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News Stories Archives - Since 1998
Vanguard Leads an Inflows Pack and an Outflows Pack. Wait, What?
The M* team updates U.S. flows data for December 2022 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Monday, January 30, 2023
An Austin KPA Joins MMA
The new hire hails from another KPA aggregator...
401kWire.com - Monday, January 30, 2023
16 Months Post-Sale, an RKer Chief Exits
The executive most recently served in a business development role at his shop's acquirer...
401kWire.com - Monday, January 30, 2023
Lenz Takes Over Sales For a Freshly Reorged, 500-Employee Biz
The exec most recently served in a sales leadership role at another RKer...
401kWire.com - Monday, January 30, 2023 - Reader Rating: 5
Week In Preview, January 30 - February 5
This week, the team at the Spark Institute will host an event, and a recordkeeper's parent will release its earnings report...
401kWire.com - Monday, January 30, 2023
Week In Preview, January 30 - February 5
This week, the teams at MFDF and VettaFi will host events, and several firms in the fund industry will release earnings reports...
MutualFundWire.com - Monday, January 30, 2023
Pitching Plans to Small Businesses
New research suggests ideas to KPAs who are trying to encourage the creation of new DC plans...
401kWire.com - Thursday, January 30, 2020
An MD Leaves UBS AM After 35 Years
He has spent his entire career with the asset manager...
MutualFundWire.com - Thursday, January 30, 2020 Views
A DC Trade Pub's Founding Publisher Exits
There is no word yet on who's taking over...
401kWire.com - Thursday, January 30, 2020
Two Plan Sponsors Win Fin Wellness Awards
They're the third batch of sponsors to win since the first awards were given out a year ago...
401kWire.com - Thursday, January 30, 2020 - Reader Rating: 3
An Ex-403b Chief Joins a Canadian Firm
He spent 27 years at a U.S. insurer in the retirement plan business...
401kWire.com - Thursday, January 30, 2020
The Most Important Financial Markets Development Since WWII?
Paul Schott Stevens reflects on his time leading ICI and on the growth of the industry...
MutualFundWire.com - Thursday, January 30, 2020 Views
The Principal-Wells Fargo Integration Continues
A top RIS exec talks to 401kWire about how things are going and what's next...
401kWire.com - Thursday, January 30, 2020
Nationwide Wins a $3.1B DC Client For 10 More Years
The bundled provider will be the exclusive provider for a trio of DC programs...
401kWire.com - Wednesday, January 30, 2019 - Reader Rating: 5
A CO Shop Spreads Its Wings With a 5th MF
Watch for the ETF strategist's chief to expand his team, too...
MutualFundWire.com - Wednesday, January 30, 2019 Views
Case of the Week: Special 403b Catch-Up Contributions
ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans, including nonqualified plans, stock options, and Social Security and Medicare. We bring Case of the Week to you to highlight the most relevant topics affecting your business...
401kWire.com - Wednesday, January 30, 2019 - Reader Rating: 5
A 30-Year PBGC Vet Joins an ERISA Law Firm
An ERISA practitioner retires from the PBGC for a partner role in the law firm. ..
401kWire.com - Wednesday, January 30, 2019
A $4.1B ETF Strategist Targets DC
A 22-year-old shop with its own mutual fund lineup is looking for a strategic partner...
401kWire.com - Wednesday, January 30, 2019
One of DoubleLine's Architects Bids Adieu
At age 70, a founding partner is retiring from Gundlach's shop...
MutualFundWire.com - Wednesday, January 30, 2019 Views
A DST Alum Joins FIS as a Senior Director
The new hire focuses on the compliance side for the software giant's retirement solutions unit...
401kWire.com - Wednesday, January 30, 2019 - Reader Rating: 5
Trump Brings 401k Back to the SOTU
The U.S. President mentions rising DC balances in his first ever state of the union address...
401kWire.com - Tuesday, January 30, 2018 - Reader Rating: 5
Global X's Lead Shrinks
M* Direct updates mutual fund flows data for December 2017...
MutualFundWire.com - Tuesday, January 30, 2018 Views
Brinker's Destinations Took the Lead In 2017
M* Direct updates mutual fund flows data for the full 2017 calendar year...
MutualFundWire.com - Tuesday, January 30, 2018 Views
Three Things TRA's Schoneman Is Hunting For Now
Fresh off the TPA's 17th acquisition in 17 years, its president talks about what he looks for in a target...
