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News Stories Archives - Since 1998
Neos Wins Q1 With $1.3B The M* team updates U.S. flows data for March 2025 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, April 21, 2025
SCOTUS Rules, and DC Insiders Fear "A Lot More Litigation" The U.S. Supreme Court's decision in this latest fee suit was unanimous... 401kWire.com - Monday, April 21, 2025 - Reader Rating: 5
Barnett Adds a CRO The new hire previously held a similar role at an AI-powered marketing and communications specialist... 401kWire.com - Monday, April 21, 2025
Intellicents, Finway, and Empower Dream Up a PEP The three firms' teams are preparing to launch a new retirement plan product later this spring... 401kWire.com - Monday, April 21, 2025
Week In Preview April 21 - 27 This week, the teams at AB, Ameriprise, ETF.com, IDC, Invesco, MFDF, Northern Trust, Principal, Virtus, and WE will host events... MutualFundWire.com - Monday, April 21, 2025
Week In Preview, April 21 - 27 This week, the teams at ASEA, ASPPA, Broadridge, DCIIA, ERIC, NAPA, PenChecks, Principal, Spark, TRA, WIPN, and WP&BC teams will host events... 401kWire.com - Monday, April 21, 2025
With $3B, Pacer Takes the 2023 Lead The M* team updates U.S. flows data for March 2023 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, April 21, 2023
Post-Acquisition, Standard Updates Its Sales Leadership Team The executives include both Standard veterans and folks hailing from Securian... 401kWire.com - Friday, April 21, 2023
XGS Sells to a KPA Aggregator The deal closed at the beginning of the month and keeps the entire team on board at the firm, which specializes in organizing events to connect KPAs with plan sponsors... 401kWire.com - Friday, April 21, 2023
A 4-Year Newport Alum Joins Ameritas The new hire will serve on the retirement plan sales team at the Midwestern insurer... 401kWire.com - Friday, April 21, 2023 - Reader Rating: 5
A One-Week, $92.8B Flows Collapse The Refinitiv Lipper folks reveal the latest weekly U.S fund flows data... MutualFundWire.com - Friday, April 21, 2023
Nationwide and Athene Plug Into a New TDF-Ret Income Combo Watch for the new QDIA offering to plug into a key RKer ally and a pair of big RKers... 401kWire.com - Friday, April 21, 2023
$440MM In a Month The M* team updates U.S. flows data for March 2022 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Thursday, April 21, 2022
Meet Two of the ERISA AC's Newest Members A pair of new appointees talk about the DoL-supporting group... 401kWire.com - Thursday, April 21, 2022
36 Years In, an RKer Chief Passes the Reins His successor has been with the firm for 26 years... 401kWire.com - Thursday, April 21, 2022 - Reader Rating: 5
Baird and Primecap Win Big An investment research giant's team reveals the winners of a fourth annual awards program... MutualFundWire.com - Thursday, April 21, 2022 - Reader Rating: 5
Participants Mostly Stayed the Course In 2021, But ... New research reveals several DC industry records broken last year. Some of those records should give industry insiders reason to smile... 401kWire.com - Thursday, April 21, 2022
Small Firms' Marketshare Drops 24 Percent, Yet ... The M* team updates U.S. flows data for March 2021 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Wednesday, April 21, 2021
With a Local Deal, an FL Benefits Advisor Refocuses On 401k He recently launched a new RIA, even as he's partnering up with a nearby benefits specialist... 401kWire.com - Wednesday, April 21, 2021
DC I-O Rises At a $193B-AUM Shop As his boss says goodbye, the firm's defined contribution investment-only chief will now report directly to the head honcho of the whole firm... 401kWire.com - Wednesday, April 21, 2021
Hobson Predicts a Big 401k ESG Migration The Ariel Investments co-CEO speaks to DC plan sponsors and their provider allies... 401kWire.com - Wednesday, April 21, 2021
