The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are
       The insiders' edge for 40 Act industry executives!
   An InvestmentWires Pub 
Got Tips?
Share news, a press release or gossip.

 Get Daily Emails
MFWire headlines delivered to you each morning and afternoon.

Advertise Here
Reach more than 3,900 top fund executives via the fastest growing news service for industry insiders.

Call Now For Rates: 212-331-8999

Published by
40 Wall Street
28th Floor
New York, NY 10005

Stories Published Between 7/1/2010 And 10/1/2010
9/30/2010 A Van Eck Exec Dies
9/30/2010 Natixis' US Chief Fields the Pioneer Question
9/30/2010 Vanguard, TIAA-CREF Would Make Mark Zuckerberg Proud
9/30/2010 Robeco Has a New Beantown Home
9/30/2010 Fidelity Will Not Pursue 'Project F'
9/30/2010 Fundsters' Slip-ups May Matter Less to the Tax Man
9/30/2010 Columbia Heads to Franklin
9/29/2010 Early Hybrid Wholesaling Adopters Build Scale
9/29/2010 SSgA Makes a Key Hire
9/29/2010 Another Headache Hits Morgan Keegan
9/29/2010 Fido Offers College Savings Via a Bank
9/29/2010 Vanguard Bets on Lower 529 Fees
9/29/2010 Pacific Life Takes Aim at the Micro 401k Market
9/29/2010 Who's the Biggest Fund Firm of Them All?
9/29/2010 WSJ Takes Notice of Oppenheimer's New Fund
9/28/2010 An Ex-Rydex Exec Lands a New Gig
9/28/2010 Kasina Ranks Fund Firms' Advisor Web Sites
9/28/2010 Eagle Helps Reporters Look Ahead 10 Years
9/28/2010 TCW Loses a Sub-Advisory Mandate
9/28/2010 JPMorgan Lightens the Load
9/28/2010 Davenport Cooks Up a Pair of Mutual Funds
9/28/2010 Vanguard Tweaks its Target Dates
9/28/2010 Columbia Puts a Number on Fund Shareholder Savings
9/28/2010 WSJ Explores an Energy Fund
9/27/2010 Claymore Rebrands
9/27/2010 Putnam Unveils a Trio of Funds
9/27/2010 Sean Healey Loves a Trilogy
9/27/2010 Eaton Vance is Shutting a $7 Billion Fund to New Investors
9/27/2010 A Texas Firm is Adopting GE's Retail Mutual Funds
9/27/2010 Federated CEO's Wallet Remains Open for Deals
9/27/2010 Don't Worry If Your Bond Fund 'Only Moved Down a Notch'
9/27/2010 Deal Talks are 'Dead' Between a Fund Firm's Parent and a Spanish Bank
9/27/2010 The First Neuberger-Lehman Art Auction Rakes in $12.3M
9/27/2010 Old Mutual Pulls the Plug on its ETFs
9/27/2010 A Mutual Fund Player's Arrival on U.S. Shores
Attracts the WSJ's Attention
9/27/2010 How Did McNabb Steer Vanguard Through His Baptism by Lehman Fire?
9/24/2010 Gabelli Will Have a New B-D By Yearend
9/24/2010 USAA Plants its Flag on NTF Soil
9/24/2010 Vanguard Plans More Share Classes and a Benchmark Switch for a Stock Fund
9/24/2010 Fidelity to Two Funds: Sayonara
9/24/2010 Hartford Wants to Dive Into ETFs
9/24/2010 ALPS Takes Another Fund Under its Wing
9/24/2010 Finra Smites Fidelity For 'Shuffling' a Client From Rep to Rep
9/23/2010 Hancock Has a Dinner Date with 1,000 Advisors
9/23/2010 USAA Lands on E*Trade's Platform
9/23/2010 AQR Switches Vendors
9/23/2010 Eight Fundsters are Among the Richest People in America
9/23/2010 SEC is 'Suspicious' of SEC Over Goldman Suit
9/23/2010 Emerald Launches its Second Mutual Fund
9/23/2010 How Will Closed-End Fundsters React to S&P's New Plan?
9/22/2010 Hartford Lowers Expenses for Six Bond Funds
9/22/2010 Alliance Advisors Enters the Mutual Fund Proxy Solicitation Biz
9/22/2010 Cohen & Steers Hires a Marcomm Pro
9/22/2010 Nearly 200 OppFunds Employees Will Now Work for the Firm's Vendor
9/22/2010 Westwood Makes an Acquisition
9/22/2010 Who Holds the Other 30 Percent of the Bond ETF Market?
