2008 Views
Three Fund Firms Take Home MStar Top Steward Kudos
The Chicago-based firm praises three fund companies for becoming more shareholder-friendly...
MutualFundWire.com - Thursday, January 31, 2008 Views - Reader Rating: 2
MG Advisory Services Launches Managed Account Platform
Matrix' sister company has taken the wraps off a managed account platform...
401kWire.com - Wednesday, January 31, 2007 - Reader Rating: 5
401(k) Work on Treasury's Back Burner
DB-focused issues such as 415 rules and funding changes, along with deferred compensation and even President Bush's health care tax changes are taking up the Treasury's resources. As a result, don't expect work on auto plan regs for another few months...
401kWire.com - Wednesday, January 31, 2007
Wells Fargo Says No to Target Date Loads
The Bay Area financial firm is closing 3 old share classes to new investors while adding a new share class altogether...
401kWire.com - Wednesday, January 31, 2007 - Reader Rating: 3
Fido Ponders Doubling Down on Lone-Star State
The Boston Behemoth might add 600,000 square feet to a North Texas facility. ..
401kWire.com - Wednesday, January 31, 2007
Miller Tells the LA Times Fee Scrutiny is Coming
The California Democrat revealed that he feels obligated to make sure DC costs are reasonable. ..
401kWire.com - Wednesday, January 31, 2007 - Reader Rating: 4
IRS Plans to Knock on More Sponsors' Doors in '06
Don't be surprised if more of your plan sponsor clients get visits from the IRS over the next nine months...
401kWire.com - Tuesday, January 31, 2006 - Reader Rating: 5
DST Hopes to Put Insurers onTRAC
The back office specialist is adding annuities to its bag of tricks to go along with mutual funds...
401kWire.com - Tuesday, January 31, 2006
No 401(k) Tax After All
New Jersey government officials have abandoned their idea on taxing 401(k) contribution to raise state revenues...
401kWire.com - Tuesday, January 31, 2006
West Va. Teachers Get Choice on DC Plan
The state's teachers will get to vote on whether they stick with their DC plan or opt for the state DB plan...
401kWire.com - Tuesday, January 31, 2006
RolloverSystems To Launch Retention Tool
The IRA rollover specialist is in talks with financial institutions that are looking for a retention tool...
401kWire.com - Tuesday, January 31, 2006
Morgan Stanley Adds to SMA Platform
The Franklin Portfolio Advisers Multi Cap Growth portfolio has landed a spot on Morgan Stanley’s managed account platform...
MutualFundWire.com - Tuesday, January 31, 2006 Views
California Bank Fund Group is Adopting
HighMark Capital Management is taking the Bailard Opportunity Funds under its wing. The board of trustees of the HighMark Funds and the board of directors of the Bailard Opportunity Fund Group have approved an agreement that will send the Bailard funds to three newly-established series of HighMark Funds, the firms said in a joint statement...
MutualFundWire.com - Tuesday, January 31, 2006 Views
DST Hires Retirement Sales Exec
The sales pro will develop leads for DST and BFDS' recordkeeping business...
401kWire.com - Monday, January 31, 2005
SSgA Taps Insider to Head Firm
William W. Hunt has been named president and chief executive officer of State Street Global Advisors. He replaces Timothy B. Harbert, who died in August 2004...
MutualFundWire.com - Monday, January 31, 2005 Views - Reader Rating: 4
Alliance May Team with Chinese Insurer
Alliance Capital may be partnering with Chinese firm Ping An to provide asset management to the insurer, reported the South China Morning Post. Lewis Sanders, Alliance's chairman, did not provide details on the deal because regulators have not yet given approval for the deal. ..
MutualFundWire.com - Monday, January 31, 2005 Views
Deal Updates: One is, One is Not
The buzz is that one deal for a large 401k book has hit the rocks while another is done. Which is which?..
401kWire.com - Monday, January 31, 2005 - Reader Rating: 3.5
Marsh Cuts an $850 MM Deal with Regulators
The firm will take a $618 million charge against fourth quarter earnings...
401kWire.com - Monday, January 31, 2005
Social Security to Take Center Stage Wednesday
President Bush is expected to provide details on Wednesday. The Dems offer ideas of their own...
401kWire.com - Monday, January 31, 2005
Buckeye Sponsor Signs with NYLIM
NYLIM Retirement Plan Services will provide combined DB-DC services for the sponsor...