401kWire.com - Tuesday, January 30, 2018 - Reader Rating: 4.5
For Deal 17, TRA Buys Into the Garden State
Matt Schoneman unveils the Midwestern TPA's latest acquisition. Stay tuned for another...
401kWire.com - Tuesday, January 30, 2018
Bogle Defends ESG ... Sort Of
The most famous retired fundster chimes in two weeks after the CEO of the world's biggest asset manager made a public ESG push...
MutualFundWire.com - Tuesday, January 30, 2018 Views
Seen and Heard at GRPAA National Conference 2017
This KPA bonanza kicked off Thursday evening and finished up Saturday night...
401kWire.com - Monday, January 30, 2017 - Reader Rating: 5
Empower Names New Head of 457 Plans
Empower Retirement has appointed the company veteran to head the government market segment. ..
401kWire.com - Monday, January 30, 2017 - Reader Rating: 4
JPMAM Grows Its DC Business
New share classes and positions and tech... oh my! ..
401kWire.com - Monday, January 30, 2017 - Reader Rating: 2
Eye for Earnings - January 30, 2017
The latest earnings releases are here!..
MutualFundWire.com - Monday, January 30, 2017 Views
Two Natural Resources Specialists Launch Their First Fund
An Empire State shop enters the mutual fund biz...
MutualFundWire.com - Monday, January 30, 2017 Views - Reader Rating: 5
MassMutual Names Five New Managing Directors
The firm has appointed the five to support retirement plan sales in emerging and institutional markets. ..
401kWire.com - Monday, January 30, 2017
Firms are Struggling with Benefits
Not only workers are confused and stressed by managing benefits, according to a new study. ..
401kWire.com - Monday, January 30, 2017
Fiduciary Benchmarks Joins the RAC
RAC is a national organization that advocates for successful qualified plan and participant retirement outcomes through the collaborative efforts of experienced, qualified retirement plan advisors, investment managers, and defined contribution plan service providers...
401kWire.com - Monday, January 30, 2017
Ops Fundsters Gather in Florida
NICSA is holding its annual SLF outside Miami...
MutualFundWire.com - Monday, January 30, 2017 Views
This Fund Startup Has Absolute Returns On the Mind
A Greenwich shop is prepping its third offering, and thinking about five to eight more...
MutualFundWire.com - Friday, January 30, 2015 Views
Graziano Shares Touchstone's Active New Pitch
The Midwestern mutual fund shop's president unveils a multi-part campaign to educate advisors and investors...
MutualFundWire.com - Friday, January 30, 2015 Views
Murphy's Empower Sales Chiefs Break Camp
The chief of the new three-in-one combined recordkeeper fills some key posts on his executive team...
401kWire.com - Friday, January 30, 2015 - Reader Rating: 4
A Rising KPA Shop Buys an Accounting Firm
A $4B, Chitown-area RIA has been amping up its retirement plan efforts for seven years. Now it offers 3(21), 3(38) and 3(16) capabilities, direct and through other RIAs...
401kWire.com - Friday, January 30, 2015
Same TPA, New HQ
This SoCal TPA is moving!..
401kWire.com - Friday, January 30, 2015
32 Percent of 401k Participants Upped Deferrals
At an industry level, participants' satisfaction with DC plans are improving dramatically in a year's time, according to this report...
401kWire.com - Friday, January 30, 2015
Will Half of Advisors Disappear In 10 Years?
A high-profile RIA star debates a robo-advisor's chief...
MutualFundWire.com - Friday, January 30, 2015 Views
Looking For Greener Pastures? Your Tablet Might Help
A recruiter and ex-advisor launches a new app and website to help advisors evaluate their options when it comes to switching B-Ds...
401kWire.com - Thursday, January 30, 2014
Neiman Funds Needs Wholesalers Now
Manager of three funds wants at least two wholesalers to help promote products to advisors. ..
MutualFundWire.com - Thursday, January 30, 2014 Views - Reader Rating: 5
A 26-Year Transamerica Vet Retires
A regional subordinate rises to take the departing vet's place...
401kWire.com - Thursday, January 30, 2014
SEC Accuses a Small Fund Firm of Misleading Advertising
The regulatory agency settles charges against an Empire State mutual fund shop...