9/22/2010 Now it's Bogle and Bogle Against Hennessy
9/22/2010 DWS Lends Plan Participants a Hand with Rollovers
9/22/2010 BBH Cuts the Net Expense Ratio on its Core Select Fund
9/21/2010 Pimco Builds Out its ETF Line
9/21/2010 An Investing Legend Passes the CIO Baton
9/21/2010 Change at the Top Looms for Pioneer's Parent
9/21/2010 It's Time to Buy Some Neuberger Art
9/21/2010 Leveraged and Inverse ETFs Could Find Themselves Under a Starless Sky
9/21/2010 Spears Garners Praise from Barron's
9/20/2010 Touchstone Plans to Merge a Pair of Funds
9/20/2010 Virtus Teams Up with a Londoner
9/20/2010 Gabelli Taps Mullady as Head of Open-End Funds
9/20/2010 George Gatch Says He is Not a 'Classic Retail Guy'
9/20/2010 Jaffe and Kranefuss Don't Want ETFs in the Wrong Hands
9/20/2010 Pimco Preps a Mutual Fund Push in Canada
9/20/2010 Bill Gross Sees the Importance of Twitter
9/20/2010 Bogle v. Hennessy, Round 2
9/17/2010 Witkos Gains a Bigger Role at Eaton Vance
9/17/2010 Virtus' Terranova Works on a Book
9/17/2010 What's the Latest Buzz on Pioneer?
9/17/2010 Happy 20th, Will Danoff
9/17/2010 The Average 401k Mutual Fund Expense Ratio Rose in '09
9/17/2010 A $1.1B Money Fund Family Still Waives Fees
9/17/2010 Fidelity Bags a $2.3 Billion Mandate
9/17/2010 Money Market Fundsters Frown Upon Moody's Proposal
9/16/2010 Kasina Examines Asset Managers' Falling Margins
9/16/2010 Putnam Wins in Nevada
9/16/2010 A GSAM Alum Attacks Goldman for 'Gender Discrimination'
9/16/2010 Money Market Funds Take Fresh Risks
9/16/2010 Bill Gross Goes on a Diet
9/16/2010 Money Market Support Costs Schwab $130M
9/15/2010 RidgeWorth is Moving to a New Home
9/15/2010 GE Hires Kennedy
9/15/2010 Neuberger's Top Exec Discusses an IPO Possibility
9/15/2010 Rydex Plans 19 Un-Leveraged ETFs
9/15/2010 SIFMA Pleads on Behalf of Janus to the Supremes
9/15/2010 BlackRock's Q3 is Looking Like Last Year's Q4
9/14/2010 Which Fund Firms are Top of Mind Among Advisors?
9/14/2010 Altegris Enters the Mutual Fund Biz
9/14/2010 Who Will Bag the Morningstar Domestic Stock Manager of the Year Award?
9/14/2010 Columbia's Fund Boards Will Shrink
9/14/2010 ReFlow Hunts for a New Prez
9/14/2010 Hennessy Takes on Bogle
9/13/2010 Three Fund Firms Gain 401k Distribution through Transamerica
9/13/2010 Sall Says So Long to Gateway
9/13/2010 GSAM Picks a Chairman
9/13/2010 Professor-Powered ETFs Don't Always Score an 'A'
9/13/2010 Dimensional Bulks Up
9/13/2010 The Gray Lady Chats with a Bargain Hunter
9/13/2010 Don Yacktman Keeps the Faith
9/13/2010 Invesco Has Something in Common with McDonald's and Coca-Cola
9/10/2010 A Former TIAA-CREF Distribution Exec Joins GaveKal
9/10/2010 Old Mutual Hunts for a New Asset Management CEO
9/10/2010 PMs Exhibit Same-Difference Behavior
9/10/2010 Fixed Income Still Dominates Mutual Fund Flows, With One Big Exception
9/9/2010 JPMorgan Unveils its Latest Fund
9/9/2010 Vanguard Launches an S&P-Powered Lineup
9/9/2010 Who Are The Most Influential People in Mutual Funds?
