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NEWS ARCHIVE Stories Published Between 1/1/2004 And 4/1/2004
3/31/2004	Safeco Names Acting Funds Group President
3/31/2004	Fund Firm Adds Class A Shares
3/31/2004	American Century Adds to Value Lineup
3/31/2004	Fidelity Fixed Income Exec Move to Pru
3/31/2004	AIM Fund Gets New Name
3/30/2004	SEI Hires State Street Pro
3/30/2004	REIT Fund Specialist Eyes IPO
3/30/2004	Safeco Mutual Funds Loses President to Schwab Institutional
3/30/2004	Putnam Lovell Adds Fund Expert
3/30/2004	Buckeye State 529 Adds Funds
3/29/2004	AllianceBernstein Names Fixed Income CIOs
3/29/2004	Capstone Funds Hires Fund Accountant
3/26/2004	Scandals Force Four Fund Managers from U.S. Bancorp
3/26/2004	I-Bank Settlement Funds Put to Good Use
3/26/2004	UMBISG Implements Global Plus
3/25/2004	Putnam Ups Stake in PanAgora
3/25/2004	Manulife Hancock Job Cuts
3/25/2004	ICI Reports ETF Assets
3/25/2004	New Bond Index at JPMorgan
3/25/2004	New Hire at Financial Research Corp
3/25/2004	Wells Fargo Picks Design Vendor
3/24/2004	Vanguard Reopens Precious Metals Fund
3/24/2004	SEC Looks at Fair Pricing
3/24/2004	SunGard INVEST ONE Module
3/24/2004	AXA Unit in Outsourcing Talks
3/23/2004	Special Agent to Lead DTCC Security
3/23/2004	Socially Responsible Investment Firm Expands
3/23/2004	SEC Task Force Seeks Better Answers for Fund Oversight
3/23/2004	Putnam Takes Lead in Limiting Perks
3/22/2004	One Stop Shopping at Oppenheimer
3/22/2004	New Annuity from New York Life
3/22/2004	New Market Timing Disclaimers
3/19/2004	Columbia Execs Not Returning
3/19/2004	New Program Targets Trading Exceptions
3/19/2004	Brokers Have to Know Thier Clients
3/19/2004	Breakpoint Tool Sales Increase
3/18/2004	TIAA-CREF Still Looking after CIO Appointment
3/18/2004	UK Completes Initial Market Timing Probe
3/17/2004	Morgan Stanley Ends Soft Dollar Use
3/17/2004	Fido Lobbies SEC in Favor of Interested Fund Chairs
3/17/2004	SEC to Scrutinize 529 Plan Fees
3/16/2004	Buffett Joins the Fund Industry
3/16/2004	Congressional Quintet Supports Independent Director Rule
3/16/2004	State Street Chiefs See Bonus Cuts
3/16/2004	MFS Joins Fido in Call to End Soft Dollars
3/15/2004	Investigators Asked KeyCorp for Info
3/15/2004	Fidelity Wants More Brokerage Disclosure
3/15/2004	Janus Hires Top Investment Officer
3/11/2004	Commishes Wonder About Unintended Consequences
3/11/2004	Firm Clones Successful Fund
3/11/2004	Aggressive Growth Fund Not Aggressive
3/11/2004	ICI Names Successor for Fink
3/11/2004	Wells Fargo Says Yes to Adopting Funds
3/11/2004	Dreyfus Acquires Assets
3/10/2004	SEC Looks Into Dutch Annuity Underwriters
3/9/2004	New Role for Morningstar Indexes
3/9/2004	Hayes to Leave Janus Board
3/9/2004	Merrill Ready to Add Redemption Fee
3/9/2004	Vanguard Extends Trading Privileges
3/8/2004	Fund Regulator Shares 10 Lessons
3/8/2004	MetLife Reveals Requests by Regulators
3/8/2004	Janus Takes Write-Down Over Lost Mandates
3/5/2004	New SEC Surveillance Program Planned
3/5/2004	Number Two Fund Firm Closes Two Funds
3/4/2004	Fund Drops 12b-1
3/4/2004	MassMutual Expands International Presence
3/4/2004	Amex Unveils Eight Funds
3/3/2004	Lobbying Firm to Represent Fund Directors
3/3/2004	Congress Pushes Ahead on Fund Reform
3/3/2004	Trade Group Supports Soft Dollars
3/2/2004	The Mass Affluent and How to Reach Them
3/2/2004	Is It Safe to Invite the Press to Lunch?