Browne, Hougan, and Wood Ponder the Future of ETFs All three spoke last night at the eighth annual ETF.com Awards... MutualFundWire.com - Wednesday, April 21, 2021 - Reader Rating: 5
Near NYC, a 27-Year-Old TPA Sells A 25-year-old, Midwestern acquirer does its 30th deal... 401kWire.com - Wednesday, April 21, 2021 - Reader Rating: 4.67
A Focused Growth Shop Won In Q1 The M* team updates data for March and Q1 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, April 21, 2020
After 37 Years With UBS, a KPA Retires The advisor was based in the Pacific Northwest... 401kWire.com - Tuesday, April 21, 2020
Younger Participants Are More Likely to Stand By Contributions New provider research digs into how participants and other individual Americans feel about their finances... 401kWire.com - Tuesday, April 21, 2020
Security Benefit Waives Some Fees The Midwestern recordkeeper is one of many offering participants some relief during the coronavirus crisis... 401kWire.com - Tuesday, April 21, 2020
NWPS Makes Its Fourth Acquisition The Seattle-based RKing TPA buys in the Bay Area... 401kWire.com - Tuesday, April 21, 2020
M* Buys a Key Ally For Another $59.55MM The Chi-Town investment research giant has teamed up with the target for nearly five years and has invested in it since 2017... MutualFundWire.com - Tuesday, April 21, 2020
A Convenience Store Supplier Suspends Its Match A Lone Star State plan sponsor is the latest to make a big 401(k) cut in light of the ongoing coronavirus crisis... 401kWire.com - Tuesday, April 21, 2020
Advisors Hate Apps Advisors don't need another asset manager's app... MutualFundWire.com - Friday, April 21, 2017
ETF Insiders Convene, and SHE Has Another Great Night Last night ETF industry insiders from around the globe gathered in midtown Manhattan. SSgA, Deutsche, and the NYSE took home the most trophies in the Americas... MutualFundWire.com - Friday, April 21, 2017
Stadion Promotes An Executive The Georgia-based 401(k) managed account specialist has promoted a business development executive at the firm... 401kWire.com - Friday, April 21, 2017 - Reader Rating: 1
A Hays Alum Teams Up With an Asset Allocation Specialist This vet will have a similar role in his new position, and he's looking for move folks to team up with.. MutualFundWire.com - Friday, April 21, 2017
Trade Group Expresses Concerns as Oregon Steps Forward Oregon recently finalized its rules for its state retirement plan. .. 401kWire.com - Friday, April 21, 2017
The New Fund Fuss - April 21, 2017 The latest news on funds! .. MutualFundWire.com - Friday, April 21, 2017
Bank of the West Switches Providers The Colorado-based bank selects a new service provider. .. 401kWire.com - Friday, April 21, 2017
A $500MM NY Shop Joins GRP To the impressive growing retirement plan network, GRP has just added another affiliate... 401kWire.com - Friday, April 21, 2017 - Reader Rating: 5
Getting to Know Mansueto's Successor The new M* CEO talks to a local paper about taking over the company, being compared with an Indian movie star, and where he's going on his next six-week sabbatical... MutualFundWire.com - Friday, April 21, 2017
Four Money Fund Reform Questions For 401ks One provider estimates that DC plans had $140 billion invested in the popular capital preservation mutual funds. That world is turning upside down this fall... 401kWire.com - Thursday, April 21, 2016 - Reader Rating: 4
Sabbia Consoldiates Merrill's Insti Biz The retirement and personal wealth solutions chief talks about where the business is heading and shares some numbers from 2015... 401kWire.com - Thursday, April 21, 2016 - Reader Rating: 4.33
A Midwestern KPA's Take on the NAPA Summit Thoughts about the fiduciary regulation were most prevalent for this KPA and her colleagues. .. 401kWire.com - Thursday, April 21, 2016
This Hedge-to-Mutual Fund Conversion Quickly Catalyzed Growth An Empire State mutual fund shop makes it fifth conversion of a hedge fund into a mutual fund... MutualFundWire.com - Thursday, April 21, 2016