9/9/2010 Ex-Cohen and Steers Sales Head Lands a New Gig
9/9/2010 Hartford Names its Mutual Fund Sales Chief
9/9/2010 Dimensional Cements a Distribution Deal for Six Funds
9/9/2010 Acadian Taps Talent from the SEC
9/9/2010 Vanguard Adds a New Online Annuity Service
9/9/2010 T. Rowe Could Buy Back Another 5.7 Percent of Itself
9/9/2010 WisdomTree Inks a Distribution Pact
9/8/2010 Turner Hires a Marketing Chief
9/8/2010 RS Investments Keeps its Eye Out for More Deals
9/8/2010 Janus is Throwing its Hat into the Active ETF Ring
9/8/2010 Nine Have Value Line's Pitchbook and One Is Not Getting It
9/8/2010 Pessimistic Investors Crowd Bear Market Funds
9/8/2010 Kashkari Talks Global Equity at Pimco
9/8/2010 Moody's Wants to Rate Money Funds Separately
9/7/2010 T. Rowe is a 10
9/7/2010 DWS Hires a Van Kampen Alum
9/7/2010 Oak Value Capital Completes the Sale of its Assets
9/7/2010 Osterweis Rolls Out His Third Mutual Fund
9/7/2010 The Reserve Claims Primary Wasn't Alone
9/7/2010 A Top B-D Exec Cautiously Opposes 12b-1 Reform
9/7/2010 Fund Flow Data Leave Some Observers Scratching their Heads
9/7/2010 ETFs Stand to Gain from Advisors' Changing Models
9/3/2010 Another Suitor Approaches Value Line Funds
9/3/2010 A Phocas Fund Finds a New Home
9/3/2010 FBR Drops Pegasus from its Fund Monikers
9/3/2010 Performance-Based Fees Bite a Texas Fund Firm
9/3/2010 Greenblatt Creates Mutual Funds Using His Magic Formula
9/3/2010 iShares Preps an International Inflation-Linked Bond ETF
9/3/2010 Claymore Loads Up 9 ETFs and Targets 9 Liquidation Dates
9/3/2010 Money Market Fund Assets Take a Dive
9/2/2010 Northern Trust Taps Fahey for a Product Post
9/2/2010 Hansberger Pulls the Plug on its International Core Fund
9/2/2010 An Ex-SEC Commissioner Joins Gratio's Advisory Board
9/2/2010 Scout Buys a Fixed-Income Specialist
9/2/2010 Guggenheim Tried to Take Over the Value Line Funds
9/2/2010 A New Jersey Firm Wants to Be Next in the ETF Line
9/2/2010 Bond Funds Continue to Charm Investors
9/2/2010 Quant Funds Lag Those with a Human Touch
9/2/2010 Pimco's Local Currency Fund Pulls in Assets
9/2/2010 The WSJ Tours Real Estate Funds
9/2/2010 130/30 Funds Caught Short
9/1/2010 Performance Trust Jumps into the Mutual Fund Biz
9/1/2010 American Beacon Unveils a Small-Cap Fund
9/1/2010 Wechsler Moves to a New Home
9/1/2010 Loomis Sayles Taps Talent from Wellington
9/1/2010 UMB Fund Services Trumpets its Client Wins
9/1/2010 Janus Plans to Unveil New Global Offerings
9/1/2010 WSJ Highlights a $26B Closed-End Conundrum
9/1/2010 Morningstar Lights Up
8/31/2010 Vanguard Steals Advisors' Hearts
8/31/2010 Viking to Shutter its Large-Cap Fund
8/31/2010 Whom Will 12b-1 Reform Hit the Hardest?
8/31/2010 Some Flexible Funds are Leaning South
8/31/2010 An IndexIQ ETF Catches the WSJ's Eye
8/31/2010 Schwab Buys into the Portfolios-of-ETFs Biz
8/31/2010 Russell Buzz Goes Local
8/30/2010 NY 529 Participants Get a Fee Break
8/30/2010 Institutions are Buying Up More Mutual Funds
8/30/2010 UMA Use Rises
8/30/2010 Investors Open Flood Gates into Bond Funds
8/30/2010 A Trade Pub IDs Target-Date Funds with Above-Average Turnover
8/30/2010 Not all Active ETFs Are a Flop
8/30/2010 Will Absolute Return Funds Live Up to Their Promise?
8/30/2010 Jaffe Proposes Target Age Funds
8/30/2010 WSJ Features a New Commodity ETF
8/27/2010 Iseman Taps a Fellow Janus Alum for a Key Post at Scout
8/27/2010 Quasar Obtains Proof
8/27/2010 BNY Mellon's Wolcott Eyes Growth
8/27/2010 HighMark Hunts for a Sales Pro in New England
8/27/2010 Eaton Vance CA Muni Fund Faces a Dark Day
8/27/2010 Top Retail Sales Job Opens Up at ING
8/27/2010 Takeover Talk Fuels Rise in Legg Mason Share Price
8/27/2010 Bogle Attacks Fund Fees Yet Again, Via the WSJ
8/27/2010 BlackRock and State Street Split a $6 Billion Gig
8/27/2010 WSJ Fund Track Explores the Ups and Downs of Floating Rate Funds
8/27/2010 Fund Firms Turn to Academics to Better Understand Investors
8/26/2010 More Mutual Funds May be on SouthernSun's Horizon
8/26/2010 MassMutual Awards Two Subadvisor Mandates
8/26/2010 How Will Legg Stand Up In Light of 12b-1 Reform?
8/26/2010 Forbes Retracts a Vanguard Story 35 Years Later
8/26/2010 SEC and Reserve Fail to Settle
8/26/2010 Vanguard Hearts Social Media
8/26/2010 WSJ Spotlights Bosse's Strategy
8/25/2010 Is Northwestern Thinking of Selling Russell?
