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News Stories Archives - Since 1998
AXS Launches 3 ETFs and Preps 7 More The Gotham boutique's new wave of offerings, under its Tradr brand, are leveraged, single-stock funds... MutualFundWire.com - Tuesday, May 13, 2025 - Reader Rating: 5
Loch Hires a 10Y TruStage Leader The new hire is joining the company formerly known as Loch Tech... 401kWire.com - Tuesday, May 13, 2025
Vestwell's New Ally Wants to Offer Turnkey, FA-Powered Retirement Plans The two partners talk about their new alliance... 401kWire.com - Tuesday, May 13, 2025
Private Markets In DC? McCarthy Ponders While Expanding His Team The Nuveen DC I-O chief talks with 401kWire in Sin City on the sidelines of a national conference for plan sponsors... 401kWire.com - Tuesday, May 13, 2025
An $860MM-AUM Fund Flies Past Its 10th Birthday A thematic index ETF reached its tin anniversary last month, and the team behind it came to the Big Apple to commemorate the occasion... MutualFundWire.com - Tuesday, May 13, 2025
NPPG Preps a July Launch The folks at a Garden State TPA are building another pooled employer plan... 401kWire.com - Tuesday, May 13, 2025 - Reader Rating: 2
A Gotham Real Estate Hedge Fundster Preps an ETF A 14-year-old shop is teaming up to enter the ETF space... MutualFundWire.com - Monday, May 13, 2024
SageView Adds a Midwestern Principal-Wells Vet The new hire is based in the Upper Midwest... 401kWire.com - Monday, May 13, 2024
In the Peach State, an Aon Vet Joins NEPC The new hire served as head of TDF research... 401kWire.com - Monday, May 13, 2024
Week In Preview, May 13 - May 19 This week, the teams at Broadridge, DCIIA, EBRI, Envestnet, ERIC, Faegre Drinker, P&I, PSCA, Spark, Trucker Huss, and WIPN will host events... 401kWire.com - Monday, May 13, 2024
Week In Preview, May 13 - May 19 This week, the teams at ALFI, ASECA, Envestnet, Expect Miracles Foundation, ICI, IMEA, Informa, MFDF, SEC, and WE will host events... MutualFundWire.com - Monday, May 13, 2024
An Insti Bond Trading Platform Teams With an ETF Titan The duo have rolled out an ETF that already has more than $100 million in AUM... MutualFundWire.com - Friday, May 13, 2022
Will Other RKers Offer Crypto, Too? Providers offer their take on the idea of using bitcoin and other cryptocurrencies as plan investments... 401kWire.com - Friday, May 13, 2022
In the Midwest, Lincoln Hires an Ascensus Alum The new hire will serve as an external wholesaler for the insurer's retirement plan RKer arm... 401kWire.com - Friday, May 13, 2022
Standard Hires In SoCal and Chi-Town One exec joins the provider's stable value sales team, while the other is an RPC covering Illinois... 401kWire.com - Friday, May 13, 2022
14 Weeks of Outflows, and Counting The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, May 13, 2022
A Global Sustainability Chief Joins a Multinational 401k Fintech The new hire is based on the other side of the pond... 401kWire.com - Friday, May 13, 2022
TDF Visualization With a new TDF evaluation tool now available, here are a few tips for KPAs looking to give it a whirl... 401kWire.com - Thursday, May 13, 2021
O'Hanley Talks ESG The State Street chief talks at a big, online conference for the MF industry... MutualFundWire.com - Thursday, May 13, 2021 - Reader Rating: 5
After Trimming Matches, 40 Percent Bring Them Back A provider shares data into how the economic recovery is coming to 401(k)s... 401kWire.com - Thursday, May 13, 2021 - Reader Rating: 5
Minsky Unveils a Written DCIIA Alliance The large-market DC trade group is partnering with a familiar publication... 401kWire.com - Thursday, May 13, 2021
401k Leakage Rates Slip A recordkeeper release data on Q1 2021... 401kWire.com - Thursday, May 13, 2021
