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NEWS ARCHIVE Stories Published Between 4/1/2004 And 7/1/2004
6/30/2004	SEC Investigates Guaranteed NYLIM Fund
6/30/2004	Janus: Wholesaler Hiring Up Ahead
6/30/2004	Delaware Ends Subadvisory Contract
6/30/2004	Illinois Looks for 529 Provider
6/30/2004	New Funds Mix Two Hot Flavors Together
6/30/2004	American AAdvantage Spins Props on Two New Funds
6/30/2004	TIAA-CREF Launches Branding Offensive
6/30/2004	T. Rowe Price Decides There is No Place Like Home
6/30/2004	ABN AMRO Opens Shop in India
6/30/2004	Janus Sells High-Net Worth Biz
6/29/2004	Fido Closes Mid-Cap Fund, New Fund to Follow
6/29/2004	Fred Alger Hires BNY Analyst
6/29/2004	American Funds: Too Popular for Their Own Good?
6/29/2004	Integrity Hires Regional Marketers
6/29/2004	AIM Founder Leaves Behind Legacy of Growth, Philanthropy
6/28/2004	ICI Spawns Compliance Committee
6/28/2004	Pennsylvania Asset Manager Names New PM
6/28/2004	Regulators Back at CSFB
6/28/2004	Fidelity Debuts Advisor-Only Bond Fund
6/28/2004	Eaton Vance, Nuveen Launch Bank-Loan Funds
6/28/2004	Head of Florida BD Calls It Quits
6/28/2004	Fidelity Ends Some Soft Dollars Use
6/28/2004	Pax Under Attack
6/25/2004	Execs Stand Up to Compensation Disclosure
6/25/2004	Provider of Advisor Data Takes On the Blue Book
6/25/2004	SEC Commissioners Try the Back Door
6/25/2004	Hartford Closes Three Funds to New Investors
6/25/2004	Is it Time to Get Close and Personal with the SEC?
6/25/2004	Delaware Hires Muni Expert
6/24/2004	Fidelity Readying to Disclose Soft Dollars
6/24/2004	NASD Fines Five B-Ds for Allowing Late Fund Trades
6/24/2004	US Indexers Finding Favor with Asian Investors
6/24/2004	SEC Director Updates SIA on Soft Dollar Task Force
6/24/2004	SEC Alleges Egregious Misuse By RIA
6/23/2004	Intermediaries Express Themselves
6/23/2004	Supporters Line Up to Cheer SEC Rule
6/23/2004	Indy Chair Vote Drives Wedge Through SEC
6/23/2004	John Hancock Funds Beats SEC to the Punch
6/22/2004	Touchstone Taps Subadvisor for New Micro Fund
6/22/2004	JPMorgan Fleming Lands a Managers Funds Contract
6/22/2004	New Market Doubles Assets
6/22/2004	The Hartford Touts Investment Expertise
6/22/2004	SEC Vote on Indy Chairs is No Secret
6/21/2004	By Accident or Design, Wachovia Picks Up $2 Billion More of Fund Assets
6/21/2004	Vanguard Bulks Up Investor Tools
6/21/2004	SEC Steps Up to the Plate
6/21/2004	Bank One Managers Say Hello to the Big Apple
6/21/2004	Janus Shifts Compensation Strategy
6/18/2004	Lipper Refines International Fund Classification
6/18/2004	Rydex Looks to Add ETF Product Specialist
6/18/2004	Analyst Becomes Manager at American Century
6/18/2004	Morgan Stanley Sales Incentive Are Red Meat to NH Regulators
6/17/2004	Genworth Appoints Three to Board
6/17/2004	Dreyfus Roars Back in 12b-1 Case
6/17/2004	Hedge Fund Org Shoots Back at ICI Prez
6/17/2004	Vanguard Struggles to Reach Dueling Goals
6/16/2004	Janus Sells Last of DST Stake
6/16/2004	NASD Bans Pru Broker Involved in Fund Scandal
6/16/2004	New Tool Spotlights Managers for Advisors