SPARK Shines a Light on Fiduciary Reg Uncertainty Plan providers are indicating more than just compliance concern. .. 401kWire.com - Thursday, April 21, 2016
Munnell Shares 'Six Carve-Outs' of DoL Regs Attention is also being paid to the BIC and the best interest standard. .. 401kWire.com - Thursday, April 21, 2016 - Reader Rating: 1
Campbell Calls the Fiduciary a Law In Disguise The ERISA legal eagle testifies on the hill. .. 401kWire.com - Thursday, April 21, 2016 - Reader Rating: 5
Jack Lew Explains Why He's Watching You The U.S. Secretary of the Treasury talks about his concerns about asset management... MutualFundWire.com - Thursday, April 21, 2016
Ropes and Gray Lands a Chitown Pair of Fund Lawyers Both legal eagles are joining as partners and hail from the same firm... MutualFundWire.com - Tuesday, April 21, 2015
Lockton Turns to Georgia for Its Milwaukee Office A risk management, insurance, and employee benefits consulting firm located in the Milwaukee office just welcomed a new addition to the family. .. 401kWire.com - Tuesday, April 21, 2015 - Reader Rating: 1
A Florida KPA Hit The Ground Running In light of financial literacy month, Chepenik Financial hosted..... 401kWire.com - Tuesday, April 21, 2015 - Reader Rating: 1.5
Putnam's Survey Finds 66 Percent of Advisors Gaining New Clients Through Social Media Increased social media usage among advisers on the rise, Putnam survey finds. .. 401kWire.com - Tuesday, April 21, 2015 - Reader Rating: 3.8
SEI's DC-I-O Team May Undergo a Change Scott Brooks' exit may be a cue for further change in the DC-I-O team. .. 401kWire.com - Tuesday, April 21, 2015
A PA County Has a $27.5MM Open Bundle RFP County of Montgomery searches for all-purpose administrator for its 457 deferred compensation plan. .. 401kWire.com - Tuesday, April 21, 2015
Cerulli Examines Changing Perceptions A new study by Cerulli examines financial services regulation from the standpoint of the asset management, wealth management, and retirement industries... 401kWire.com - Tuesday, April 21, 2015
IFP's Hamm Is Looking to Build Out His 401k Presence IFP, a hybrid RIA headquartered in Tampa, Florida, is ready to get the ball rolling when it comes to beefing up its advisor recruiting efforts!.. 401kWire.com - Tuesday, April 21, 2015
Confidence Is Slowly Creeping Up ..according to a new EBRI report..... 401kWire.com - Tuesday, April 21, 2015
Where Is Carlyle Putting Its Mutual Fund Chips? The private equity firm is about to pull the plug on a pair of mutual funds. Yet it still backs one of the top mutual fund shops in terms of current inflows... MutualFundWire.com - Tuesday, April 21, 2015
Transamerica's Crane Welcomes Five New Wholesalers Five new wholesalers have been named at Transamerica... 401kWire.com - Tuesday, April 21, 2015 - Reader Rating: 3.75
This New-Old Boutique Is In the 8th or 9th Inning of Its Reboot A Big Apple shop is building out its public profile, distribution efforts, and more... MutualFundWire.com - Tuesday, April 21, 2015
Bohanan Welcomes a $1.1B 401k Team to Ray Jay A West Coast retirement plan advisory team joins the B-D based in the Sunshine State... 401kWire.com - Monday, April 21, 2014
You Wouldn't Believe Who's Jumping into Alts Another vanilla fund firm looks to dive into the alts pool. .. MutualFundWire.com - Monday, April 21, 2014 - Reader Rating: 4
IndexIQ's Patti Cautions Against Alts Newbies The index, ETF and fund firm CEO suggests investors give new alternative mutual funds some time to prove themselves before investing... MutualFundWire.com - Monday, April 21, 2014
How Do Plan Sponsors Find Advisors? A Chitown Startup Has a New Answer A new tool is designed to help retirement plan sponsors conduct an RFP for an advisor... 401kWire.com - Monday, April 21, 2014 - Reader Rating: 5
BlackRock's Earnings Highlight Retail's Crucial Role Retail investors poured $14 billion into BlackRock funds this quarter, while institutional investors shuffled between categories. .. MutualFundWire.com - Monday, April 21, 2014