8/25/2010 Hartford Restructures its Sales Force
8/25/2010 Van Eck Looks to India
8/25/2010 A Southern Asset Manager Undergoes an Ownership Change
8/25/2010 NewRiver Now Belongs to Broadridge
8/25/2010 A New Study Casts Fundsters in an Unflattering Light
8/25/2010 BlackRock, Morningstar Share their Thoughts on the Target-Date Proposal
8/25/2010 Loomis Sayles Hires a Bear Stearns Alum
8/25/2010 Alerian ETF Launch Attracts the WSJ's Attention
8/24/2010 Mutual Fund Players are Among the Fastest-Growing Firms
8/24/2010 Bill Carey Resurfaces
8/24/2010 Fidelity's Numbers Go Viral
8/24/2010 WisdomTree Chalks Up its Best Product Launch Ever
8/24/2010 Investors Embrace Muni-Bond Funds
8/24/2010 Jaffe Pens a To-Do List for the Next Fund Czar
8/23/2010 Hartford Names its Mutual Fund Chief
8/23/2010 FRC Taps Talent from FundQuest
8/23/2010 With its New Web Site, Franklin Highlights its Global Reach
8/23/2010 Forward Outgrows its HQ
8/23/2010 Possible Pioneer Split-Up Gains More Buzz
8/23/2010 Will Buddy's Baby Survive?
8/23/2010 Flanagan is Optimistic on a Recovery
8/23/2010 WSJ Spotlights a Risk-Taking Thornburg PM
8/20/2010 JPMorgan Funds Taps a New President
8/20/2010 12b-1 Reform Could Hit American Funds and Others Hard in the 401k Biz
8/20/2010 FRC's Research Head to Depart
8/20/2010 Gatch News Surprised Some at JPMorgan
8/20/2010 DFA is Cooking Up a New Fund
8/20/2010 Is McColgan Coming Back from the Beach?
8/20/2010 Fido Says 401k Investors Are Taking Out More Loans, Hardship Withdrawals
8/20/2010 Fidelity Raises Cash, Starts to Sell $250M in Debt
8/20/2010 Vanguard Courts the Young Crowd
8/20/2010 Vice Counts On Guns, Smokes and Booze, Not Dice
8/20/2010 Hartstein isn't Stressing Over the 12b-1 Proposal
8/19/2010 Pru Pulls a $1.3 Billion Subadvisory Gig from Pimco
8/19/2010 Touchstone to Liquidate a Navellier Mandate
8/19/2010 RiverFront Builds Out its Sales Team
8/19/2010 Harbor to Dissolve Short Term Fund
8/19/2010 Columbia Plans 62 Fund Mergers
8/19/2010 A Former OppenheimerFunds Exec Finds a New Frontier
8/19/2010 Is Pioneer Headed for a Breakup?
8/19/2010 9th Circuit Tosses One Schwab Fund Suit as Another Looms
8/19/2010 A Mutual Fund Investor Group Frowns Upon B-D Practices
8/19/2010 14 Money Fund Firms Gain Ties to the Fed
8/19/2010 Fundsters are on the Rebound
8/19/2010 NYTimes Blog Passes on a Slur Against Fund Managers
8/18/2010 Is the Timing Right for an ALPS Sale?
8/18/2010 A Once-Famed San Fran Fund Family Embarks on its Final Journey
8/18/2010 Parnussus' Ex-Pres Plots a New Fund
8/18/2010 Marshall Funds Hires a Distribution Exec
8/18/2010 Pioneer Sale is Gavel-Ready
8/18/2010 Pimco's Gross Weighs in on Mortgage Refinance
8/18/2010 Fiduciary Standards Could Shake Up One Fund Distribution Channel
8/17/2010 Why Broadridge Went to the River
8/17/2010 Buddy Donohue is Leaving the SEC
8/17/2010 Pimco Jazzes Up its Web Site
8/17/2010 Subadvisory Beat: Schreiner Loses its Spot to Howard
8/17/2010 Bob Reynolds is Still Righting Putnam's Ship
8/17/2010 UPDATED: A Mutual Fund Vendor is Acquiring Another
8/17/2010 Will PNC Break Up With BlackRock, Too?
8/17/2010 Columbia Plans to Add 150 Jobs
8/17/2010 Currency ETFs are Slammed by the Spiraling Dollar
8/16/2010 Waddell & Reed Has a New Investment Chief
8/16/2010 BlackRock and Goldman Swipe Mandates from Credit Suisse
8/16/2010 Advisor Pulls the Plug on Electric City Funds
8/16/2010 Natixis Chief Hops onto the Hot Seat
8/16/2010 Tuition Plan Consortium Switches 529 Managers
8/16/2010 OppFunds Hires a PR Firm
8/16/2010 Will BofA Part with BlackRock?
8/16/2010 Larry Fink Does a Deal in Asia
8/16/2010 Jaffe Likens Fund Fees to Zombies
8/16/2010 Ariel CEO Tries to Woo Back the Skeptics
8/16/2010 Do Special ETF Tickers 'PEY'?
8/16/2010 Critics to SEC: What about Revenue Sharing?