6/16/2004	529 Plan Selling Rules May Be Amended
6/16/2004	Directors, Trustees and Third Parties Watch Out
6/16/2004	The White House Likes Funds
6/16/2004	Bill Banning Soft Dollars Introduced in the House
6/16/2004	Living Ex-SEC Chairmen Unite Behind Independent Chair Rule
6/15/2004	Fido Tells Intermediaries to Get Onboard
6/15/2004	New ICI Prez Calls for Added Hedge Fund Oversight
6/15/2004	Another Fund Recommender Joins the Game
6/15/2004	Fed Approves JPMorgan Chase and Bank One Union
6/15/2004	Fido Switches Fund Lineup
6/14/2004	One Commissioner Has Her Doubts
6/14/2004	Ohio Fund Firm Hires in Sunshine State
6/14/2004	BISYS Adds to Outsourced Compliance Team
6/14/2004	Ameritrade Continues ETF Push
6/14/2004	Funds Not Treating One Congressman Well
6/10/2004	iShares at it Again
6/10/2004	Fidelity Tops Website Rankings
6/10/2004	One Group Fund Brand Still Undecided
6/10/2004	Transamerica Boots Janus, Renames Funds
6/9/2004	Market-Timing Firms May Settle Soon
6/9/2004	Regulators Examine Variable Products
6/9/2004	AXA on the Acquisition Trail
6/9/2004	Janus Combats Out Flows
6/8/2004	New Gunslinger in Northeast SEC Office
6/8/2004	Fund Firms Scramble to Cement Friday Plans
6/8/2004	Pioneer to Discuss Market, Funds
6/8/2004	Fund Pubs Go On the Auction Block
6/8/2004	SEC Postpones Meeting
6/8/2004	Institutional Manager Signs with Check-Free
6/8/2004	Northern Trust Lands Julius Baer
6/7/2004	Geeks Under Fire
6/7/2004	E*Trade Slashes Index Fund Fees
6/7/2004	NewRiver Rolls Out Advisor Tool
6/7/2004	Eaton Vance Buys Piece of Deutsche Bank Private Wealth
6/7/2004	Oppenheimer Director Moves to Houston Advisor
6/4/2004	ICI Prez Will Address Press
6/4/2004	TIAA-CREF Debuts Lifecycle Funds
6/4/2004	Wirehouse Worries
6/4/2004	Milberg Slaps Suit on Citibank
6/4/2004	Whither NAV Transfers?
6/3/2004	Putnam Distribution Arm Faces Reorg
6/3/2004	No More Room at Fido Fund
6/3/2004	Waddell Reed Finds CFO
6/3/2004	Merrill May Sell Stake in MLIM
6/3/2004	SEC Considers Advisory Contract Disclosure
6/2/2004	OppenheimerFunds Finds Leader for Growth Team
6/2/2004	TIAA-CREF Lays Down the Law
6/2/2004	SEC Proposes Bank Regulations
6/2/2004	State Street Lands Another
6/2/2004	Gabelli Ups Micro Fund Minimum
6/2/2004	ICI GMM: Eyes on the Prizes
6/2/2004	Planners Want Better Technology
6/1/2004	FleetBoston Fund Managers Say Adieu
6/1/2004	NASD Fines Davenport, Investigation Continues
6/1/2004	Promotion Time for a Fund Probe Leader?
6/1/2004	Putnam Launches Money Fund
6/1/2004	GE Financial Rebrands, IPOs
6/1/2004	Stevens Takes Helm at ICI
5/28/2004	Putnam on Prowl for New Director
5/28/2004	Consultant Joins Putnam Lovell
5/28/2004	Lagging Performance in Magellan Costs Fidelity
5/28/2004	Oxley Urges SEC to Adopt Independent Chair
5/28/2004	Vanguard Makes Moves with Fund Policies
5/27/2004	Putnam Reveals Problems in Money Fund
5/27/2004	Wells Fargo Outlines Strong Plans
5/27/2004	NASD Appoints 20 Industry Execs to Task Force
5/27/2004	New SEC Rules Target Breakpoints, Ethics
5/27/2004	In Flows Slow in April
5/27/2004	Hancock Funds Finds CEO
5/26/2004	From One Chairman to Another . . .