DeSalvo Returns The former Morgan Stanley 401k big wig is moving on... 401kWire.com - Monday, April 21, 2014
TIAA-CREF Welcomes Back a Sales Exec An American Funds vet joins TIAA-CREF... 401kWire.com - Thursday, April 21, 2011
A New Small Biz 401k Bill is in the Works ... to give small business owners some reprieve from Uncle Sam... 401kWire.com - Thursday, April 21, 2011
Neuberger Preps Equity Funds The New York-based shop has filed to launch a pair of equity offerings... MutualFundWire.com - Thursday, April 21, 2011
Another PM Joins a New Fund's Circle An alternatives manager adds another cook for its flagship fund... MutualFundWire.com - Thursday, April 21, 2011
Mutual of Omaha Adds to its Fund Lineup The plan provider has added a slate of new funds to its existing offerings... 401kWire.com - Thursday, April 21, 2011 - Reader Rating: 5
RidgeWorth Boosts its Retail Channel Distribution Team Th Atlanta-based fund shop is adding a few new faces to its retail sales team... MutualFundWire.com - Thursday, April 21, 2011
Global X Hires a New Head of Sales An NYSE Euronext associate takes a sales gig at the ETF shop... MutualFundWire.com - Thursday, April 21, 2011 - Reader Rating: 2
Principal Beefs Up its Sales Team in the South The provider makes a new hire in North Carolina... 401kWire.com - Thursday, April 21, 2011
Janus Sees a Change within its Senior Ranks A C-level exec is leaving the Denver-based mutual fund company... MutualFundWire.com - Thursday, April 21, 2011
ETF Providers Gain Another 401k Portal A discount brokerage unveils a new platform with access to 201 exchange-traded funds and counting... MutualFundWire.com - Thursday, April 21, 2011
Firstrade Says 'Me, Too' on Commission-Free ETFs The online broker is making select ETFs from Vanguard, iShares and PowerShares available commission-free... MutualFundWire.com - Thursday, April 21, 2011
Sieg is Relaunching MLConnect The relaunch will take place this quarter, Andy Sieg told attendees at the 401kWire Influencers' Summit on Wednesday... 401kWire.com - Wednesday, April 21, 2010
Fiduciary Benchmarks and BrightScope Prep New Capabilities Speaking at the 401kWire conference in New York, the two benchmarking specialists provide a glimpse of the next generation of their offerings... 401kWire.com - Wednesday, April 21, 2010 - Reader Rating: 5
The 401kWire thanks all guests who attended the Influencers' Summit 2010: DC-iO Partnership We look forward to seeing you again next year!.. 401kWire.com - Wednesday, April 21, 2010
Mercer Unveils a Retirement Game The new online tool lets clients plan their investing futures... 401kWire.com - Wednesday, April 21, 2010 - Reader Rating: 5
Trone and Harvey Champion Leadership The pair of industry gurus unveil a new forum for discussion, research and training in the financial services industry... 401kWire.com - Wednesday, April 21, 2010
Top Advisors Want White Papers From I-O Wholesalers Retirement plan-focused consultants give their feedback to the industry... 401kWire.com - Wednesday, April 21, 2010 - Reader Rating: 1
403b Regs Should Equal Big Money A panel of experts discussed advisor-sold plans and new business opportunities at The 401kWire conference... 401kWire.com - Wednesday, April 21, 2010
A 401k Provider Cuts its Wholesaler Ranks by More than Half UPDATED\| Wholesalers were notified Tuesday of the layoffs, which also affected two sales management executives... 401kWire.com - Tuesday, April 21, 2009 - Reader Rating: 4.17
Fink Wants to Buy What might BlackRock acquire?.. MutualFundWire.com - Tuesday, April 21, 2009
Sale Buzz Continues to Swirl Around an Asset Manager A wire service reports on the possible sale of the investment management firm. .. MutualFundWire.com - Tuesday, April 21, 2009
A Variety of DC Niches Fill Up Tomorrow's Fee Hearing The witness list comes to light for the subcommittee hearing on the new Miller bill... 401kWire.com - Tuesday, April 21, 2009 - Reader Rating: 4
VALIC Will Return By May Day A DC provider brings back a familiar brand... 401kWire.com - Tuesday, April 21, 2009 - Reader Rating: 3
