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News Stories Archives - Since 1998
Burke Intros Her $590B-AUM AM's 1st ETF Trio The folks at a PE-backed fund firm in the Southeast enter ETF space today with three launches. Watch for three more in early 2025, too... MutualFundWire.com - Thursday, December 5, 2024
Iwry, Borzi, and a Late Plan Sponsor Win In D.C., But ... Only one of the three winners was able to attend the ceremony in person today, though... 401kWire.com - Thursday, December 5, 2024
As Voya Closes In, Kofkoff Transitions to a New Role Update \| A 10-year OneAmerica veteran is on the rise, even as the provider's parent is preparing to sell the recordkeeper, as planned... 401kWire.com - Thursday, December 5, 2024 - Reader Rating: 5
What's Next For an 11-Year Insti DC I-O Chief? Word is that this senior leader is moving on from a publicly traded asset manager after more than a decade... 401kWire.com - Thursday, December 5, 2024
It's Paul! Pan and WSJ Cheer Yesterday U.S. President-elect Donald Trump officially revealed his choice for taking over the top mutual fund industry regulator next year... MutualFundWire.com - Thursday, December 5, 2024
Albergo Oversees the New IRALogix Team-Up A CEO talks about his new COO and reflects on the outgoing COO's legacy... 401kWire.com - Thursday, December 5, 2024
Newfound and Tidal Team For a 3rd ETF The new fund stacks exposure to bonds and stocks... MutualFundWire.com - Tuesday, December 5, 2023
Henon Hires a Membership Consultant For RAC The trade group's new hire is a retirement plan industry sales vet... 401kWire.com - Tuesday, December 5, 2023
At a 5,400-Employee RKer, a C-Suiter Will Pass the Reins In 2024 A new CFO will take over next month, after another big leadership change last summer... 401kWire.com - Tuesday, December 5, 2023 - Reader Rating: 4.76
A 39,000-Participant Program Reups Its relationship with its recordkeeper spans more than 14 years. .. 401kWire.com - Tuesday, December 5, 2023
Two of the Best Fund Firms For Parents In 2023 A workplace culture specialist's team recognizes 70 large employers and 30 smaller ones... MutualFundWire.com - Tuesday, December 5, 2023
A New Hawkeye State PPP Is Coming The new PEP player has not revealed information about any planned PEP offerings... 401kWire.com - Tuesday, December 5, 2023
An ETF Chief Departs From a $196B-AUS Firm The exec spent five years with the fund firm... MutualFundWire.com - Monday, December 5, 2022
There Are 21 New Nominees Today. Vote Now! We need your help! The 401kWire team is once again working on a list of the Most Influential People In Defined Contribution... 401kWire.com - Monday, December 5, 2022 - Reader Rating: 2
Hiring, an Aggregator Builds a Concierge Model An insurance brokerage's retirement services team welcomes a provider-vet-turned-KPA in the Midwest... 401kWire.com - Monday, December 5, 2022
401k Trading Sextupled In November Participants favored large cap stock funds, bond funds, and money market funds last month, according to a recordkeeper's latest data... 401kWire.com - Monday, December 5, 2022
Week In Preview, December 5 - December 11 This week, the teams at ASPPA, DCIIA, Faegre Drinker, and WIPN will host events... 401kWire.com - Monday, December 5, 2022
Week In Preview, December 5 - December 11 This week, the teams at Expect Miracles, IMEA, MFDF, MMI, SEC, VanEck, and WE are hosting events... MutualFundWire.com - Monday, December 5, 2022
Five Ways to Take White Label Products Up a Notch The team at a big DC provider offers ideas for building the next generation of customized and bespoke investment products for retirement plans... 401kWire.com - Thursday, December 5, 2019
From MF RIA Channel Chief to Family Office Services A Lone Star State fundster moved to the Boston Behemoth a few months ago... MutualFundWire.com - Thursday, December 5, 2019
Pat Murphy Sees Changing Dynamics Around Stable Value The John Hancock Retirement chief talks about the provider's new investment offering and hints at what might come next... 401kWire.com - Thursday, December 5, 2019 - Reader Rating: 3
Hub Buys a 74-Year-Old Shop With a KPA Arm The private equity-backed insurance brokerage acquires again, this time in the Great Plains... 401kWire.com - Thursday, December 5, 2019 - Reader Rating: 5
Rob Goldman Promotes a 17-Year Transamerica Vet A familiar face fills shoes vacated earlier this year when Goldman was promoted... 401kWire.com - Thursday, December 5, 2019