A Golden Anniversary For Fund Education An alliance is celebrating a big anniversary... MutualFundWire.com - Thursday, May 13, 2021
iJoin EXPLORES Education A modular program's second rollout phase is this week... 401kWire.com - Thursday, May 13, 2021 - Reader Rating: 1
20 Years In, an Alts Shop Enters the ETF Biz A Gotham boutique debuts its first ETF under a new arm. Stay tuned for more down the line... MutualFundWire.com - Wednesday, May 13, 2020
Post-Reorg, WFAM's DC Chief Gains a New Boss Meanwhile, a DC veteran is moving on from the giant bank's asset manager arm... 401kWire.com - Wednesday, May 13, 2020
Ascensus Versus COVID-19 The PE-backed recordkeeping and TPA giant's team offers support to clients and KPAs... 401kWire.com - Wednesday, May 13, 2020
Two TPAs Amp Up Their Alliance With a swap of responsibilities, a TPA partnership expands. And one of the shops is shifting its name and HQ a bit, too... 401kWire.com - Wednesday, May 13, 2020
Heartland Gains a Minnesota Retirement Vet A DC industry veteran in the upper Midwest joins the bank's retirement plan unit... 401kWire.com - Wednesday, May 13, 2020
Inc. Lauds a Boutique Fund Firm The publication names a small mutual fund shop's parent as one of the best places to work... MutualFundWire.com - Wednesday, May 13, 2020
EvoShare Partners With a Kansas Shop The 401(k) cashback specialists are teaming up with another KPA shop... 401kWire.com - Wednesday, May 13, 2020
Mid-Size Outflows Rise The M* team updates flows data for April 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, May 13, 2019
Another Titan Breaks the Flows Duopoly The M* team updates flows data for April 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, May 13, 2019
Patterson Targets Small-Mid Plans With a New Launch The Principal SVP unveils a new retirement plan program that includes DC, DB, ESOP, and non-qual plans... 401kWire.com - Monday, May 13, 2019 - Reader Rating: 2
Fin Wellness Participation Boosts Retirement Readiness, Per New Research The five-year study shows overall improvements in employees� retirement readiness... 401kWire.com - Monday, May 13, 2019 - Reader Rating: 3
Voya Partners Up to Help Working Caregivers Voya teams up with a healthcare concierge service to provide caregivers with resources. .. 401kWire.com - Monday, May 13, 2019 - Reader Rating: 5
Week In Preview, May 13-19 This week the teams at IMEA and InvestmentNews are hosting events... MutualFundWire.com - Monday, May 13, 2019
Week In Preview, May 13-19 This week the teams at FIS and InvestmentNews are hosting events... 401kWire.com - Monday, May 13, 2019
An ETF Strategist Adds a CCO and Replaces an EVP The departing exec spent a decade at the company... MutualFundWire.com - Friday, May 13, 2016
Fresh Off a Post-Deal Rebrand, a Small Fund Shop Builds a Sales Force Jerry Szilagyi is building out a fourth sibling mutual fund shop... MutualFundWire.com - Friday, May 13, 2016
An NYC KPA Joins Raymond James A West, Nyack-based 401(k) plan advisor (KPA) has changed his B-D... 401kWire.com - Friday, May 13, 2016
Millennials at a Texas Engineering Biz Flock to Roth 401k The plan sponsor also recently changed recordkeepers. .. 401kWire.com - Friday, May 13, 2016 - Reader Rating: 1
A Voya Vet Takes Over Tax-Exempt Charlie Nelson puts an internal veteran in charge of his tax-exempt markets business... 401kWire.com - Friday, May 13, 2016 - Reader Rating: 3
Fink and Four Other Fundsters Are Money Masters Forbes recognizes forty financial services execs. Five fundsters landed on the list... MutualFundWire.com - Friday, May 13, 2016
Two Small Subadvised Fund Shops IntermiX Fundsters on opposite coasts are joining forces, thanks to an industry M&A shop and a common subadvisor... MutualFundWire.com - Wednesday, May 13, 2015 - Reader Rating: 1