401kWire.com - Monday, January 31, 2005
MetLife Purchases Citi Unit
For the fourth time this year a block of 401(k) plans is changing hands. This time retirement plans are not the deal driver...
401kWire.com - Monday, January 31, 2005
SEC Considers Trading Cost Proposal
Paul Roye, director of the SEC's Division of Investment Management, said the SEC will likely consider issues in the following order this year: redemption fees in the first quarter, trading costs in the first half of the year and the "hard" close issue sometime after the first quarter...
MutualFundWire.com - Monday, January 31, 2005
Fido Comes Clean
Fidelity is in the process of updating 300 or so of its fund prospectuses to include more detail on the practice of revenue sharing. Although officials shied away from giving cold, hard numbers, they did admit that the amounts can be "significant."....
MutualFundWire.com - Monday, January 31, 2005 Views
Heartland Sets Example with its Proxy Dislosure Site
Sometimes those in a community who have suffered the most provide the example to the more fortunate. Heartland may be setting the example on proxy vote disclosure...
MutualFundWire.com - Friday, January 31, 2003 Views
Enter ERSAs, Bush Proposes New Savings Plans
The White House wants to simplify tax-free savings-retirement opportunities for all Americans. But watch out for unintended consequences...
MutualFundWire.com - Friday, January 31, 2003 Views
Schwab Names Sole CEO
Pottruck is the sole CEO as Schwab splits the Chairman and CEO jobs...
MutualFundWire.com - Friday, January 31, 2003 Views
EnvestnetPMC Says Get Back in the Pool
The managed account platform has paired up with Rittenhouse on a product that offers skittish investors a way back into the stock market...
MutualFundWire.com - Friday, January 31, 2003 Views - Reader Rating: 3
AgriBank Selects a New DB-DC Provider
The St. Paul financial services firm closes the RFP for its combined 5,500-participant program...
401kWire.com - Friday, January 31, 2003 - Reader Rating: 4
Enter ERSAs, The Prez Proposes New Savings Plans
The White House wants to simplify tax-free savings-retirement opportunities for all Americans. But watch out for unintended consequences...
401kWire.com - Friday, January 31, 2003 - Reader Rating: 4.75
Waterford Wedgwood Converts to New Plan
The crystal and china maker taps a new bundled provider for its near 600-participant plan...
401kWire.com - Friday, January 31, 2003 - Reader Rating: 4
US Airways Files for New Pilot DC Plan
The company plans to commit $850 Million over the next seven years to fund its replacement retirement plan for pilots...
401kWire.com - Friday, January 31, 2003
Palmer & Cay Names New COO
The former March exec is replacing an insider who was promoted...
401kWire.com - Friday, January 31, 2003
Spark Goes to Washington
The Spark Institute is set to educate members of Congress in meetings to four committees next week...
401kWire.com - Thursday, January 31, 2002 - Reader Rating: 3
How the 401k Co Stock Crisis Affects You
Right now, there is a great deal of controversy swirling around 401k plans, but those in the mutual fund business should not think it has nothing to do with them...
MutualFundWire.com - Thursday, January 31, 2002 Views - Reader Rating: 3
CIBC Mellon Makes an Acquisition
The firm has purchased a third party investment fund custody business...
MutualFundWire.com - Thursday, January 31, 2002 Views - Reader Rating: 3
Flying High at American Life
Gleeson Appointed ... Enron Reaches Europe ... SEC Scam...
401kWire.com - Thursday, January 31, 2002 - Reader Rating: 3
Flying High at American Life
Gleeson Appointed ... Enron Reaches Europe ... SEC Scam...
MutualFundWire.com - Thursday, January 31, 2002 Views - Reader Rating: 3
Rolling with Small Cap
Wells Fargo launches a new small cap fund...
MutualFundWire.com - Thursday, January 31, 2002 Views - Reader Rating: 3
Global Crossing: Yet Again?
Global Crossing froze employee 401k accounts in the weeks that it was negotiating new financing says the Wall Street Journal...
401kWire.com - Thursday, January 31, 2002 - Reader Rating: 3
GoldK COO Makes a Landing
Radu Pasovschi makes a home at a new firm...
401kWire.com - Thursday, January 31, 2002 - Reader Rating: 3
January 31, 2001
2000 Is a Record Year ... But Not All Investors Won ... Stilwell May Go on Shopping Spree ... Schwabbies Told to Take Fridays Off ... Putnam Earns Record Profits ... Schwab, TD Waterhouse Ally ... Kelmore Fund Profile...