What a Fin Wellness Entrepreneur Looks For In 401k Allies A provider veteran now leads the firm's new enterprise arm... 401kWire.com - Thursday, December 5, 2019
A Multinational AM's Parent Trims Five Percent The publicly traded firm's team releases their fiscal 2019 earnings... MutualFundWire.com - Thursday, December 5, 2019
Will This Large-Market RKer IPO Next Year? An initial public offering of a retirement plan and healthcare benefits administrator to large and jumbo plan sponsors reportedly could come in the first half of 2019... 401kWire.com - Wednesday, December 5, 2018
Targeting SARPs, a Custody Titan Teams Up Next up, the allies will go after government DC plans and the RIA 401(k) marketplace... 401kWire.com - Wednesday, December 5, 2018
What Do FAs Want In an ESG Fund? New research sheds light on financial advisors' perspectives on ESG and SRI investing... MutualFundWire.com - Wednesday, December 5, 2018
Milliman Lands a $150MM Oregon Plan The plan sponsor, with about 4,300 participants, previously recordkept the plan internally... 401kWire.com - Wednesday, December 5, 2018
BB&T Agrees to a Schlichter Settlement The two parties submitted the settlement for approval last week... 401kWire.com - Wednesday, December 5, 2018
Spark Wants Your Help Tackling Privacy Issues The SPARK advisory board requests the formation of a new committee on privacy... 401kWire.com - Wednesday, December 5, 2018 - Reader Rating: 5
The World's Fifth Most Powerful Woman Runs a Fund Firm The 33rd most powerful woman, according to a new list, is another asset management chief... MutualFundWire.com - Wednesday, December 5, 2018
InspiraFS Switches Hands The Pittsburgh, Pennsylvania-based rollover IRA specialist has been acquired with $500 million in assets under administration... 401kWire.com - Tuesday, December 5, 2017
Beware Fee Cuts Beyond the Point of Deal Viability An acquisitive fundster leading a publicly traded company sees lots more industry M&A, but he worries that the industry's reaction to Vanguardization has gone too far and may stifle deals... MutualFundWire.com - Tuesday, December 5, 2017
Ackerley Shares BlackRock's Next DC Step: Auto-Retirement The DC I-O team at the world's largest asset manager is trying to bring auto-plan ease to the 401(k) decumulation. .. 401kWire.com - Tuesday, December 5, 2017
For Deutsche AM, It's Back to the Future Deutsche Bank is bringing back an old brand as it prepares to IPO its asset management arm as early as the first half of next year... MutualFundWire.com - Tuesday, December 5, 2017
Artificial Intelligence Meets Retirement Plan Advising The recent partnership between Barnum Financial Group and Dream Forward highlight what could be the next big trend in the 401(k) industry... 401kWire.com - Monday, December 5, 2016 - Reader Rating: 2
LPL Chief Mark Casady Set to Retire LPL announced Mark Casady's retirement, effective at the beginning of next year... MutualFundWire.com - Monday, December 5, 2016
The Next Gig for the Week of December 5, 2016 The latest jobs available in the industry!.. MutualFundWire.com - Monday, December 5, 2016
TIAA CEO Speaks on U.S. Retirement Crisis Ron Pressman, head of institutional financial services, sat down with 401kWire to touch on a handful of retirement-related topics. .. 401kWire.com - Monday, December 5, 2016
LPL's Mark Casady to Retire as CEO The CEO of the largest independent broker-dealer is stepping down... 401kWire.com - Monday, December 5, 2016
The Pioneer Bidding Narrows ... to One Even as Italian voters rejected a constitutional reform referendum, UniCredit has publicly revealed exclusive negotiations with just one contender in the sale of Pioneer... MutualFundWire.com - Monday, December 5, 2016
Fundsters, Talk to This Barclays Analyst The British bank restarts its asset manager coverage, with a new chief... MutualFundWire.com - Friday, December 5, 2014
McCulloch Expands TCW's Retail Reach The PE-backed mutual fund shop welcomes a private client services sales exec and searches for more... MutualFundWire.com - Friday, December 5, 2014
NFP Acquires a Texas KPA Shop ...and recruited a new 401(k) plan advisor (KPA) to the collaborative. .. 401kWire.com - Friday, December 5, 2014
Nationwide's Frustaglio Creates a New Territory and Hires Two Joe Frustaglio, vice president of private-sector retirement plan sales for Nationwide, just appointed two new wholesalers to the collaborative... 401kWire.com - Friday, December 5, 2014 - Reader Rating: 5