3/2/2004	Small Cap Growth Fund Launch
3/1/2004	BMO Drops Two Subadvisors
3/1/2004	Merger Boosts Hennessy Assets
3/1/2004	Fund Takes Advantage of New Tax Rules
2/27/2004	Sales Charge Waivers Trip Up AXA
2/27/2004	SEC Staff Recommends Action Against PIMCO
2/25/2004	SEC Says Complaint Levels Fell Pre-Canary
2/25/2004	New Tools for College Savers
2/25/2004	PwC Says Disclosure Is Not Enough
2/24/2004	Rydex Launches 11 New Funds
2/24/2004	Goldman Sachs Details Settlement
2/24/2004	SEC Charges After Fleet
2/24/2004	Canadian Firm Intros New Funds
2/23/2004	Two New Suits Filed Against Fleet
2/23/2004	Fidelity: Earnings Up 12 Percent
2/23/2004	T. Rowe Closes Fund
2/20/2004	New Head of Massachussets Pension Fund
2/20/2004	Putnam Lovell Splits Off Private Equity Arm
2/20/2004	Reuters Sells TowerGroup to MasterCard
2/19/2004	Regulators Focusing On NorthWestern Mutual
2/19/2004	International Management Firm Names New Board
2/18/2004	More Probes at MFS
2/18/2004	TIM Taps Operations Leader
2/18/2004	Franklin Collects $32 million for Sept. 11 Attacks
2/18/2004	Managers Step Down at Mutuals.com
2/18/2004	Oregon Hires Oppenheimer for 529
2/18/2004	Keystone State Fund Brings on Top Dog
2/18/2004	Fidelity Advertising Staying Put
2/18/2004	Boosting Morale At Putnam Through Cash
2/17/2004	Deutsche Asset Management Rehires Director
2/17/2004	T. Rowe Names New CFO
2/17/2004	Pioneer Completes Adoption
2/13/2004	Record January Inflows to Stock Funds
2/13/2004	John Hancock Hires Sustainable Growth Advisors
2/13/2004	A Banner Year for IMS
2/13/2004	Putnam Assets Still Declining
2/12/2004	Strong CEO Says Sale is Near
2/12/2004	Baird Names New CIO
2/11/2004	Legg Mason Unit Settles SEC and NASD Charges
2/11/2004	Former Fidelity Employee Sentenced
2/11/2004	Commishes Take Stab at Fee and Portfolio Disclosure
2/11/2004	Fund Firm Announces Several Promotions
2/10/2004	Raymond James In Settlement Talks
2/10/2004	Strong OK With Whistle Blowing
2/9/2004	Could Fremont Funds Have a Buyer?
2/6/2004	Ameritrade Places ETF Bet
2/6/2004	CIBC Honcho Ousted
2/5/2004	Fido Offers Air Miles
2/5/2004	New Class Action In Fund Scandal
2/5/2004	UBS Launches New Hedge Fund Unit
2/4/2004	Biblical Fund Expands Sales Team
2/4/2004	SEI Offers Assist to Fund Marketers
2/4/2004	Janus Earnings Up
2/4/2004	MFS Watchlisted
2/4/2004	CIBC Trader Arrested
2/3/2004	Davis Selected Manager Makes Court Appearance
2/3/2004	ING Launches New Fund
2/3/2004	DST Adds Search Tool To Its 529 platform
2/3/2004	Veteran Vanguard Manager Retires
2/3/2004	SEC May Get Raise
2/3/2004	MFS Sees Slight Redemptions
2/3/2004	Seligman Hires Subadvisor
2/3/2004	Rydex Hires Insurance Head From Putnam
2/2/2004	Schwab Completes Adoption
2/2/2004	SEC Taking Another Look At Hedge Funds
2/2/2004	Pacific Funds Intros New Fund Family
1/30/2004	Alger Loses Subadvisory Mandate
1/30/2004	Another Firm Sues Eaton Vance
1/30/2004	Roye Expects Directed Commission Ban
1/30/2004	Pru Brokerage Fined $2 Million
1/30/2004	Grand Jury Weighing Evidence Against Strong
1/30/2004	Sun Life Prepping For MFS Settlement
1/30/2004	Alliance Announces Plans For The Future
1/29/2004	Eaton Vance Raises A Billion
1/29/2004	Fidelity Reopens Fund
1/29/2004	Forward Funds Completes Conversion
1/29/2004	SEC Targets MFS CEO
1/28/2004	Want to Learn About the Fund Industry?