Are Two of the SEC's Five About to Leave? Obama may soon have to fill a pair of empty commissioner spots at the regulatory agency... MutualFundWire.com - Wednesday, May 13, 2015
A $17MM 457 Plan Searches for Recordkeeper City of Norwich has issued a recordkeeping RFP for its 457 plan. .. 401kWire.com - Wednesday, May 13, 2015 - Reader Rating: 4
Mega 401k Plans Have Tripled The Use of Manage Accounts Mega 401(k)plans offering customized allocation solutions as their 401(k) default investment option has tripled from five percent in 2014 to 18 percent in 2015, a Cogents report tells us. .. 401kWire.com - Wednesday, May 13, 2015 - Reader Rating: 4
NADA and Empower 's Affinity Relationship National Automobile Dealers Association (NADA) and Empower will offer a co-branded product to new and existing customers. .. 401kWire.com - Wednesday, May 13, 2015
A Former Wirehouse KPA Joins a New Shop An ex-wirehouse 401(k) plan advisor (KPA) joins a new shop..... 401kWire.com - Wednesday, May 13, 2015
Revzon Consulting Group Promotes a TPA Specialist Marshfield, Massachusetts-based Revzon Consulting Group, LLC, a consulting firm that provides trust and retirement services to financial service firms nationwide, has just announced a promotion!.. 401kWire.com - Wednesday, May 13, 2015
TriNet Has a Retirement Plan Specialist Effective this past June, TriNet welcomed a new retirement plan specialist to the fold... 401kWire.com - Wednesday, May 13, 2015
Abby's Words of Wisdom Entrepreneur highlighted a quote from the Fidelity chief among a list of "50 Motivational Quotes From Disruptive, Trailblazing, Inspiring Women Leaders"... MutualFundWire.com - Wednesday, May 13, 2015
Rubio Loves the TSP. And He Wants to Share It The Republican Senator and Presidential hopeful has a plan for closing the retirement plan coverage gap. And it involves the country's largest DC plan... 401kWire.com - Tuesday, May 13, 2014
A $125MM 401k Lands With Putnam The Boston-based plan provider is the new RKer for a helicopter services company in Houston. .. 401kWire.com - Tuesday, May 13, 2014 - Reader Rating: 2
How Many Pounds Does It Take a Brit Exchange to Buy a Yank Indexer? Russell's indexing arm is a sweet plum indeed. As an acquirer, the LSE is quick-moving, aggressive and resourceful. MFWire asks slightly more than three questions about such a deal: including those cost, fates and fighting averages. .. MutualFundWire.com - Tuesday, May 13, 2014
Have You Seen This Participant? Retirement Clearinghouse rolls out a new tool to help plan sponsors reunite participants with their savings... 401kWire.com - Tuesday, May 13, 2014
In-Plan Guarantees Are (Slowly) Gaining Traction 8 out of 10 participants favor in-plan guarantees. 2.3 million participants have access to them. So why are only 2 percent of them actually investing?.. 401kWire.com - Tuesday, May 13, 2014
Putnam's Peer Comparison Drives Up Deferrals The Boston-based shop's How Do I Compare tool pushes up participant contributions to almost 10 percent. .. 401kWire.com - Tuesday, May 13, 2014
Ross Touts Hancock's Asset Allocation Savvy The Boston-based provider finds that participants in its asset allocation funds outperformed those not invested in such funds by a wide margin. .. 401kWire.com - Tuesday, May 13, 2014 - Reader Rating: 5
London Stock Exchange Is Bidding for Russell The exchange operator has confirmed that it is in talks with Northwestern to potentially acquire the asset manager and indexer... MutualFundWire.com - Tuesday, May 13, 2014 - Reader Rating: 5
Bogle Had His "Folly," What's Yours? Tired of hearing about Bogle's brilliance and persistence? Come up with your own industry disrupting idea already... MutualFundWire.com - Tuesday, May 13, 2014