iShares' Kranefuss, Now on the Non-Exec Chairman's Seat, Looks Ahead Lee Kranefuss recently spoke to The MFWire about his role, how iShares intends to keep its market dominance and the significance of the deal both to iShares and the ETF business in general... MutualFundWire.com - Tuesday, April 21, 2009
Fuse Flips the Switch on its New Site Fuse Research Network has unveiled its new Web site, whose features include a blog and a conference-rating section... MutualFundWire.com - Tuesday, April 21, 2009
Horsesmouth Teams Up With a Fund Consulting Firm The advisor-focused firm unveils a new alliance... MutualFundWire.com - Tuesday, April 21, 2009 - Reader Rating: 5
BNY Mellon Feels Government Money Fund Pain The bank unveils its first quarter earnings... MutualFundWire.com - Tuesday, April 21, 2009 - Reader Rating: 5
An Axa Vet Tackles Rollovers for Advisors An experienced distribution exec launches a niche startup to support B-Ds' retirement efforts... 401kWire.com - Tuesday, April 21, 2009 - Reader Rating: 5
BlackRock Waives Some Fees The giant asset manager unveils its earnings and some money market-related moves... MutualFundWire.com - Tuesday, April 21, 2009
SSgA Posts a 35 Percent Drop in Q1 Management Fee Revenue The drop reflects the more than 40 percent decline in average month-end equity valuations and lower performance fees... MutualFundWire.com - Tuesday, April 21, 2009
The Active vs Passive Score Catches More Media Attention At least three mainstream publications pile on the never-ending fight between indexers and non-indexers... MutualFundWire.com - Tuesday, April 21, 2009
Will Investors Do an About-Face on Fund Firms' Stocks? In the WSJ's Ahead of the Tape column, Shefali Anand writes that earnings results from fund firms may dampen investors' optimism on asset managers' stock... MutualFundWire.com - Tuesday, April 21, 2009
Fund Firms Change Hands. Now What? In Tuesday's Wall Street Journal Fund Track, Ian Salisbury warns investors that M&A activity in the fund industry can lead to fund manager departures and higher fees... MutualFundWire.com - Tuesday, April 21, 2009
Financial Engines Releases Managed Account Stats The Palo Alto-based managed account provider on Monday came out with some managed account numbers... 401kWire.com - Monday, April 21, 2008
Stable Value Update, Ponte Vedra-Style More than 100 stable value industry insiders enjoy some mixed Floridian weather and discuss the future of their business... 401kWire.com - Monday, April 21, 2008
kasina: Fund Firms Should Craft E-Biz Strategy A new report out from kasina explores the growing role that e-business will play for fund firms in the future... MutualFundWire.com - Monday, April 21, 2008
Arrow Funds Shoots for More Distribution The two-year-old Olney, Maryland-based fund firm is building its distribution network... MutualFundWire.com - Monday, April 21, 2008 - Reader Rating: 4
North Carolina B-D Names Compliance Chief The firm has also recently added seven registered reps... MutualFundWire.com - Monday, April 21, 2008
Fiduciary Experts Add Instructional Systems Manager A Pennsylvania-based firm looks to beef up its training programs online and support its online tools with two new hires. .. 401kWire.com - Monday, April 21, 2008
Cash Balance Specialists Land in Six New Locales A California-based TPA adds more satellite offices to supports its more traditional DC advisor and TPA partners... 401kWire.com - Monday, April 21, 2008
ICTC No More The TD Ameritrade subsidiary officially rebrands. .. 401kWire.com - Monday, April 21, 2008
Rollover Provider Inks Pact with AllianceBernstein AllianceBernstein will join the advisor referral network in the third quarter... 401kWire.com - Monday, April 21, 2008
Law Firm Investigates M&I 401k Plan over the Use of Proprietary Funds Attorneys at a Pittsburgh law firm are taking a look at Marshall funds offered within the M&I 401k plan... 401kWire.com - Monday, April 21, 2008