401k and IRA Penetration Has Fallen Since 2001 An study issued by EBRI shows that a percentage of all families with a 401(k) or an IRA decreased from 52.8 percent in 2001 to 48.2 percent in 2013�.. 401kWire.com - Friday, December 5, 2014 - Reader Rating: 4
Wamco Mourns an Ex-CEO He led the bond fund shop for 16 years and through its sale to Legg Mason... MutualFundWire.com - Friday, December 5, 2014 - Reader Rating: 2
WSJ Likes Baron's $8B Growth The national newspaper highlights the success of a mutual fund PMed by Ron Baron himself... MutualFundWire.com - Thursday, December 5, 2013
Mirror, Mirror On the Wall A new partnership aims to turns 401k advisors' gaze inward... 401kWire.com - Thursday, December 5, 2013
The Next Lebowitz? Borzi's New COO Talks Shop With 401kWire ...And Borzi chimes in, too. .. 401kWire.com - Thursday, December 5, 2013
After Buying a Client, an Ex-Subadvisor Hires a Sales and Marketing Chief Firm adopts four funds and hires honcho with 14-years of sales experience... MutualFundWire.com - Thursday, December 5, 2013
New Year, Same 5500 � For 401ks At Least The labor department discloses the latest version of the form... 401kWire.com - Thursday, December 5, 2013
When RIAs Pick Funds, Investing Transparency is King That's the key takeaway from survey results just released by Aberdeen Asset Management... MutualFundWire.com - Thursday, December 5, 2013
Crying Foul Over "Excessive Mutual Fund Switches" and More, Finra Orders a B-D to Return More than $700K The regulatory agency also attacked the Peach State B-D over its use of leveraged and inverse ETFs... MutualFundWire.com - Thursday, December 5, 2013
Panagakis Gains TIAA-CREF Funds Access to Three Key Platforms Updated \| The mutual fund arm of the higher education retirement plan specialists gains access to a wirehouse and its online brokerage sibling, as well as an indie B-D... MutualFundWire.com - Thursday, December 5, 2013
Fido Cuts Fees for Part of Its TDF Lineup Fidelity lowered the fees for its Fidelity Freedom Index Funds, making them lower-cost than Vanguard's TDFs. .. 401kWire.com - Thursday, December 5, 2013 - Reader Rating: 5
Blackrock's Fink Talks Retirement Mess and the Curse of Longevity The Wall Street Journal reports on the Blackrock CEO's negative views of the current retirement system. .. 401kWire.com - Thursday, December 5, 2013
Fido Slashes FundsNetwork Commissions On All But Five Shop's Funds RIABiz picks up on the changes, which affect both the institutional platform used by RIAs and the retail channel... MutualFundWire.com - Thursday, December 5, 2013
The WSJ Considers the Fuss About 401k Fees The change in fees may be minor, but with sponsors and participants already scrutinizing fees, they won't go unnoticed... 401kWire.com - Thursday, December 5, 2013 - Reader Rating: 1
Only Two CEOs in the Country Earn More Than This Fundster TIME highlights the $69 million that one top mutual fund executive is paid... MutualFundWire.com - Thursday, December 5, 2013 - Reader Rating: 5
Single State Muni-Fundsters' Quirks Catch WSJ's Attention The national paper highlights single-state municipal bond mutual funds' investments in Puerto Rican debt... MutualFundWire.com - Thursday, December 5, 2013
A 401k Survey Shows Employees Are Still Worried Percentage believing they are financial ready for retirement is down... 401kWire.com - Wednesday, December 5, 2012
SEC Loses Two Top Leaders Both were instrumental in Dodd-Frank reforms... MutualFundWire.com - Wednesday, December 5, 2012
A DC I-O Hunts for Three Sales People DC specialists wanted for Boston, Chicago and Orange County... 401kWire.com - Wednesday, December 5, 2012 - Reader Rating: 3.5
New York Life Finds More Data Supporting Auto-Enroll Not only does it increase participation, it increases deferrals... 401kWire.com - Wednesday, December 5, 2012 - Reader Rating: 1
Managers Is Looking for Wholesalers Firm wants sales people for RIA and B-D channels... MutualFundWire.com - Wednesday, December 5, 2012
T. Rowe Unveils an Ultra Short-Term Bond Strategy The firm is pushing further into money market-like products. .. MutualFundWire.com - Wednesday, December 5, 2012
The Montage Family Grows Firm adopts an asset manager and a fund... MutualFundWire.com - Wednesday, December 5, 2012
Cammack LaRhette Wins Over a USI Retirement Exec Updated \| A veteran industry consultant in the Big Apple switches shops... 401kWire.com - Wednesday, December 5, 2012 - Reader Rating: 3