New 401ks Have 89 Percent Participation ...according to new research published today by Judy Diamond Associates on the relative strength of new 401(k) plans by state. .. 401kWire.com - Tuesday, May 13, 2014 - Reader Rating: 5
T. Rowe Targets More Savings For All The RKer has a new campaign to promote retirement savings... 401kWire.com - Monday, May 13, 2013 - Reader Rating: 4.5
Principal Retrenches After a Channel Chief Leaves The bundled provider says goodbye to a seven-year vet... 401kWire.com - Monday, May 13, 2013 - Reader Rating: 2.25
Another Industry Scribe Departs A 23-year AP veteran and mutual fund columnist, leaves journalism to write for a Beantown mutual fund shop... MutualFundWire.com - Monday, May 13, 2013
The DoL May Mandate Retirement Income Disclosure So says a WaPo columnist... 401kWire.com - Monday, May 13, 2013
A South Florida Shop Launches a Solo K An IRA specialist moves into 401(k) territory. .. 401kWire.com - Monday, May 13, 2013
Student Protesters Target TIAA New York students call for divestment of from companies tied to Israeli occupation in Palestine... MutualFundWire.com - Monday, May 13, 2013
Axa Taps an Institutional Head The exec replaces an emigre to HSBC... MutualFundWire.com - Monday, May 13, 2013
Three Things to Know from Calamos' Earnings Calamos looks for a turnaround... MutualFundWire.com - Monday, May 13, 2013
Plan Sponsors Friend the Like Button Plan sponsors are using social media to communicate plan information... 401kWire.com - Monday, May 13, 2013
Fundsters North of the Border Face Even More Migraines Canadian newspaper outlines four more reasons for worry�and you thought it was going to get easier. Didn't you?.. MutualFundWire.com - Monday, May 13, 2013
Will Active ETFs EVER Hit Their Stride? Barron's talks with five ETF bigwigs on what's going on... MutualFundWire.com - Monday, May 13, 2013
Dividend ETFs Makes a Comeback Yield focused ETFs are seeing increased popularity. .. MutualFundWire.com - Monday, May 13, 2013
Where Can Do-It-Yourself Investors Get Advice? Some clients don't trust advisors. Here are some of their other options... MutualFundWire.com - Monday, May 13, 2013
QE Gets Royce's Goat He tells Barron's that the Fed's easing has created a market where quality isn't encouraged... MutualFundWire.com - Monday, May 13, 2013
Legg Mason Wraps Up the Sale of a Subsidiary The deal, inked last December, closed last month... MutualFundWire.com - Friday, May 13, 2011
Threadneedle Will Power a New Columbia Fund The Ameriprise subsidary preps two new mutual funds, including one powered by its sibling... MutualFundWire.com - Friday, May 13, 2011
Kohl Says He Will Not Go For Another Senate Term Who will take his place to champion retirement income disclosure?.. 401kWire.com - Friday, May 13, 2011
First Trust Rolls Out an Auto ETF On your mark, get set, go!.. MutualFundWire.com - Friday, May 13, 2011 - Reader Rating: 5
D'Amato Offers His Expertise to an RKer Updated \| The former Matrix CEO joins a provider's board of directors... 401kWire.com - Friday, May 13, 2011 - Reader Rating: 3
Participants are High on Target-Date Funds A new online survey by Spectrem Group reveals particpants' penchants for target-date and lifecycle funds... 401kWire.com - Friday, May 13, 2011
Participant Count Falls Two Percent for a Provider Yet the West Coast-based firm still boasts more than 1.4 million participants... 401kWire.com - Friday, May 13, 2011 - Reader Rating: 1
Analysts React to Hartford Sale Talk Why would the insurer unload its mutual fund unit? And is it a good or bad idea?.. MutualFundWire.com - Friday, May 13, 2011 - Reader Rating: 5
Natixis Jazzes it Up The Boston-based asset manager will sponsor a popular jazz festival this summer... MutualFundWire.com - Friday, May 13, 2011 - Reader Rating: 5