1/28/2004	Profits Are Up at Marsh
1/28/2004	Fund Probe Goes International
1/28/2004	Putnam To Slash Fees By $35 Million
1/27/2004	TowersGroup Weighs In On Soft Dollars
1/27/2004	Second Firm Sues Scudder
1/27/2004	New 529 Sales Tool
1/26/2004	Morningstar To Launch New Research Tool
1/26/2004	Legg Mason Launches New Fund
1/26/2004	Manulife Adds New Funds
1/26/2004	Fund Company Head Speaks Out Against ICI Proposals
1/23/2004	Policy Makers To Talk About The Future
1/23/2004	Franklin Resources Does Well Despite Scandal
1/23/2004	MFS Said To Be Near Settlement
1/22/2004	Scudder, DeAM Slapped with Class Action
1/22/2004	Turner Names 2004 Partner Class
1/22/2004	Strong Analyst Joins Buffalo
1/22/2004	Quick-Selling Fund Group Names Independent Chair
1/22/2004	Firm Intros BreakPoint Tool
1/22/2004	Parent Takes TD Waterhouse Off the Auction Block
1/22/2004	Fido Launches New Fund
1/21/2004	New Product To Tighten The Settlement Process
1/21/2004	Fund Firm Announces New SVP
1/21/2004	Fund Firm Adds New Disclosure Tool To Web site
1/21/2004	BISYS Launches New Service
1/21/2004	Manager To Launch Several New Funds
1/20/2004	Janus Names New Division Head
1/20/2004	PFPC Lands KeyCorp Exec
1/20/2004	Waddell and Reed Completes Fund Merger
1/20/2004	2003 A Good Year for Some 529 Plans
1/20/2004	Two Firms Announce Educational Alliance
1/20/2004	TD Waterhouse Sees its Adoption Fall Through
1/16/2004	Pozen Takes on Board Duties
1/16/2004	JP Morgan Will Fold in One Group
1/14/2004	Deal Creates $221 Billion Fund Group
1/14/2004	Commishes Target Fund Governance
1/14/2004	NASD Goes After Waddell & Reed for VA Switches
1/14/2004	Fidelity No Longer Tops in Beantown
1/13/2004	Merrill Buys ABN AMRO Divisions
1/13/2004	TD Waterhouse Deal May be Close at Hand
1/13/2004	Judge Dismisses Case Against Morgan Stanley
1/13/2004	Assets Up at Fidelity
1/12/2004	NASD Fines LA Broker $1.5 Million
1/12/2004	WaPo Digs Into ICI Lobbying Efforts
1/12/2004	AdvisorCentral Builds Relationships to Draw Advisors
1/12/2004	Canadian Funds Get New Conflict of Interest Rules
1/9/2004	Do Attorney Generals Get Jealous?
1/9/2004	Invesco Loses Asian Distributor for Now
1/8/2004	New Fund Takes On Funds-of-Hedge-Funds
1/8/2004	Seligman May Have Violated Rules by Rewarding B/Ds.
1/8/2004	Six Steps Fund Directors Must Take
1/6/2004	Regulators Cast Wary Eye at Bank Fund Risks
1/6/2004	Fidelity Offers Dividend Play
1/6/2004	Denver Fund Firm Shakes Up its Lineup
1/6/2004	ICI Officials Face Hostile Reporters
1/5/2004	Legg Mason Picks Up Singapore Assets
1/5/2004	Morningstar Names Top Managers for 2003
1/5/2004	T. Rowe Adds Mid-Cap Fund

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