MutualFundWire.com - Thursday, January 30, 2014 Views
Appelstein Adds an RBC GAM National Accounts Chief and More
The bank's asset management arm's sales and distribution chief brings on seven new hires, and more are on the way...
MutualFundWire.com - Thursday, January 30, 2014 Views
An RIA-Servicer Simply Gets Into the Bundled 401k Biz
A trust and custody specialist unveils its own retirement plan platform...
401kWire.com - Thursday, January 30, 2014
Want a Piece of Obama's myRA Proposal? Talk to Treasury
The president's myRA retirement savings program needs a vendor..
401kWire.com - Thursday, January 30, 2014
Do Six Deputy CIOs Equal One El-Erian?
So, Pimco has hired another four deputy CIOs to take the place of the departing Mohamed El-Erian. That makes a total of six. It that enough, too much, just plain nuts?..
MutualFundWire.com - Thursday, January 30, 2014 Views
Have Gross and El-Erian Found Their Next Kashkari?
A week after its global equities chief publicly announced plans to step down in favor of politics, Pimco reportedly picks an interim successor...
MutualFundWire.com - Wednesday, January 30, 2013 Views
TD Ameritrade 2013 Kicks Off In SoCal
The gathering of 3,000 is beginning tonight in San Diego...
MutualFundWire.com - Wednesday, January 30, 2013 Views
AMG Saw More Positive Flows at Year's End
The Boston-based acquirer joins the earnings parade..
MutualFundWire.com - Wednesday, January 30, 2013 Views
A Marketing Officer Lands at a Bluff Point Shop
A group of fiduciary training specialists make a new hire...
401kWire.com - Wednesday, January 30, 2013
A Top Advisor Hunts For a Successor to Groom
An RPAG and Financial Telesis affiliate wants to hire another advisor...
401kWire.com - Wednesday, January 30, 2013 - Reader Rating: 1.33
The Latest ERISA Advisory Council Meeting is Approaching
The 165th meeting of the council will be held in early March...
401kWire.com - Wednesday, January 30, 2013
Three Things To Know About Waddell & Reed's Earnings
The Midwestern mutual fund shop's top execs talk to the analysts...
MutualFundWire.com - Wednesday, January 30, 2013 Views
An Alts Shop Attracts an Allianz Alum
Equinox has a new top sales man...
MutualFundWire.com - Wednesday, January 30, 2013 Views
Harmon Hires in Appalachia
Great-West has a new regional chief in Kentucky...
401kWire.com - Wednesday, January 30, 2013 - Reader Rating: 2.33
Fighting Survivor Bias: M* Lets You Peek Behind the Curtain
The rating service lets us know how survivorship bias factors in...
MutualFundWire.com - Wednesday, January 30, 2013 Views
Ned and Abby Raise $700MM
Fido sells some 20- and 30-year bonds...
MutualFundWire.com - Wednesday, January 30, 2013 Views
Want to Rent a Piece of Legg Mason's HQ?
As the Old Line State mutual fund shop merges two units, it puts another fifth of its headquarters on the market for subletting...
MutualFundWire.com - Wednesday, January 30, 2013 Views
The Active ETF Boom is Coming
So says one McKinsey analyst...
MutualFundWire.com - Wednesday, January 30, 2013 Views
Delaware Boosts its Sales Team
The firm has added a trio of new hires to its sales force...
MutualFundWire.com - Monday, January 30, 2012 Views
The Hartford Names a New Northeast Wholesaler
He previously worked at Pension Specialists...
401kWire.com - Monday, January 30, 2012 - Reader Rating: 5
Money Market Fee Waivers Cost Federated $81.9M in 2011
Meanwhile, the Keystone State money market mutual fund firm's AUM rises three percent as its earnings drop...
MutualFundWire.com - Monday, January 30, 2012 Views
Average Expense Ratios Dip at WisdomTree
The ETF-provider meets analysts' expectations for its fourth quarter earnings...
MutualFundWire.com - Monday, January 30, 2012 Views
Pru Names a New Product Chief
She hails from...Pru...
401kWire.com - Monday, January 30, 2012 - Reader Rating: 4.5
Reynolds Modernizes Branding for $3.2B of Putnam's Lineup
The Beantown mutual fund firm renames a two-star product suite...
MutualFundWire.com - Monday, January 30, 2012 Views
A Rainmaking TPA Returns to California
A specialty retirement plan administration firm opens a new branch...