Van Eck Aggregates Latin American Bonds The Big Apple mutual fund firm launches another ETF... MutualFundWire.com - Friday, May 13, 2011
Gallagher Hunts For Another Retirement Consultant The insurance brokerage prepares to expand the client relationship consultant team for the retirement services unit... 401kWire.com - Thursday, May 13, 2010
UniCredit Makes it Official: Pioneer is on the Block Unicredit confirms that it hired an i-banker to explore options for Pioneer... MutualFundWire.com - Thursday, May 13, 2010
An Acquirer Says Goodbye to One of Its RIA Chiefs The CEO and president of a Northeastern advisory firm with a retirement arm moves on... 401kWire.com - Thursday, May 13, 2010
First Merc Creates a New Sales Territory The MassMutual unit turns to a wholesaler from the Hartford to cover the new sales region... 401kWire.com - Thursday, May 13, 2010
Fidelity Turns the Spotlight from People to Products Fidelity launches a new mutual fund and adds advisor share classes to another... MutualFundWire.com - Thursday, May 13, 2010
Roth Conversions and Online Visits Way Up at Vanguard So far this year, Vanguard has seen a spike in web activity from re-engaged participants.. 401kWire.com - Thursday, May 13, 2010
One Scott Succeeds Another Atop a 401k Advice Provider A DC-focused managed accounts provider names a new CEO... 401kWire.com - Thursday, May 13, 2010
Great-West Raises a New Nonprofit Plan Director The 13-year company vet is now in charge of 15 field reps in the Central region... 401kWire.com - Thursday, May 13, 2010
Dark Clouds Gather Over More Fund Firms' Parents No rain yet, but dark clouds are starting to form above parent companies of some mutual fund firms... MutualFundWire.com - Thursday, May 13, 2010
MFS Will Help Raise a New Sibling to the North Sun Life creates a Canadian mutual fund firm and prepares product launches for the fall... MutualFundWire.com - Thursday, May 13, 2010 - Reader Rating: 1
BNY Mellon Test Money Market Funds For ING A U.S. mutual fund firm hires BNY to examine six mutual funds... MutualFundWire.com - Thursday, May 13, 2010
SteelPath Lights Energy Rich Mutual Funds The Texas-based company gives retail investors a 'first-ever' dip into a unique asset class... MutualFundWire.com - Thursday, May 13, 2010
Is Rydex About to Change Hands Again? Another sale rumor crops up about the leveraged index fund manager... MutualFundWire.com - Wednesday, May 13, 2009
Nybo Takes Over Transamerica Retirement and Brings in a New Sales Chief Callahan taps a successor as a DC vet takes over distribution... 401kWire.com - Wednesday, May 13, 2009 - Reader Rating: 1
A 403b TPA Sells A Midwestern recordkeeping TPA makes a buy in the nonprofit space... 401kWire.com - Wednesday, May 13, 2009 - Reader Rating: 4
NewRiver Launches a Summary Prospectus Tracker The Andover, Massachusetts-based firm has unveiled a tool that tracks summary prospectus filings on the SEC database... MutualFundWire.com - Wednesday, May 13, 2009 - Reader Rating: 4
SRI Usage in 401ks is on the Rise The increase in the usage of socially responsible investments among has caught the attention of the Wall Street Journal... 401kWire.com - Wednesday, May 13, 2009
Company Stock Drags a Custodian Into Court Another financial services firm faces a class-action lawsuit over investments in its own DC plan... 401kWire.com - Wednesday, May 13, 2009
Fidelity Sees 25 Percent of Contributions Go to Asset Allocation Funds The Boston Behemoth takes a look at participant behavior in Q1... 401kWire.com - Wednesday, May 13, 2009
A Bank Reportedly Puts a Distributor on the Block What will happen to mutual fund distribution if a life insurer sells?.. MutualFundWire.com - Wednesday, May 13, 2009