8/16/2010 A Legg Mason Vet Dies
8/16/2010 Pimco Stems Exposure to Gov't Bonds
8/13/2010 O'Shaughnessy Hangs Out his Own Shingle
8/13/2010 Turner Hunts for Wholesalers
8/13/2010 Golub Lands a Pair of Distribution Deals
8/13/2010 Hancock Gets 'Hard Wired'
8/13/2010 Russell Gears Up for its Move
8/13/2010 Judge Junks a Class-Action Bid Against Janus
8/13/2010 Vanguard's Decision Attracts Media Attention
8/13/2010 Pimco is Popular
8/13/2010 South Korean Giant Preps its Entry into the U.S. Mutual Fund Market
8/12/2010 How Poised is Your Firm for Growth?
8/12/2010 Matthews Gives its Online Home a Makeover
8/12/2010 Vanguard Tells Axa Rosenberg to Pack Up
8/12/2010 Asset Managers Ponder High-Frequency Trading, Post-Flash Crash
8/12/2010 Fetting Sees Legg Mason on the Cusp
8/12/2010 Columbia to Swallow a RiverSource Closed-Ender
8/12/2010 Money Still Pours Into Bond Funds and Out of Stock Ones
8/11/2010 Ex-Janus Exec Takes the CEO Job at Scout
8/11/2010 A New York Firm is Pulling the Plug on its Mutual Fund
8/11/2010 Hennessy Continues to Sniff for Deals
8/11/2010 AllianceBernstein Has a Trio of New Hires
8/11/2010 Two Deutsche Groups Split Off from the Mothership
8/11/2010 Legg Keeps its Eye Out for Sales Pros
8/11/2010 New York Life Chalks Up $5 Billion of Mutual Fund Sales
8/11/2010 Are Target Date Funds Getting Cheaper?
8/11/2010 The New Kid on the ETF Block Stands Firm on its Strategy
8/11/2010 A ProShares ETF Rides the Anti-Euro Sentiment
8/10/2010 Axa Rosenberg Loses Another Subadvisory Gig
8/10/2010 Principal Taps a Michigan Wholesaler
8/10/2010 Gemini Hires Three
8/10/2010 Schwab Spends Time with its Rivals
8/10/2010 UMB Wins Over a JPMorgan Client
8/10/2010 Natixis Rolls Out a Managed Futures Mutual Fund
8/10/2010 Cinderella Treasury Bonds Prove a Nightmare for Short Sellers
8/10/2010 A Third of Big Prime Money Funds Almost Broke the Buck
8/10/2010 WisdomTree Sprouts a New ETF with Mellon
8/9/2010 DWS's Top Marketer Jumps to a Rival Firm
8/9/2010 Change of Control Looms for a Chicago Fund Firm
8/9/2010 Kim Will Have a Bigger Role at New York Life
8/9/2010 CM Funds Adds a Smallcap to its Family
8/9/2010 Morningstar Says Fees are the 'Strongest Predictor' of a Fund's Success
8/9/2010 Who Uses Commodities Inside Target Date Funds?
8/9/2010 Jaffe Warns That Commodity Funds Are Still a Gamble
8/6/2010 Did TD Give T. Rowe a Deal?
8/6/2010 Pioneer Brings Burke on Board
8/6/2010 FRC Says Goodbye to Two Analysts
8/6/2010 Natixis Boss Talks about Pioneer
8/6/2010 MSSB Chats with Fund Managers
8/6/2010 Hancock Reports an Uptick in Mutual Fund Sales
8/6/2010 Calamos Beats the Street
8/6/2010 Hennessy's Earnings and AUM Climb
8/5/2010 Dreyfus is Hiring Wholesalers
8/5/2010 Putnam's Q2 Loss is Unchanged from Last Year
8/5/2010 OppFunds Fills Four Newly Created Senior Posts
8/5/2010 Schwab Unveils Three Bond ETFs
8/5/2010 Ned Johnson Not Seen at the 'Buffett' Line
8/5/2010 Leader Returns to Launch a Totally New Fund
8/5/2010 MFS Sees a 70 Percent Jump in Earnings
8/5/2010 Money-Market Funds Ante Up Their Exposure to European Bank Debt
8/5/2010 Legg Mason Names its New Institutional Chief
8/5/2010 RiverFront to Sub-Advise ALPS' New Funds
8/4/2010 American Century Founder Makes a Pledge
8/4/2010 Vanguard Gains ETF Market Share
8/4/2010 American Beacon Bulks Up
8/4/2010 Is Natixis Eyeing Pioneer?
8/4/2010 Natixis Unveils ActiveBeta Fund
8/3/2010 The CEO Search is Over for BNY Mellon Asset Management
8/3/2010 Allianz Preps for its Broadway Debut
8/3/2010 Reserve Fund Sales Land TD Ameritrade in Hot Water with Regulators
8/3/2010 51 Weeks, Gray Hair and Seven Figures:
An ETF Newbie's Journey Through the Maze
8/3/2010 MacDonald Keeps it Simple
8/3/2010 Pimco's Distribution Move Could Make Allianz a Buyer
8/3/2010 Baltimore Judges to Weigh in on Mutual Fund Settlements
8/3/2010 ETF REITs' Resurgence May Hit a Snag
8/3/2010 Mother Merrill Hires a Putnam Retirement Exec
8/3/2010 An Atlanta-Based Asset Manager Changes Hands
8/3/2010 Virtus Keeps Flows Positive
8/3/2010 Some Plan Sponsors are Slow to Relight their 401k Match
8/3/2010 Is SSgA Actively Seeking Acquisitions?