401kWire.com - Monday, January 30, 2012
Florida 403b Legends Hire an SVP
A Cambridge Investment Research alum joins a Sunshine State retirement plan advisory firm...
401kWire.com - Monday, January 30, 2012 - Reader Rating: 1
Paychex Knights a Fund for 401k Distribution
Astor's long/short ETF is now available on the Paychex platform...
401kWire.com - Monday, January 30, 2012 - Reader Rating: 2
Will Ned Unload Fido's India Mutual Fund Biz?
He's reportedly looking for $202 million...
MutualFundWire.com - Monday, January 30, 2012 Views
Federated's Donahue Threatens the SEC
Christopher Donahue is taking it to the SEC...
MutualFundWire.com - Monday, January 30, 2012 Views - Reader Rating: 4
Pimco Total Return ETF Will Be Derivative-Less
How will investors react if the ETF version doesn't track the performance of its giant bond fund twin?..
MutualFundWire.com - Monday, January 30, 2012 Views
Morningstar Shows HelloWallet the Money
The research firm takes a 15 percent stake in the retirement savings concern. ..
MutualFundWire.com - Monday, January 30, 2012 Views
Fidelity, Facebook and Google Fight Spam
E-mail scammers, meet SPF and DKIM...
MutualFundWire.com - Monday, January 30, 2012 Views
Allianz Steps Up its DC Push
A new unit within the New York investment manager has taken the wraps off a batch of target-date funds...
401kWire.com - Friday, January 30, 2009 - Reader Rating: 4
Earnings Turn Negative For Another Fund Firm
A West Coast asset manager sees its assets fall 55 percent year-over-year, while preparing a deal...
MutualFundWire.com - Friday, January 30, 2009 Views
Invesco's Q4 Profit Falls 82 Percent
The Atlanta-based firm, whose subsidiaries include Aim and PowerShares, recorded a steep drop in earnings but met analysts' expectations...
MutualFundWire.com - Friday, January 30, 2009 Views
As Sale Looms, AIG Retirement Completes a Strategic Shift
The not-yet-sold provider switched off an outsourcing relationship last fall...
401kWire.com - Friday, January 30, 2009
SoCal Data Specialists Rate 401ks Online
A San Diego firm launches a new website with a rating system for DC plans...
401kWire.com - Friday, January 30, 2009 - Reader Rating: 5
A Retailer Tosses Its DC Match
Another large plan sponsor continues the trend...
401kWire.com - Friday, January 30, 2009
Reish Expands His Team to 11
Updated | Another ERISA attorney joins the Southern California law firm led by the industry legal eagle...
401kWire.com - Friday, January 30, 2009
A TPA Buys A Second Nearby Firm
A New Jersey company seals its second deal of the last three months...
401kWire.com - Friday, January 30, 2009
Hartford Teaches Advisors How to Mine 5500 Gems
With its new education campaign, the plan provider is showing advisors how to use the Form 5500 to become better consultants...
401kWire.com - Friday, January 30, 2009
Ned Johnson Breaks His Silence on Sale Rumor
Fidelity's chairman speaks out on speculation that the Boston Behemoth is being primed for a sale...
401kWire.com - Friday, January 30, 2009 - Reader Rating: 5
Ned Johnson Speaks Out on Sale Speculation
The Fidelity chairman breaks his silence regarding speculation that Fidelity is being readied for a sale...
MutualFundWire.com - Friday, January 30, 2009 Views
Reish Gives Nationwide Product the Thumbs Up
The famed ERISA lawyer says Nationwide Financial's small-plan offering can give plan sponsors peace of mind in meeting their fiduciary duties...
401kWire.com - Wednesday, January 30, 2008
A Kelmon Leaves Kelmoore
Ralph Kelmon, one of the founders and current CEO of Kelmoore Investment Company, is adding chief investment officer to his title...
MutualFundWire.com - Wednesday, January 30, 2008 Views
T. Rowe to Spend More on Ads in 2008
The Baltimore-based fund firm is planning to hike advertising and promotion spending this year. ..
MutualFundWire.com - Wednesday, January 30, 2008 Views
No More Deals in 2008, Says Wachovia CEO
AG Edwards is Wachovia's last deal for the time being. Ken Thomspon, CEO of Wachovia Corp., told conference attendees on Wednesday that he is not interested in making another deal for the bank holding company in 2008...