Power Financial's Checkbook Remains Open for Asset Management Deals Putnam's owner continues to hunt for acquisitions... MutualFundWire.com - Wednesday, May 13, 2009
A Fund Chief Says the Industry 'Let Institutions Down' The recent market pain pushes a top asset management exec to point out flaws in the mutual fund business... MutualFundWire.com - Wednesday, May 13, 2009 - Reader Rating: 5
Value Funds Rebound from a Brutal 2008 Citing Morningstar numbers, the Journal's Sam Mamudi notes that four value funds gained more than 32 percent this year and every single of them were down at least 45 percent in 2008... MutualFundWire.com - Wednesday, May 13, 2009
Benefits Specialists Rebrand A New England intermediary unveils a new name as its individual investment practice grows. .. 401kWire.com - Tuesday, May 13, 2008
Allstate Enters the Target-Date Arena The Northbrook, Illinois-based insurer has come out with target-funds subadvised by AllianceBernstein... 401kWire.com - Tuesday, May 13, 2008
fi360 and Trone Fail to CE Eye to Eye A dispute between the organization and its founder bubbles to the surface thanks to a noticeable absence last week. The disagreement centers on an affiliated organization further North. .. 401kWire.com - Tuesday, May 13, 2008 - Reader Rating: 5
ADP Alum Succeeds Mid-Atlantic Wholesaler at Newport The Florida-based provider lures over another wholesaler from the payroll giant as one of its own regional directors moves on. Look for another new hire soon... 401kWire.com - Tuesday, May 13, 2008 - Reader Rating: 5
National Financial Creates a Portal for Brokers The Fidelity unit has launched a multimedia portal for brokers and advisors. .. MutualFundWire.com - Tuesday, May 13, 2008
The Standard Touts Benefits of Managed Accounts The Portland-based firm, which counted $650 million in managed account assets at the end of March, has a new paper out called Automatic Enrollment or Managed Account?.. 401kWire.com - Tuesday, May 13, 2008 - Reader Rating: 5
401k-Type Plan, Participant Growth Slows The number of 401k-type plans and participants have grown at a slower pace, according to EBRI... 401kWire.com - Tuesday, May 13, 2008
DC For New Hires Incites Boeing Machinists A union at the aircraft manufacturing titan is fighting against a shift away from the company pension plan... 401kWire.com - Tuesday, May 13, 2008
2009 Could Resurrect Connecticut 401k After passing the Senate last month, the small business retirement plan bill gets stuck in the House as the 2008 sessions end... 401kWire.com - Tuesday, May 13, 2008
Is Greenmail in the Cards at Seligman? The fund firm may have a weaker hand than it would like as it solicits bids for its business thanks to a hedger seeking a payoff for his closed-end holdings... MutualFundWire.com - Tuesday, May 13, 2008 - Reader Rating: 4
SSgA Adds Two SPDRs State Street Global Advisors has taken the wraps off two new ETFs at the Amex... MutualFundWire.com - Tuesday, May 13, 2008
Leuthold Plans Launch of its First Global Fund The Minneapolis-based investment manager is targeting to unveil its global fund by the end of the year... MutualFundWire.com - Tuesday, May 13, 2008 - Reader Rating: 1
Merrill CFO Feels Comfortable with Finances Merrill Lynch has capital on hand to repay its debts and rebuild its financial strength, says Nelson Chai... MutualFundWire.com - Tuesday, May 13, 2008
Canary Day Nine: Stern Calls Late Trading a Gray Area The prosecution's star witness takes the stand... MutualFundWire.com - Friday, May 13, 2005
Is Bear Stearns Playing Hardball with the SEC? The SEC's ongoing investigation of Bear Stearns and its role in the mutual fund scandals may very well lead to court ..... MutualFundWire.com - Friday, May 13, 2005 - Reader Rating: 2