Fink Is "Not Leaving This Job" The BlackRock chief insists that his supposed candidacy for a top government post is "like a myth.".. MutualFundWire.com - Wednesday, December 5, 2012
Institutional Investors Pull $887MM from a Vanguard ETF A Vanguard fund that will switch from MSCI to FTSE gets a big redemption... MutualFundWire.com - Wednesday, December 5, 2012
Bill Gross Invokes John Lennon The Pimco boss' monthly investment outlook is in, and he strikes for the heart with a Beatles reference... MutualFundWire.com - Wednesday, December 5, 2012 - Reader Rating: 5
An NH Firm Will Pay $1.8M in An ETF Case Lawyers say Finra case is first tied to leveraged and inverse ETFs. More likely to come... MutualFundWire.com - Wednesday, December 5, 2012
AdvisorShares Forges Four ETFs Three will provide precious metals exposure in foreign currencies... MutualFundWire.com - Wednesday, December 5, 2012
Van Eck Takes Over Indexes The exchange-traded mutual fund player launches a subsidiary to run some of its own indexes... MutualFundWire.com - Monday, December 5, 2011
Grant Park Funds is Bullish on Alts The firm's president says this the best environment he's seen for alternative mutual funds in the last 20 years... MutualFundWire.com - Monday, December 5, 2011
Schwab's New Platforms Arrive Next Year The brokerage giant continues work on its new approach to retirement plans... 401kWire.com - Monday, December 5, 2011 - Reader Rating: 2.67
A Texas 403b Specialist Does Its 21st Deal A Texas benefits firm sells to a growing national network... 401kWire.com - Monday, December 5, 2011
Diversified Baptizes a Health Provider's Plans A $143 million plan blesses Diversified's services... 401kWire.com - Monday, December 5, 2011
NYLIM Revamps its Sponsor, Advisor Sites It's a refined look into participants' behavior patterns... 401kWire.com - Monday, December 5, 2011
A Commonwealth Shop Tells CPAs About 401ks A Midwestern advisor releases another free guide... 401kWire.com - Monday, December 5, 2011 - Reader Rating: 1
Fido Small Cap Stock Gets A New Skipper There's a new skipper at the helm of Fidelity's $3.1 billion Small Cap Stock Fund. .. MutualFundWire.com - Monday, December 5, 2011
Will PM Teams Outshine Stars? A team-managed approach seems to be the new strategy for fund companies. Does this mean they're saying goodbye to star managers?.. MutualFundWire.com - Monday, December 5, 2011 - Reader Rating: 4
Morningstar's "Winners" are Losing Bill Gross and Bruce Berkowitz sure don't look like winners these days... MutualFundWire.com - Monday, December 5, 2011 - Reader Rating: 5
Will ETFs Feed Fidelity's Desire to Master all Spaces? Eight years after filing for its first exchange-traded mutual fund, the Boston Behemoth files to launch more... MutualFundWire.com - Monday, December 5, 2011
Neuberger Puts an Analyst on Leave He's being investigated for his ties to an insider trading probe by the fibbies... MutualFundWire.com - Monday, December 5, 2011
Going Around Again, Direxion Alters its ETF Course The failure of Direxion's first non-leveraged ETF to take flight is not stopping Andy O'Rourke from exploring alternatives in the space... MutualFundWire.com - Monday, December 5, 2011
Confused by the 403b Regs? Listen in Next Week An industry trade group unveils the latest version of its best practices guide for the non-profit DC sector while preparing a webcast for next week... 401kWire.com - Friday, December 5, 2008
Midwestern Advisory Firm to Sponsors: Call Our Hotline! An NRP member unveils a phone number and email address that employers can reach out to with questions related to retirement plans... 401kWire.com - Friday, December 5, 2008
Legg Enacts an 8 Percent Solution The Maryland-based asset manager is trimming another 200 jobs immediately. The move follows a smaller layoff in October. .. MutualFundWire.com - Friday, December 5, 2008
EPIC Completes its Online Makover The upstate New York-based full-service provider revamps its website to provide new content for visitors... 401kWire.com - Friday, December 5, 2008
The Online Spitzer Comeback? The fund industry's least favorite New York politician takes a stab at rising from the ashes into a new position as a columnist... MutualFundWire.com - Friday, December 5, 2008
The Reserve's "Ingenious" Lawsuit Freezer The Times takes a look at the distribution plan unveiled by the Manhattan money manager... MutualFundWire.com - Friday, December 5, 2008