MutualFundWire.com - Wednesday, January 30, 2008
Diversified Makes a Pair of Promotions
Two move up at the Purchase, New York-based firm...
401kWire.com - Wednesday, January 30, 2008 - Reader Rating: 5
UBS Warns Early on Mortgage Losses
Massive mortgage related write downs have placed thousands of Merrill Lynch reps on tenterhooks as they await Bob McCann's cost reduction plan (CNBC reported this week that it may include brokerage support cuts), but they should not be the only wirehouse reps worried about CDO fallout...
MutualFundWire.com - Wednesday, January 30, 2008
New Accessor Fund Marks a Departure from Usual Approach
The folks at manager-of-managers shop Accessor Capital came up dry in their search for a subadvisor for their new fund so they decided to do the job themselves...
MutualFundWire.com - Wednesday, January 30, 2008 Views
Rydex Alums Launch RIA
A new Boston-area firm started by former ex-Rydex execs wants to give individual participants advice. ..
401kWire.com - Wednesday, January 30, 2008
ALPS Bets on Lucky Number Seven
ALPS has hired seven new members for its sales team...
MutualFundWire.com - Wednesday, January 30, 2008 Views
NRP Extends Its Reach Another Six Notches
The SoCal-based network of retirement plan advisors brings in half a dozen new firms across the country. ..
401kWire.com - Wednesday, January 30, 2008 - Reader Rating: 1
PowerShares Develops Special Formula for India ETF
PowerShares is sending a fund to India. The Invesco-owned ETF specialist will list an ETF based on Indian shares in mid- to late-February on the NYSA Arca, according to Bruce Bond...
MutualFundWire.com - Wednesday, January 30, 2008 Views - Reader Rating: 3
Vanguard Edges Past AmFunds ... But Does it Matter?
The financial press loves to turn fund flow data into a horse race, but is it really a race between greyhounds, thoroughbreds and Indy cars instead?..
MutualFundWire.com - Wednesday, January 30, 2008 Views - Reader Rating: 2
SMA Specialists Hunt For DC Chief
A Windy City firm wants someone to lead its managed accounts program. ..
401kWire.com - Wednesday, January 30, 2008
WSJ Spotlights Good Earnings
In today's WSJ Fund Track column, John Spence turns his attention to T. Rowe Price and Waddell & Reed, both of which delivered good news yesterday...
MutualFundWire.com - Wednesday, January 30, 2008 Views
Schwab TPA Biz Continues Growth Streak
The division at Schwab which provides support for TPAs says client assets grew by at least 24 percent in each of the last three years...
401kWire.com - Tuesday, January 30, 2007 - Reader Rating: 4.5
Life After MetLife
Months after the deal between Great-West and MetLife closed, the top retirement exec at MetLife is about to move on...
401kWire.com - Tuesday, January 30, 2007 - Reader Rating: 3.5
Provider Keeps TPAs in the Regulatory Loop
A Buckeye State financial services company launches a free publication on rules and regulations for its TPA partners. ..
401kWire.com - Tuesday, January 30, 2007
Show Me State TPA Revamps Web Site
A TPA based in St. Louis has beefed up its site...
401kWire.com - Tuesday, January 30, 2007
Principal Releases Enhanced Guide For Sponsors
The insurer and bundled plan provider is adding to its fiduciary guide...
401kWire.com - Monday, January 30, 2006 - Reader Rating: 5
Fidelity Management Trust Co. Hires UBS Exec
The investment-only arm of Fidelity taps a veteran to work for Drew Lawton...
401kWire.com - Monday, January 30, 2006 - Reader Rating: 3
Union Trades DB for Better DC Plan at Regional Airline
More plan sponsors are opting for the certainty that 401k plans offer them and axing their DB plans...
401kWire.com - Monday, January 30, 2006
Federated Taps Insider To Lead Advisory Subs
Federated Investors has named a 26-year company veteran as the new president and chief executive officer of its investment advisory subsidiaries...
MutualFundWire.com - Monday, January 30, 2006 Views
SEC Chief Undergoes Surgery
Christopher Cox, chairman of the Securities and Exchange Commission, underwent surgery for removal of thymoma on Monday...