Explaining the Difference in Age-Targeted Funds With so many asset allocation funds out there, are providers making a case for how their funds differ from the next guy's?.. 401kWire.com - Friday, May 13, 2005 - Reader Rating: 3.5
Vanguard to Add Retiree Services Income withdrawal services are in the works... 401kWire.com - Friday, May 13, 2005 - Reader Rating: 3
Software Maker's Plan Hires New Bean Counter Ernst & Young is out the door... 401kWire.com - Friday, May 13, 2005 - Reader Rating: 2.5
SEC Slaps Suit on MFS Exec A former senior vice president at MFS is being sued by the SEC for allegedly acting on a tip related to when the government stopped sales of its 30-year bond in 2001 ..... MutualFundWire.com - Friday, May 13, 2005
Regional Bank Hires SMA Provider The Southern bank will offer its clients overlay SMAs and mutual fund wraps... MutualFundWire.com - Friday, May 13, 2005
Fund Assets May Have Hit Bull Market High Fund assets under management for March 2004 shy of March 2000 peak; may have hit high last month... MutualFundWire.com - Thursday, May 13, 2004
MassMutual Targets Hands-Off Investors Retirement arm of MassMutual Financial rolls out new lifecycle product... 401kWire.com - Thursday, May 13, 2004 - Reader Rating: 1.5
SEC Economist Exposes 12b-1 Fees SEC staffer concludes that shareholders realize no benefits from funds that charge 12b-1 fees... MutualFundWire.com - Thursday, May 13, 2004 - Reader Rating: 5
Ibbotson Provides Marketing for Rydex The research firm's marketing arm will roll out an educational campaign for Rydex... MutualFundWire.com - Thursday, May 13, 2004 - Reader Rating: 5
ICI Hires Head Counsel The trade organization recruits a Deloitte & Touche partner... MutualFundWire.com - Thursday, May 13, 2004
Fidelity Mulls More ETFs The firm is surveying ETF demand among its clients... MutualFundWire.com - Thursday, May 13, 2004
Enron Settles Cases The $86 million settlements may be the largest ever involving a 401k plan. Enron, Northern Trust, Lay and Skilling not covered. Combs says recent actions support DoL positions... 401kWire.com - Thursday, May 13, 2004
Penservco Takes Top TPA Award Consistent growth and an efficient management team help one Florida TPA stand out from the crowd... 401kWire.com - Thursday, May 13, 2004 - Reader Rating: 4.5
Wells Fargo Provides Full Service to $5 Million Plan The institutional arm of the bank lands a 401k and ESOP plan in the land of 10,000 lakes... 401kWire.com - Thursday, May 13, 2004 - Reader Rating: 1.67
Heartland Joins AdvisorCentral The deal brings the total on the broker information portal to more than forty... MutualFundWire.com - Tuesday, May 13, 2003
Who is Next to Go? After four deals in roughly a month, speculation about who will be next to sell is ramping up... 401kWire.com - Tuesday, May 13, 2003 - Reader Rating: 4
House Moving on Pension Reform The House will vote on one bill tomorrow. Another will remain caught up in Ways and Means a while longer... 401kWire.com - Tuesday, May 13, 2003 - Reader Rating: 4
Rival Puts Bounty on Guardian Plans An insurer is rewarding advisors who bring it plans from Guardian with a special incentive... 401kWire.com - Tuesday, May 13, 2003
Advisor Site Offers Investment Policy Tool The portal is offering the investment policy tool as a way for advisors to win the attention of plan sponsors... 401kWire.com - Tuesday, May 13, 2003
Bond Chief Returns to SSRM Marinella is back at the Boston-based unit of MetLife... MutualFundWire.com - Tuesday, May 13, 2003
BGI Extends Distribution Deal The international asset manager is expanding its agreement with SEI to cover its fund complex, and is also extending the standing iShares marketing deal... MutualFundWire.com - Tuesday, May 13, 2003