Bain-Hellman Walk with $67 Million The WSJ reports that the two private equity firms will walk away from Neuberger with some cash. .. MutualFundWire.com - Friday, December 5, 2008
Fido Names Shared Services President Fidelity has hired Marvin Adams to be the president of Fidelity Shared Services... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
Forward Makes Two New SMA Hires Forward Management has made two new hires on the SMA side... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
Managed Account Firm Names New Sales and Marketing Chief The Midwest-based managed account provider has tapped one of its own to fill the post... 401kWire.com - Wednesday, December 5, 2007
SSgA Falls from FRC's Top Selling Funds List State Street Global Advisors has dropped off FRC's list of the best selling fund groups after two months in the top two... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 2.4
Ascensus Targets the Micro Market The outsourced recordkeeper formerly known as Bisys Retirement Services has put together a product aimed at firms with 15 or less employees... 401kWire.com - Wednesday, December 5, 2007
TradeKing Offers Access to Portfolio Management Capabilities from Portfolio Director The online broker now offers its clients access to portfolio management capabilities from Portfolio Director... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
Cuomo Targets Wall Street Underwriting Practices in a Spitzeresque Turn Cuomo has reportedly sent out broadly written subpoenas to Merrill Lynch, Bear Stearns and Deutsche Bank... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
AIM Intros Program That Aids Advisors in 401k Market Strategy AIM Investments is launching a new marketing program for financial advisors to learn about and develop a business strategy for the 401k marketplace... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
Ex-Analysts Head to Jail After Insider Trading Pleas Two ex-analysts are headed to jail after being convicted of insider trading... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
MassMutual to Sponsor a PBS Docu on Retirement The Springfield, Massachusetts-based provider has signed on as the exclusive national sponsor of a PBS documentary set to air in the spring... 401kWire.com - Wednesday, December 5, 2007
Asset Manager Offers Advisors 'Product-Neutral' Fee Training The new program focuses on teaching intermediaries how to deal with plan fees. .. 401kWire.com - Wednesday, December 5, 2007
Car Dealer Goes with New Provider A New England firm has tapped a provider for its $35-million plan... 401kWire.com - Wednesday, December 5, 2007
Tar Heel Education Specialists Fire Up New Facility and Look to Grow in '08 The firm opens a new building with over 3,000 square feet of space. Watch for new hires and products in the new year... 401kWire.com - Wednesday, December 5, 2007
Citi Reportedly Strikes Out in Bid to Woo Deutsche CEO Deutsche Bank AG chief executive officer Josef Ackermann has reportedly turned down the top job at Citigroup... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
529s Add More Conservative Options Mutual funds are getting more conservative company in the investment menus of 529s... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
Fund Managers Sense China is About to Bubble Over Sensing that China may burst its bubble sooner rather than later, fund managers are beginning to pull money out of that market... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 3
Judge Tosses Solomon Smith Barney Fee Suit A judge has dismissed an derivative lawsuit against the distributors and advisors of nine Salomon Smith Barney... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 2.67
SEC Taps New Inspector General The SEC has named David Kotz as its new inspector general... MutualFundWire.com - Wednesday, December 5, 2007 - Reader Rating: 2.67
7-Eleven Renews Contract With Administrator The convenience store chain will continue its relationship with its benefits administrator... 401kWire.com - Tuesday, December 5, 2006
LPL Gets Into Retirement ... Finally The largest independent BD promotes one of its executives to be in charge of its new retirement services unit after searching for months... 401kWire.com - Tuesday, December 5, 2006 - Reader Rating: 3
Total Benefit Communications Founder Ready for Next Step Anne Heape McKillips is no longer a full-time employee at Bisys, which acquired her firm early this year... 401kWire.com - Tuesday, December 5, 2006