Pershing Retools its Annuity Platform The Bank of New York Mellon subsidiary has unveiled a redesigned order-entry system for its annuity platform... MutualFundWire.com - Monday, April 21, 2008
Putnam DC Sales Rise 25 Percent The top defined contribution exec at the Boston firm discusses sales and being part of the Great-West fold... 401kWire.com - Monday, April 21, 2008
Vanguard Retirement Income Funds Start Subscription Period The subscription period of the fund kicks off Monday and will last through May 4... MutualFundWire.com - Monday, April 21, 2008
LA Times Weighs in on Miller Bill The Los Angeles Times, which came out with a series of articles on 401k fees in 2006, expressed its support for the bill... 401kWire.com - Monday, April 21, 2008
Sanders Morris Harris Completes Latest Acquistion Sanders Morris Harris Group is officially the owner of the Miller-Green Financial Group... MutualFundWire.com - Monday, April 21, 2008
New FundQuest Funds Land Spot on Schwab FundQuest will be putting its ActivePassive Funds on the Schwab platform. The funds are already available in several other platforms... MutualFundWire.com - Monday, April 21, 2008
Seeing a Rebound on the Horizon, Advisors Look to Domestic Funds In the Monday edition of the WSJ Fund Track, financial advisors name their domestic fund picks as they anticipate a US rebound... MutualFundWire.com - Monday, April 21, 2008
Envision Sales Director jumps to UMB The new hire will work with the transfer agency team to evaluate systems and processes... MutualFundWire.com - Monday, April 21, 2008 - Reader Rating: 5
Rydex To Rename Some Index Funds Rydex Investments is rechristening 18 of its funds to better reflect their investment strategy. .. MutualFundWire.com - Friday, April 21, 2006
Decimal Considers Proprietary CIFs Do homemade CIFs make sense? According to one California TPA, the numbers say yes -- but it may not be the solution for everyone. .. 401kWire.com - Friday, April 21, 2006
Vanguard Moves to Slow Growth on Three Funds Vanguard has closed one fund to new accounts and raised the minimum investment for two others, the company announced Thursday... MutualFundWire.com - Friday, April 21, 2006
NAGDCA Industry Members Hold Roundtable This week, the association brought together its members from within the defined contribution industry for a forum with legislators. .. 401kWire.com - Friday, April 21, 2006
AUL Adds Six Funds The Midwest provider has made six American Funds available to participants... 401kWire.com - Friday, April 21, 2006 - Reader Rating: 1.05
Former GoldK VPs Complete TPA Merger Two former colleagues, lately focused on building their own TPAs, have united these firms under one parent company. .. 401kWire.com - Friday, April 21, 2006 - Reader Rating: 1
ABN AMRO Sells U.S. Mutual Fund Biz For $38.6M Merger action continues as ABN AMRO Asset Management Holdings said Friday it has agreed to sell its U.S. mutual fund business to Highbury Financial Inc. for $38.6 million... MutualFundWire.com - Friday, April 21, 2006
NASD Gets Nasty on Sales Incentive Issue Sales practices in the fund industry are already taking hits, but leave it to NASD to take another stab. The NASD is proposing a ban on all cash and non-cash sales incentives for any particular type of mutual fund, security, variable annuity or other products. NASD already bans non-cash sales incentives... MutualFundWire.com - Thursday, April 21, 2005
BoNY Makes Small Cap Moves Arthur K. Weise has joined Bank of New York Asset Management's small capitalization growth team as a senior portfolio manager ..... MutualFundWire.com - Thursday, April 21, 2005
Regulators Scrutinize Conversion Sales of 529 Plans Regulators are expanding their inquiry into brokers' sales of 529 plans ..... MutualFundWire.com - Thursday, April 21, 2005
401k Website Goes on Sale A prime Web address on 401k-related plans is available through an auction set to start next week... 401kWire.com - Thursday, April 21, 2005 - Reader Rating: 4.25