BNY Taps New Asset Management Head The Bank taps an AllianceBernstein honcho, as a senior executive is expected to retire this month... MutualFundWire.com - Tuesday, May 13, 2003 - Reader Rating: 4
Fidelity Promises to Bundle Non-Profits The Boston Behemoth says MasterRecordkeeper will let sponsors keep multiple vendors products on one platform... 401kWire.com - Tuesday, May 13, 2003
MFS Keen on Asset Allocation The fund firm is highlighting the investment strategy as demand for some of its newer funds showcasing asset allocation expands... MutualFundWire.com - Tuesday, May 13, 2003 - Reader Rating: 4
Blackrock to Go Public PNC Bank's investment management arm has filed for an IPO.. MutualFundWire.com - Thursday, May 13, 1999 - Reader Rating: 3
AEGON To Buy Endeavor An affiliate of AEGON Financial has agreed to acquire Endeavor, the California-based third party marketing and mutual fund management organization... MutualFundWire.com - Thursday, May 13, 1999 - Reader Rating: 3
MFA Selects New Funds Columbia, Missouri-based MFA Inc., an agricultural goods and services company, has selected three funds from the Vanguard family to add to its 401(k) plan, Allen Floyd, comptroller, told the 401kWire.com. The plan has 1,640 participants and over $22 million in assets... 401kWire.com - Thursday, May 13, 1999 - Reader Rating: 3
Exec Takes Helm at Fleet Gary Anderson has been tapped to be the director of Retirement Products at Fleet Boston, the entity created from Fleet Bank and BankBoston, a spokesperson with the firm told the 401kWire.com. Prior to this move, he served as managing director at Fleet's Retirement Plan Services Group... 401kWire.com - Thursday, May 13, 1999 - Reader Rating: 3
SEC To Tighten Reins on Personal Trading According to Bloomberg.com, the SEC will move to limit fund managers' personal trading in the next 3-6 months... MutualFundWire.com - Thursday, May 13, 1999 - Reader Rating: 3
Survey Shows Japanese Companies in Dark about 401k A recent study from Japan shows that most companies do not know whether or not they even want to institute a 401k plan... 401kWire.com - Thursday, May 13, 1999 - Reader Rating: 3
Fund Association Holds Lunch Conference The California Mutual Funds Association, comprised of five small but hungry fund companies, will be having a lunch conference for investment professionals next week, focusing on their fund strategies and recent strong performance... MutualFundWire.com - Thursday, May 13, 1999 - Reader Rating: 5
Odd Lots, May 13, 1999 Citi rethinks pushing house funds ... Fido Looks to Boost Sales at Banks ... and more!.. MutualFundWire.com - Thursday, May 13, 1999 - Reader Rating: 3
Matching for 457 Plans In its latest move, National Retirement Solutions of Columbus, Ohio is launching its deferred compensation matching program, Mike Studebaker, vice president at the firm, told the 401kWire.com. This product is designed to provide employees of local and state governments additional retirement savings options... 401kWire.com - Thursday, May 13, 1999 - Reader Rating: 3
Berg Will Resign DoL Post Even as the talk of the town in Washington is of a possible special prosecutor to delve into the dealings of Labor Secretary Alexis Herman, a bigger shakeup may be in the works for the 401(k) market -- PWBA head Olena Berg is stepping down... 401kWire.com - Wednesday, May 13, 1998 - Reader Rating: 3
Fair, Isaac Adds Funds San Rafael, CA-headquartered Fair, Isaac and Company is adding two new funds to its array of invesment options, Laura Davis, compensation and benefits manager, told the 401kWire. The plan has approximately $8 million in assets and just more than 300 participants. Fidelity acts as bundled provider for the plan... 401kWire.com - Wednesday, May 13, 1998 - Reader Rating: 3

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