A Provider Dips its First Toe Into the Acquisition Game A succesful Empire State-based plan provider may be shifting its strategy as it buys a retirement plan administrator and recordkeeper... 401kWire.com - Tuesday, December 5, 2006 - Reader Rating: 3
Chuck Schwab Says a 401k Acquisition is a Possibility Chuck Schwab says that the capital raised by the sale of its U.S. Trust private banking arm could flow towards acquisition deals and the 401(k) space... 401kWire.com - Tuesday, December 5, 2006 - Reader Rating: 3.67
Palmetto State Hospital To Freeze Pension Plan The medical center will instead beef up its 403(b) plan... 401kWire.com - Tuesday, December 5, 2006
NRP Affiliate Set to Grow in the Sun Actuarial specialists moonlighting as retirement plan consultants prepare to double their DB/DC team. .. 401kWire.com - Tuesday, December 5, 2006 - Reader Rating: 1.5
Data Points to an Opportunity with Hispanics With the 401k market maturing, plan providers must ensure that they are maximizing plan usage. One group that has been relatively overlooked is one group of hispanics... 401kWire.com - Monday, December 5, 2005
Atlanta Cable Maker Hires CitiStreet The plan sponsor taps the plan provider to oversee the merging of three plans into two... 401kWire.com - Monday, December 5, 2005
M&I Mulls 401k Enhancement for New Year The plan provider is working on offering auto-plan features to plan sponsors in 2006. .. 401kWire.com - Monday, December 5, 2005
Mutual Fund Shares Post Gains Is the future of the fund industry still rosy? Neither the mutual fund scandals of the past two years nor the maturity of have stopped investors from bidding up the stocks of mutual fund firms... MutualFundWire.com - Monday, December 5, 2005
ProFunds Unveils Account Management Tool ProFund Advisors has introduced a proprietary online system that promises to spare financial professionals the complexities associated with controlling multiple ProFunds accounts... MutualFundWire.com - Monday, December 5, 2005
Sponsors Deliver Christmas Gifts as Search Activity Jumps 2003 is shaping up to be the most active year for searches this century. It will likely be even better than 1999... 401kWire.com - Friday, December 5, 2003 - Reader Rating: 4
Citi Pension Head to Retire The head of the bank pension investment arm is retiring at end of December... 401kWire.com - Friday, December 5, 2003 - Reader Rating: 2
NASD Takes Action Against Piper Jaffray Broker The agency says broker improperly advised his clients... MutualFundWire.com - Friday, December 5, 2003 - Reader Rating: 5
Janus Announces New Managers The company promotes from within and says the fund probe did not influence its decisions... MutualFundWire.com - Friday, December 5, 2003
What Does A Sale by Strong Mean to 401k Clients? The quick answer is that no one knows. Yet, it is possible to speculate about the impact of the possible sale... 401kWire.com - Friday, December 5, 2003 - Reader Rating: 1
401k Searches Reported This Week INVESCO is put under a review, Putnam set to lose more clients and Fidelity snags a pension plan... 401kWire.com - Friday, December 5, 2003
Goldschmid Speaks Out On The Future Of Funds The SEC commissioner shares his own thoughts on the scandals and needed reforms with the legal eagles of the fund industry... MutualFundWire.com - Friday, December 5, 2003
Pru Branch Managers Say Their Actions Were Legitimate In responses to regulators, two managers say their actions were approved by senior management... MutualFundWire.com - Friday, December 5, 2003 - Reader Rating: 5
Massachusetts Reviewing Amvescap The state pension fund may be making a managerial change because of the recent charges against Invesco... MutualFundWire.com - Friday, December 5, 2003
Bowles Will Not be Next SEC Chief While the SEC Commissioners prepare to vote on the proxy disclosure rule the White House continues to make its list of possible chairs and check it twice... MutualFundWire.com - Thursday, December 5, 2002
Fund Firm Incents Advisors For the first time since the mini-Bear this Fall a fund shop it dangling extra incentives for advisors to sell its funds... MutualFundWire.com - Thursday, December 5, 2002 - Reader Rating: 2.75
Scudder Exec Jumps to State Street The operations executive has moved to a cross-town rival... MutualFundWire.com - Thursday, December 5, 2002 - Reader Rating: 4