MutualFundWire.com - Wednesday, January 31, 2001 Views - Reader Rating: 3
January 31, 2001
2000 Is a Record Year ... But Not All Investors Won ... Stilwell May Go on Shopping Spree ... Schwabbies Told to Take Fridays Off ... Putnam Earns Record Profits..
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
Firm Suits Up for Growth
T. Rowe Price is nearly tripling capacity in its Colorado Springs location. ..
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
Vanguard Shows All
Vanguard is removing the veil covering fees. Launched last week, the document will be distributed annually and will sort plan sponsor expenses into five catergories. ..
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
To the Core
Russell slices up eight sub-advisors for its two new fundamental products...
MutualFundWire.com - Wednesday, January 31, 2001 Views - Reader Rating: 3
Firm Suits Up for Growth
T. Rowe Price is nearly tripling capacity in its Colorado Springs location. ..
MutualFundWire.com - Wednesday, January 31, 2001 Views - Reader Rating: 3
Falling in Love All Over Again
SEI creates a new division and adds staff to market to banks after it sees the channel in a new light...
MutualFundWire.com - Wednesday, January 31, 2001 Views - Reader Rating: 3
Do Fortis' Plans Still Make Sense?
Why is Fortis keeping mum about the impact of the buyout by Hartford on its product plans? ..
MutualFundWire.com - Wednesday, January 31, 2001 Views - Reader Rating: 3
CitiStreet Still Doesn't Get it
The Web bubble may have burst, but that doesn't let CitiStreet off the hook for its tepid new Web site...
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
Manufacturers Make New Plan
The NAM makes the move away from Principal after a decade with the insurer...
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
AERS Adds to Sales Team
American Express' DC unit continues to build its salesforce with a pickup from Putnam...
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
Stilwell Sisterhood
Berger's new IRA policies step in line with big sib Janus...
MutualFundWire.com - Wednesday, January 31, 2001 Views - Reader Rating: 3
Britton Steps Aside at Invesmart
Updated The new era recordkeeper and TPA roll-up gets a new CEO. Adds two TPAs to its portfolio...
401kWire.com - Wednesday, January 31, 2001 - Reader Rating: 3
Janus Launches New Fund
Janus is starting the subscription period for a new fund, launching at the end of February...
MutualFundWire.com - Monday, January 31, 2000 Views - Reader Rating: 3
Morningstar National Tour
Despite ice, snow and freezing temperatures, Morningstar's national touring company made a stop on Broadway this morning to plug its new Internet advice offering, ClearFuture. The tour features a skit about the retirement-planning confusion facing Gino, the loveable, burger-flipping proprietor of the famed Morningstar diner...
401kWire.com - Monday, January 31, 2000 - Reader Rating: 3
Mellon Sales and Marketing Post Created
Mellon has appointed an overall sales and marketing head for its Mellon Institutional Asset Management arm...
MutualFundWire.com - Monday, January 31, 2000 Views - Reader Rating: 3
New Head for BISYS Plan Services
Last week BISYS hired Christopher Guarino as its new president of Retirement Plan Services, according to Charles Mohr, president of BISYS Services group Mohr replaces Al Shemtaub (06/02/99), in what Mohr said was a "mutual parting" from the Little Falls, NJ, recordkeeping firm...
401kWire.com - Monday, January 31, 2000 - Reader Rating: 3
Good Grief, More Advice!
Both MetLife and KeyCorp have signed on for separate advice alliances...
MutualFundWire.com - Monday, January 31, 2000 Views - Reader Rating: 3
Odd Lots, January 31, 2000
One size doesn't fit all ... I am woman, hear me roar ... International Discovery closes...
401kWire.com - Monday, January 31, 2000 - Reader Rating: 3
Odd Lots, January 31, 2000
One size doesn't fit all ... I am woman, hear me roar ... International Discovery closes...
MutualFundWire.com - Monday, January 31, 2000 Views - Reader Rating: 3
Good Grief, More Advice!
It never rains, but it pours. After last week, with its deluge of new advice alliances, one would think that there could not possibly be any more on the horizon. Well, MetLife has chosen to ally with Standard & Poor's while KeyCorp has tapped Financial Engines...
401kWire.com - Monday, January 31, 2000 - Reader Rating: 3
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