Will Nationwide Get LA Back? The provider is not going down without a fight... 401kWire.com - Thursday, April 21, 2005 - Reader Rating: 3
Southern Sponsor Gives Regional Player the Boot The company decides to go with a bigger player... 401kWire.com - Thursday, April 21, 2005 - Reader Rating: 3
Fiserv's B-D to Pay $15 MM for Market Timing Fiserv Securities Inc., a Philadelphia, Pennsylvania-based subsidiary of Fiserv, will pay $15 million in penalties and disgorgement to settle allegations that several of its employees market timed and late traded mutual funds... MutualFundWire.com - Thursday, April 21, 2005
Vanguard Fee Cuts Will Hit of Quarter of AUM Vanguard's latest round of fee cuts will lower the fees charged on approximately 27 percent, or $225 billion of the firm's $825 billion in assets under management ..... MutualFundWire.com - Thursday, April 21, 2005
National Financial Chief Resigns from Fido The chief of Fidelity's National Financial Markets Group is stepping aside at the end of the month, reports the Boston Herald. Robert DiFazio had been on the job for just seven months... MutualFundWire.com - Thursday, April 21, 2005
Another Firm Copes with Lost Customer Data More and more fund firms and financial services companies making headlines, but for the wrong reason. Strong Funds, American Century, and now Ameritrade have all recently compromised the security of their customer data through theft or loss ... .. MutualFundWire.com - Thursday, April 21, 2005
Putnam Parent Reports Earnings Marsh McLennan releases first quarter results... MutualFundWire.com - Wednesday, April 21, 2004
Sihpol Pleads Not Guilty The first person Spitzer arrested in the mutual fund probes pleaded not guilty Wednesday... MutualFundWire.com - Wednesday, April 21, 2004 - Reader Rating: 3
ICI Rep Testifies on Securities Markets Speaking for the Investment Company Institute, John Wheeler testified on fund shareholders benefiting from securities market efficiencies... MutualFundWire.com - Wednesday, April 21, 2004 - Reader Rating: 3
AMG Adds Board Member Addition makes eight directors... MutualFundWire.com - Wednesday, April 21, 2004
AIM Changes Up Fund Management AIM shuffles leadership at two funds... MutualFundWire.com - Wednesday, April 21, 2004
M&I Sub Buys Bank Software Firm The Metavante Corporation will acquire the Kirchman Corporation, a provider of core processing software for banks... 401kWire.com - Wednesday, April 21, 2004 - Reader Rating: 4
Philly Firm Passes Recordkeeping to BISYS Delaware Investments is outsourcing recordkeeping and administration to focus on asset management... 401kWire.com - Wednesday, April 21, 2004 - Reader Rating: 4
Why Did Spitzer Beat the SEC? GAO reports on the SEC, then and now... MutualFundWire.com - Wednesday, April 21, 2004 - Reader Rating: 4.25
Sky Retirement Hopes to Fill Void This new player believes the door is open in the Midwest after regional players pulled their plug on their business... 401kWire.com - Monday, April 21, 2003 - Reader Rating: 3
PFPC Head May Leave After Deal Two top PFPC-executives may be short-timers as roughly 380 are set to make the move to Wachovia... 401kWire.com - Monday, April 21, 2003 - Reader Rating: 3.5
MLIM Adds B-D Distribution Mother Merrill has inked a deal to get on the shelves of the Pershing supermarkets... MutualFundWire.com - Monday, April 21, 2003 - Reader Rating: 5
Bank Channel Sales Remain Strong Banks sold twenty percent more funds per day than in January... MutualFundWire.com - Monday, April 21, 2003
Navellier, Lisanti Out at ING The fund advisor is parting ways with a subadvisor and a high profile stock picker... MutualFundWire.com - Monday, April 21, 2003
Media Group Refocuses 401k Platform This Mid-west marketing and media concern cites local service as a key reason for its choice... 401kWire.com - Monday, April 21, 2003 - Reader Rating: 2.67
ETF Advisors to Liquidate Unable to keep up with Barclays, the firm will liquidate its funds. Gastineau will open consulting shop... MutualFundWire.com - Monday, April 21, 2003