8/2/2010 Guggenheim Finishes Gobbling Rydex
8/2/2010 Research Affiliates Powers Up an ETF First
8/2/2010 Hensler Reshapes OppFunds' Distribution
8/2/2010 Dilbert's Creator Sees Active Mutual Funds as a 'Scam'
8/2/2010 Has Pimco Total Return Gotten Too Big?
8/2/2010 ETF 401k Skeptics Speak
8/2/2010 Lauricella Spotlights MLP Options
8/2/2010 WSJ Worries Over 12b-2
7/30/2010 Mutual of America Funds See a Change at the Top
7/30/2010 Goldman Can Stay on as Mutual Fund Advisor, Says SEC
7/30/2010 Huntington Plans to Boost its Headcount
7/30/2010 Dreyfus Gives Long Warning on Opportunistic Closing
7/30/2010 An Octogenarian Makes Mutual Fund Managers 'Look Like Chimps'
7/30/2010 Vanguard Twitters Away
7/30/2010 Janus Teams Up with One of its Subs for a New Fund
7/30/2010 A Fund Firm Sees the NFA Proposal Costing Up to $1 Million
7/30/2010 Investors Continue their Love Affair with Bond Funds
7/30/2010 Franklin Beats Expectations, Despite Market Woes
7/29/2010 Nuveen Cracks the Top 40 with its FAF Deal
7/29/2010 Ameriprise Continues Integrating Columbia, 'On Schedule and On Budget'
7/29/2010 How Much is Nuveen Paying for FAF?
7/29/2010 A Midwest Fund Firm is Sold
7/29/2010 Goldman Prohibits S****y E-mails
7/29/2010 Gross: Pimco Pulls In Nearly $1 Billion a Week
7/29/2010 U.S. News Skeptically Examines 12b-1 Reform
7/29/2010 Artio's AUM and Income Dip
7/29/2010 Fido Signs a 10-Year Deal for Office Space
7/29/2010 Hatteras Hires a Sub-Advisor
7/29/2010 A Superstar PM Warms Up to 'Under the Weather' Stocks
7/28/2010 Wellington and Hancock Pair Up for a Technical Encore
7/28/2010 TCW Inks a Deal
7/28/2010 BNY Mellon Exec's Departure Has Tongues Wagging
7/28/2010 Unified Fund Services Takes a New Name
7/28/2010 Legg Mason Employees Receive Good News from Mark Fetting
7/28/2010 Despite Flagship Fund Woes, Waddell Keeps Flows Positive
7/28/2010 UBS Gives a Fund Family High Marks
7/28/2010 Legal Troubles Cause Regions' 2Q Loss to Widen
7/28/2010 Is the Glass Half Full for IRAs?
7/28/2010 12b-1 Reform Draws a Columnist's Praise
7/28/2010 A Boston Paper Picks Up on a Fido Exec's Divorce Battle
7/27/2010 A New York Asset Manager Rebrands
7/27/2010 Little Bids Adieu to BNY Mellon
7/27/2010 Aquila Distributors Names its Co-Presidents
7/27/2010 GE Seeks Relief After Settlement Over Iraqi 'Oil-for-Food' Program
7/27/2010 Robeco Stops Taking New Cash in its Popular Long/Short Fund
7/27/2010 PineBridge Throws in the Towel on Mid Cap Growth
7/27/2010 LPL Makes an ETF Move
7/27/2010 AllianceBernstein Sees a C-Level Change
7/27/2010 Buy a Picturesque Piece of Lehman and Neuberger
7/27/2010 Legg Mason Posts a Lower Profit
7/26/2010 $1.6 Billion of Fund Assets Change Hands
7/26/2010 T. Rowe Price Falls Shy
7/26/2010 Georgetown Gets into ETFs
7/26/2010 PM Changes: JP Morgan, Artio & Sun Capital Advisors
7/26/2010 Knight Buys its Way into Mutual Funds
7/26/2010 TCW's Stern: Post-Gundlach Work is Fun Again
7/26/2010 WSJ Highlights the Many Flavors of Target Date Funds
7/26/2010 Indie B-Ds Complain About 12b-1 Reform
7/26/2010 Pimco's Gross Says Butler Creek Has Gone Dry
7/26/2010 Popularity Grows for Emerging Markets Funds
7/23/2010 Schwab Preps Three Bond ETFs
7/23/2010 Invesco Ticks Off Select Sector SPDR Trust
7/23/2010 T. Rowe's Team Expands
7/23/2010 EM Bond Funds are Bringing Sexy Back
7/23/2010 Federated's Earnings Fall 10.5 Percent in Q2
7/22/2010 Pru Makes a Key Sales Hire
7/22/2010 Advisors Feel Swamped with E-mails from Asset Managers
7/22/2010 Ramius Hedges its Bets
7/22/2010 Old Mutual Cuts a Fee
7/22/2010 Aberdeen to Add Funds
7/22/2010 Pimco Hires Six
7/22/2010 What They are Saying about the SEC's Proposal
7/22/2010 Cohen & Steers Sees a Drop in Fund AUM
7/22/2010 Is the Target Date Fund Train Losing Steam?