AXA Rosenberg Seals Outsourcing Deal The firm announces its provider for admin, TA, compliance and other back office services... MutualFundWire.com - Thursday, December 5, 2002
e401k Appoints a VC-Backed CEO The venture-backed firm has its third CEO in the past month as the e401k segment continues to restructure... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 2
Survey Shows Sponsors Want Advice Large plan sponsors also want to cut back on the amount of company stock in their plans, according to the annual Hewitt survey... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 4.5
Big Four Firm Rolls Out Advice The newest advice tool for employers is now ready for distribution. The effort is a joint product between a big four firm and an eBroker... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 4.6
Wells Fargo Offers Lump Sum Service The bank is offering the new Web-based tool for processing plan distributions to its clients... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 2
Online Benefits Offers SPD Tool The firm targeting companies in the mid-sized market with its SPD creation tool... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 2
Morningstar Expands Tie to AOL A new agreement extends the reach of ClearFuture to tens of millions of AOL members... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 4
The 401(k) Company Wins Two New Mandates The Lone Star recordkeeper recently landed a combined $87 million in new 401k business... 401kWire.com - Thursday, December 5, 2002 - Reader Rating: 4
Fido Lands $400 Million Ex-MetLife Plan A former MetLife client chooses Fidelity rather than Hewitt Associates as its successor provider... 401kWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Jones & Babson Redesign The firm recreates its advisor-only website... MutualFundWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Separate Accounts Now Home for ETFs A financial services firm will be using ETFs as one of the offerings in its separate accounts program... MutualFundWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Enron Losses Spark Bill The collapse of the Enron 401k plan is triggering reactions in Washington and Massachusetts... 401kWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Senator Blasts Enron Boxer Strikes ... Some Enron Humor ... Deutsche Bank Plans Cuts ... ICMA Renames Fund... 401kWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Senator Blasts Enron Boxer Strikes ... Some Enron Humor ... Deutsche Bank Plans Cuts ... ICMA Renames Fund... MutualFundWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Rising Through the Ranks There is a new top executive for institutional sales at Invesco... MutualFundWire.com - Wednesday, December 5, 2001 - Reader Rating: 3
Web Site Targets TPA's Federated Investors is planning to build an referral network for third-party administrators... 401kWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
Munder Eyes Jumbo Plans The firm has hired a new marketer for the jumbo plan market from Mercer... 401kWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
Scudder Weisel Is the Newest Fund Complex As expected, the two firms announced their awaited joint venture to bring new era funds to high-net-worth investors... MutualFundWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
Fifty One Funds Renewed! Bank One re-ups with BISYS for another four years. .. MutualFundWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
Women-Owned Fund Firm Enters the Fray San Francisco-based Kit Cole is seeking to turn its rare women management team to its advantage with a new fund... MutualFundWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
California Bank is Back In the Game The Los Angeles-based regional bank has partnered with Nationwide to create a small business program... 401kWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
December 5, 2000 DoL Fee Squeeze Widens ... Royce Mulls Over Sale ... Putnam Tech Fund's Rise and Fall ... Fund Outflows Slow... 401kWire.com - Tuesday, December 5, 2000 - Reader Rating: 3
December 5, 2000 Royce Mulls Over Sale ... Scudder and Weisel Expected to Form Venture ... Women on the Rise at Funds ... Kim Goodwin's Rise ... Putnam Tech Fund's Rise and Fall ... Fund Outflows Slow. .. MutualFundWire.com - Tuesday, December 5, 2000 - Reader Rating: 3

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A 24YO FL Fund Firm Gains a Backer, But ... [12/6/2024]

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