MutualFundWire.com - Monday, January 30, 2006 Views
Merrill Picks New Brand For Funds
Merrill Lynch's search for a new brand for its mutual funds ended close to home. The brokerage giant has picked its hometown of Princeton, New Jersey as the basis for its new brand that will be sold through third parties...
MutualFundWire.com - Monday, January 30, 2006 Views
Alger Loses Subadvisory Mandate
A boutique fund shop drops the New York fund firm in favor of its own...
MutualFundWire.com - Friday, January 30, 2004 Views
NYLIM Adds More Security To Web site
Now, plansponsors accessing their information online have more reasons to feel safe...
401kWire.com - Friday, January 30, 2004 - Reader Rating: 2
Another Firm Sues Eaton Vance
This brings the number of class actions waged against the company to three...
MutualFundWire.com - Friday, January 30, 2004 Views
Roye Expects Directed Commission Ban
Look for the ban to be unveiled at the next SEC commissioners meeting...
MutualFundWire.com - Friday, January 30, 2004 Views
Pru Brokerage Fined $2 Million
NASD also ordered the firm to pay customers nearly $10 million...
MutualFundWire.com - Friday, January 30, 2004 Views
SEC Looking at Index Funds
Why are expense ratios of funds based on the same indices so different? The SEC wants to know...
MutualFundWire.com - Friday, January 30, 2004 - Reader Rating: 4.67
Second Name is Published in MFS Case
Ballen is reportedly not the only MFS executive facing a suspension...
MutualFundWire.com - Friday, January 30, 2004
Grand Jury Weighing Evidence Against Strong
Spitzer has been forwarding info to the jury for several weeks, Strong lawyer says he is not at fault...
MutualFundWire.com - Friday, January 30, 2004 Views
Sun Life Prepping For MFS Settlement
The Canadian company earmarked millions in case MFS settles...
MutualFundWire.com - Friday, January 30, 2004 Views
Alliance Announces Plans For The Future
The firm plans to regain its footing as an industry leader with a number of new initiatives...
MutualFundWire.com - Friday, January 30, 2004 Views
ICI Works on Breakpoints
The trade group is making sure the NASD knows Fund/SERV is not the problem. Yet, no real solution may exist...
MutualFundWire.com - Thursday, January 30, 2003 Views
Merrill Broadens Efforts to Reach Minorities
The firm has created the African American Virtual Network to help train minority advisors...
MutualFundWire.com - Thursday, January 30, 2003 Views
Oregon Firm Offers 529 Ed Materials
The 401k Ed specialist has rolled out materials for providers that cover college savings...
MutualFundWire.com - Thursday, January 30, 2003 Views - Reader Rating: 2.33
Reserve Funds Inking Bank Deals
The New York City-based fund firm has inked deals with 17 banks for its Return Sweep...
MutualFundWire.com - Thursday, January 30, 2003 Views
Dems Play Hardball on Cash Balance
Senate Democrats are playing a no-holds-barred game to kill cash balance plans...
401kWire.com - Thursday, January 30, 2003 - Reader Rating: 3.67
AERS Advice Deal May Expand
The provider picks an independent advice partner for new program. Even more deals between the two firms are likely...
401kWire.com - Thursday, January 30, 2003 - Reader Rating: 5
A Top TPA Enhances Biz Development Push
Milliman USA promotes a consultant-client specialist as part of an effort to grow its national business development focus...
401kWire.com - Thursday, January 30, 2003 - Reader Rating: 3
White House Mulls New Retirement Accounts
The administration plans to meet with financial industry executives on Monday to discuss its plans to revamp IRAs and retirement plans...
401kWire.com - Thursday, January 30, 2003 - Reader Rating: 5
Regaining Lost Trust
Company stock is no longer about rules, it is about reputation and trust...
401kWire.com - Wednesday, January 30, 2002 - Reader Rating: 3
Another Co Stock Bill Arrives
The bill focuses on an issue raised by restrictions in the Kmart plan and limits blackouts...
401kWire.com - Wednesday, January 30, 2002 - Reader Rating: 3
London Pacific Enters New Alliance
Another firm is utilizing the London Pacific online tools...
MutualFundWire.com - Wednesday, January 30, 2002 Views - Reader Rating: 3
Hewitt Executive Packs for Congress
The head of the Hewitt Associates 401k business is scheduled to appear in Congress next week to discuss the Enron plan. ..