7/22/2010 BlackRock's Shares Dip, Despite Beating Earnings Estimates
7/22/2010 Janus's Q2 Net Doubles
7/21/2010 Oakmark Funds Names its New President
7/21/2010 Marsico Loses a $976 Million Mandate
7/21/2010 Roy Neuberger Blows Out 107 Candles
7/21/2010 First American Funds Lowers Sales Charges on a Pair of Funds
7/21/2010 SEC Proposes to Limit Ongoing Fund Sales Charges
7/21/2010 Wells Fargo Finishes Digesting Evergreen
7/21/2010 iShares Flows 'Picked Up Nicely' in Q2, Says Fink
7/21/2010 AARP Retires its Mutual Fund Family
7/21/2010 John Hancock PM Banks on a Financial Services Recovery
7/21/2010 Coming Soon: 12b-2s?
7/20/2010 Goldman Talks Growth, Guggenheim
7/20/2010 Forward Won't Move Forward with C Share Closing
7/20/2010 PM Changes: Members Mutual Funds, Dreyfus & AXA Premier
7/20/2010 Pru Takes the Crown
7/20/2010 GaveKal Readies Its Leap from UCITS to Mutual Funds
7/20/2010 Rydex|SGI Finds Growing RIA Appetite for Alts
7/20/2010 Do Mutual Fund Giants Enable Exec Pay Hikes?
7/20/2010 Alliance Bernstein Preps Active ETFs
7/20/2010 American Century Merges Two Units
7/20/2010 Magazine Looks at Long-Short Funds
7/20/2010 Fido's Bolton Creates a Special Situation with Move to Hong Kong
7/19/2010 Aviva Investors Sets a Date for its Mutual Fund Foray
7/19/2010 Firsthand Funds Fades Away
7/19/2010 Why Jefferies Entered the '40 Act Space
7/19/2010 UBS Awards a Mandate for its PACE Funds
7/19/2010 PM Changes: BlackRock, SunAmerica, DWS
7/19/2010 Vanguard Windsor Sees a PM Change
7/19/2010 DoubleLine Goes Beyond Bonds with its New Fund
7/19/2010 How Do American Funds' Flows Stack Up?
7/19/2010 Lauricella Places Managed-Payout Funds Under the Microscope
7/19/2010 Debate Continues About Equity Index Annuities
7/19/2010 Fidelity Bets On, and Helps Hedge Funds Short, BP
7/16/2010 Eggers is Back
7/16/2010 Kinetics Leaks Away a Subadvisor
7/16/2010 Money Fund Sale Ends RidgeWorth Auction
7/16/2010 Hartford Adds More to Wellington's Plate
7/16/2010 Heartland Plans International Small Cap Fund
7/16/2010 RidgeWorth Win Puts Federated in the Money
7/16/2010 Schwab's Proprietary Fund and OneSource Assets Fall
7/16/2010 Legg to Shutter Five WAM Money Funds
7/16/2010 Less Than One Percent of Primary's Assets Are Still in Reserve
7/16/2010 Credit Suisse to Blend Large Cap Funds
7/16/2010 Index IQ Renames Three Funds
7/16/2010 Credit Suisse Upgrades Principal's Shares
7/16/2010 PM Changes at Morgan Stanley, ING and Columbia
7/15/2010 Dreyfus No Longer Sees Stars
7/15/2010 Aston to Shutter a Fund
7/15/2010 American Independence Freed from C Shares
7/15/2010 Forbes Scribe Calls American Funds 'Arrogant'
7/15/2010 Fido May Avoid the 'Systemically Significant' Label
7/15/2010 Watchdog Has Mutual Funds in its Cross Hairs
7/14/2010 Yount is Out from Goldman
7/14/2010 Hancock Execs Take on New Roles
7/14/2010 Hartford Cuts Fees on 36 Funds
7/14/2010 Schwab to Share the Stage with its ETF Rivals
7/14/2010 Fund Swaps Van Kampen for Invesco
7/14/2010 American Funds' Outflows Surprise a Fund Analyst
7/14/2010 A Mutual Fund Star Pumps Up AIG, MBIA
7/14/2010 Grail Advisors' CEO Talks About His Big Win
7/13/2010 Northern Trust Takes Over a Mutual Fund Client from State Street
7/13/2010 Old Mutual Buys an Echo of Morgan Stanley From Invesco
7/13/2010 BlackRock Knocks Out Deutsche in a Subadvisory Race
7/13/2010 Mutual of America Lands an Intrepid PM
7/13/2010 Two Morgan Stanley Bigwigs Pack their Bags
7/13/2010 Workers' Retirement Readiness Actually Increased Over the Past 7 Years
7/12/2010 Foreside Sets Up Shop in Chicago
7/12/2010 Forward Scouts for a Wholesaler
7/12/2010 Jefferies Opens its First Mutual Fund
7/12/2010 Hancock Finishes its 11th Fund Adoption
7/12/2010 WSJ Rains on the Absolute Return Fund Parade
7/12/2010 Schwab Talks About His Collar
7/12/2010 Will Amazon, Microsoft, Wal-Mart or Yahoo Buy into the Fund Distribution Biz?