ING Buys Into Affluent Market The firm snaps up a portfolio management team put together at Dreman Value Advisors... MutualFundWire.com - Monday, April 21, 2003
Wachovia Stresses Retirement Mart Commitment UPDATED: The expansion-oriented firm promotes two top execs, as it develops new strategic initiatives for the retirement market... 401kWire.com - Monday, April 21, 2003 - Reader Rating: 4
Wuelfing Flying High The industry guru and fellow guru take to the skies for their newest business venture... 401kWire.com - Monday, April 21, 2003
IBT Makes a Switch Merriam, Kansas-located IBT, Inc. has changed its 401(k) recordkeeping services to Larson Allen Benefits Consulting, Janet Clayton, director of human resources, told the 401kWire.com. The plan has 368 participants and approximately $22 million in assets... 401kWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
AIM Signs Up For MoneyStar Distribution AIM Funds is the latest fund family to make its funds' information available via the MoneyStar network in order to increase distribution to financial intermediaries... MutualFundWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
BB&T Introduces Fund Sweep Service The Winston-Salem bank is offering a new daily service to small businesses, rolling checking account funds into mutual funds... MutualFundWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
Newkirk Acquires McKay Hochman First there was MasteryPoint. And now there is McKay Hochman Company, Inc. (MHC). Newkirk is acquiring the firm to help achieve its goal of offering a complete communications array for retirement plans, James Salada, senior vice president at Newkirk, told the 401kWire.com... 401kWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
New Head of MainStay Asset Management New York Life has lured a new executive vice president from MassMutual, in charge of New York Life Asset Management, including the MainStay Funds so ... in a related story, MassMutual has a new evp and cio. Updated.. MutualFundWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
TAG On: Loans and Hardships If a participant takes out a loan, can they take out the remainder of their account through a hardship by disregarding the collateral requirements of the loan?.. 401kWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
Odd Lots, April 21, 1999 Goldman considered buying Fidelity ... Funds pass Y2K test ... Lindner restructures ... O'Neill has edge at BankBoston ... Citi, Mellon to split ... and more... MutualFundWire.com - Wednesday, April 21, 1999 - Reader Rating: 3
Vanguard Shuts PRIMECAP For the second time in two days a mutual fund widely used in 401(k) plans has been closed to new investors. Yesterday, the closed fund was Janus Overseas. Today Vanguard took its turn and closed its PRIMECAP fund. In both cases, investors were given little notice of the action. Vanguard announced the PRIMECAP�s closing this morning and the fund shut at 4:00 pm... 401kWire.com - Tuesday, April 21, 1998 - Reader Rating: 3
Merrill Lynch Offers DB Product that Accounts for DC Balances As total benefits outsourcing has become one of the hot topics in benefits departments, numerous plan providers have sought ways to put both defined benefit and defined contribution information in one place. In theory, this capability would benefit both the plan sponsor and plan participants. However, what is good in theory is often a difficult and nasty problem in practice. .. 401kWire.com - Tuesday, April 21, 1998 - Reader Rating: 3
Sigma Aldrich Expands Investment Options St. Louis-headquartered Sigma Aldrich Corporation has added Fidelity Freedom funds to its defined contribution plan, Larry Roeder, director of treasury operations, told the 401kWire. The plan has approximately $100 million in assets with 3,800 participants... 401kWire.com - Tuesday, April 21, 1998 - Reader Rating: 3

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