401kWire.com - Wednesday, January 30, 2002 - Reader Rating: 3
SEC Checks on PNC
Investigation ... NY Life Appoints ... More New Economy Funds Merge ... Pilgrim Baxter Saw Inflows in 2001...
MutualFundWire.com - Wednesday, January 30, 2002 Views - Reader Rating: 3
SEC Checks on PNC
Investigation ... NY Life Appoints ... More New Economy Funds Merge ... Pilgrim Baxter Saw Inflows in 2001...
401kWire.com - Wednesday, January 30, 2002 - Reader Rating: 3
Barclays is Out
Scotia Securities replaces the firm as portfolio advisor for some of its funds...
MutualFundWire.com - Wednesday, January 30, 2002 Views - Reader Rating: 3
Netting Non-Participants
New York Life is launching a tool to help capture those employees not invested in their 401k...
401kWire.com - Wednesday, January 30, 2002 - Reader Rating: 3
Will 401k be Reformed?
What Washington will do in response to Enron is no more clear after the State of the Union. Dems call for new universal accounts...
401kWire.com - Wednesday, January 30, 2002 - Reader Rating: 3
January 30, 2001
More on Mackenzie ... Price for Invesco Stadium is $120 million...
401kWire.com - Tuesday, January 30, 2001 - Reader Rating: 3
January 30, 2001
More on Mackenzie ... Price for Invesco Stadium is $120 million...
MutualFundWire.com - Tuesday, January 30, 2001 Views - Reader Rating: 3
Searching for the Masses
PBS&J Corporation plans search for provider with its employees in mind...
401kWire.com - Tuesday, January 30, 2001 - Reader Rating: 3
DC Head Moves Up
Minnesota Life's Wallake gets a promotion and takes over the firm's retail business. ..
401kWire.com - Tuesday, January 30, 2001 - Reader Rating: 3
IRS Rule Changes Hold Forth Opportunity
A new booklet assists financial services firms in explain the benefits of the IRS' RMD rule changes on IRAs...
401kWire.com - Tuesday, January 30, 2001 - Reader Rating: 3
Midwest Bank to Buy Sunstone
UMB adds clearing to its services by welcoming Sunstone to the family...
MutualFundWire.com - Tuesday, January 30, 2001 Views - Reader Rating: 3
Harris Adds to Marketing Roster
A Windy City fund firm taps an mPower exec to drive its new 401k marketing focus...
401kWire.com - Tuesday, January 30, 2001 - Reader Rating: 3
Harris Adds to Marketing Roster
Windy City firm taps mPower for exec to head new marketing focus...
MutualFundWire.com - Tuesday, January 30, 2001 Views - Reader Rating: 3
Asset Manager Eyes DC Opps
Brinson is eying ways it can elbow into the defined contribution market. ..
401kWire.com - Tuesday, January 30, 2001 - Reader Rating: 3
Changes Abound at MFS
Execs play musical chairs after merger of two distribution channels...
MutualFundWire.com - Tuesday, January 30, 2001 Views - Reader Rating: 3
Florida Progress Adds Fund
St. Petersburg, FL-based Florida Progress Corp. has added a tenth investment option to its $415 million 401(k) plan according to a report in Pensions and Investments. The new fund is the Vanguard Extended Market Fund. Vanguard is the bundled provider for the plan...
401kWire.com - Friday, January 30, 1998 - Reader Rating: 3
Arthur Andersen and 401k Forum Ally for Education Product
Education will be an extremely important issue for 401(k) providers and sponsors in 1998 and beyond. One of the most pressing questions the industry faces is how do companies both encourage participants to maximize their employer-sponsored defined contribution plans while still upholding their fiduciary responsibilities. Well, Arthur Andersen and 401k Forum believe they have found the answer...
401kWire.com - Friday, January 30, 1998 - Reader Rating: 3
For Friday, January 30, 1998
This week's Pension and Investments Magazine contains some eye-opening numbers. These are numbers that the industry should be scratching its head over, if it isn't already. P&I found that nearly 70% of the assets in the nation's largest defined contribution plans are now invested in the stock market. This is a major shift from just a few years ago when participants were routinely criticized for being too conservative. This shift also raises a number of important questions. Specifically, have participants become too aggressive? And, are they aware of the risks that they are running? Or, as one advisor put it, have they lost respect for the sharp claw of the bear?..
401kWire.com - Friday, January 30, 1998 - Reader Rating: 3
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2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
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