7/12/2010 A Regulator Wants to Re-establish its Power Over Mutual Funds
7/12/2010 Thompson Plumb Split Reveals Fund Succession Issue
7/12/2010 FBR PM Moves Into Bank Stocks
7/9/2010 BlackRock Reorgs iShares
7/9/2010 The 'Open' Sign is Back at Four Fidelity Money Funds
7/9/2010 Wilshire Drops a Subadvisor for its 130/30 Fund
7/9/2010 Fund Filings, Launches and PM Switches: July 9, 2010
7/9/2010 El-Erian Likes Emerging Markets and Pimco's Equity Push
7/9/2010 SwanDog Gets New Digs
7/9/2010 An Ex-Fidelity Exec Sees an Alternative
7/9/2010 Fidelity Replaces a Top Retirement Exec
7/9/2010 An SRI Fund Fails to See the Value in the Biggest Banks
7/9/2010 Advisors are Hungry For Build America Bonds
7/8/2010 JPMorgan's Fund Boss Moves Up
7/8/2010 First Eagle Hires Two
7/8/2010 Fund Openings: July 8, 2010
7/8/2010 Daley Heads to a Midwest Fund Firm
7/8/2010 Can a New Index Help Fundsters Re-Evaluate Gross, Not Net, Flows?
7/8/2010 Legg Mason Hunts for a C-Level Exec
7/8/2010 SSgA and BlackRock Fight Over Gold
7/8/2010 ETFs Highlight Differences at BGI and Vanguard
7/7/2010 Neuberger Berman Brings In Barnes
7/7/2010 Hartford Taps an Ex-Neuberger PM
7/7/2010 Fund Openings: July 7, 2010
7/7/2010 Highland Hires a Wamco Vet
7/7/2010 Pioneer's Fate Hinges on Regs
7/7/2010 Fidelity Frowns Upon the USPS Proposal
7/7/2010 Nigam Sees More Active ETF Launches in the Second Half
7/7/2010 Ellison Moves Up at Corporate Insight
7/7/2010 Glass is Half Full for a Value Investor
7/6/2010 Invesco Hires an RIA Wholesaler
7/6/2010 Franklin is Tops in Ad Spending
7/6/2010 Post-Deal, BNY Mellon Reveals Roles for Wynne, Wolcott
7/6/2010 Sentinel Hires an International Equity PM
7/6/2010 WSJ Takes a Closer Look at 12b-1 Fees
7/6/2010 Shareholders Seek Action over Pimco-Held Auction Rates
7/6/2010 Barron's Checks in on Vulcan's Fitzpatrick
7/6/2010 FPA's Romick Likes Farms, Oil Stocks
7/2/2010 TIAA-CREF Chief Urges 401k Participants to Educate Themselves.
7/2/2010 Fund Launches, Re-Brandings and PM Changes: July 2, 2010
7/2/2010 Vanguard's Partnership Bonuses Bounce Back
7/2/2010 Reynolds Enters Year-Three at Putnam
7/2/2010 Financial Reform May Plant Seeds for Further Regs
7/2/2010 Pimco Hiring to Continue ... Allianz Indian JV Delayed
7/2/2010 Baron Taps a Relationship Manager for Strategic Partners
7/2/2010 Al Frank's Chief Adds Another Hat
7/2/2010 Are Japan-Focused Funds Really On Their Way Up?
7/2/2010 Transamerica Replaces Mesirow With Wellington
7/2/2010 Fidelity's 401k Door Now Swings Both Ways
7/1/2010 AAM Equity PM Pleads Guilty in Fraud Case
7/1/2010 French Authorities Spare TCW's Founder
7/1/2010 Rydex Can't Change Class-Action Venues
7/1/2010 Fidelity's Debt Sale Raises More Cash Than Planned
7/1/2010 Axa Rosenberg Sees Changes in its Top Ranks
7/1/2010 AMG Buys P.E. Fund From Russell
7/1/2010 U.S. One Plans More ETFs After Initial Launch
7/1/2010 BlackRock Hopes to Strike Gold Again, Twice
7/1/2010 Bloomberg Spotlights BlackRock's Voice in Washington
7/1/2010 McNabb Worries That We Lost 'a Generation of Young Investors'
7/1/2010 BlackRock is Exxon's, IBM's and JPMorgan's Biggest Shareholder
7/1/2010 PowerShares Reboots Five Funds

©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use