5/26/2004	Touchstone Seeking Wholesalers
5/26/2004	Alger Hires Institutional Sales Head
5/25/2004	ICI Tradition Comes to an End
5/25/2004	WSJ Attacks Morgan Stanley Index Fund for Lagging Index
5/25/2004	Schwab, Fido Split in Reaction to Selected Funds Move
5/25/2004	Fund Execs Debate Compensation at ICI
5/24/2004	The Affluent Want More, Survey Reveals
5/24/2004	Guardian Promotes Two Salesmen
5/24/2004	ManuLife 529 Plan Rebrands
5/24/2004	Marketing Head Jumps Ship from Columbia
5/24/2004	Franklin Closes Two Funds
5/24/2004	Price for Strong Still Falling
5/21/2004	Redefining Independent Directors
5/21/2004	Equity Funds Bleed for a Third Week
5/21/2004	Denver Advisor Firms Merge
5/20/2004	Loomis Sayles to Sub-advise Three Managers Funds
5/19/2004	ICI Pres Elect Addresses Membership
5/19/2004	DTCC Centralizes Securities Data
5/19/2004	A Matter of Trust
5/19/2004	Harbor Capital Hires CIO
5/18/2004	State of the Investment Advisory Profession
5/18/2004	Janus CEO Gets Options
5/17/2004	Vanguard Closes Third Fund This Year
5/17/2004	New Fund Head at BISYS Research Group
5/14/2004	Independent Directors Get a Room of Their Own
5/14/2004	State Street Takes Over Admin of ABN AMRO Funds
5/14/2004	Janus President Elected to Board
5/13/2004	Fund Assets May Have Hit Bull Market High
5/13/2004	SEC Economist Exposes 12b-1 Fees
5/13/2004	Ibbotson Provides Marketing for Rydex
5/13/2004	ICI Hires Head Counsel
5/13/2004	Fidelity Mulls More ETFs
5/12/2004	NASD Chief Calls for Fund Task Force
5/11/2004	Rydex Awards Industry Innovators
5/11/2004	Former Strong Team Needs a Hand
5/11/2004	Nations Awards Subadvisor Contract for Nearly $500 Million
5/10/2004	Three Managers Jump from Strong
5/10/2004	Bogle Foresees Hedge Fund Problems
5/7/2004	Nuveen to Investors: Stay Calm
5/7/2004	ICI VP Jumps Ship
5/7/2004	Manning & Napier Sticks With Outsourcer
5/7/2004	Regulators Highlight Repo Rules for Funds
5/7/2004	Eaton Vance Fills Board Vacancy
5/6/2004	Morningstar IPO is On Again
5/6/2004	Spitzer Deputy Warns More to Come
5/6/2004	Cali Court Tosses UILIC Suit Against W&R
5/6/2004	Putnam Loses Mandates from Great-West
5/5/2004	Cost of Scandal Fix Will Sting, Promise Analysts
5/5/2004	Integrity Funds Sees Small, But Growing Bottom Line
5/5/2004	Delaware Lops Off UK Investment Arm
5/4/2004	Invesco Chief Steps Down
5/4/2004	Counsel Opening at T. Rowe Price
5/4/2004	NYAG, SEC Target Inviva Affiliate for Market Timing
5/4/2004	Peoples Benefit Names to VA Mandate Winners
5/4/2004	Putnam Reduces 529 Plan Charges
5/3/2004	Insurer Provides Advice Tool
5/3/2004	ING Pitches Fund to Worried Investors
5/3/2004	Integrity Bolsters Fund Lineup
5/3/2004	Burnham Taps Subadvisor for Financials Fund
5/3/2004	Fund Appeals to Patriotism
4/30/2004	Vanguard Intros 401k Managed Account
4/30/2004	Voyageur Rebrands
4/30/2004	Morningstar Sends Open Letter to Wanger
4/29/2004	MFS Regaining Balance
4/29/2004	Board Pay is Up as Directors Log More Hours
4/29/2004	Janus CEO Sets Example With Pay
4/28/2004	March ETF Assets
4/28/2004	Spring Cleaning at Morgan Stanley
4/28/2004	Probe Hits Home Across the Puddle
4/27/2004	T. Rowe Beats Earnings Estimates
4/27/2004	AMVESCAP Earnings Disappoint the Street
4/27/2004	GIS Ties to Fund Data
4/27/2004	T. Rowe Revises Redemption Policies
4/27/2004	Bond Firm Fills Head Research Post
4/27/2004	Delaware Shifts Muni Management
4/27/2004	Gabelli Beats Estimates by a Penny
4/26/2004	American Funds Leads Inflows...Again
4/26/2004	Fund Charity Gains Sponsor
4/26/2004	Two Portfolio Experts Join Jensen
4/26/2004	Beantown No Longer King of the Fund Hill
4/26/2004	BofA Fund Group Struggles for Identity
4/23/2004	Fidelity Plans Office Openings
4/23/2004	SEI Offers Tools to Fund Boards
4/22/2004	MLIM CIO Takes Over Fund
4/22/2004	Franklin Reports Earnings
4/22/2004	Closed Ender Taps State Street for Back Office
4/22/2004	DTCC Implements Breakpoint Changes
4/22/2004	SEC on New Rules Road Show
4/21/2004	Putnam Parent Reports Earnings
4/21/2004	ICI Rep Testifies on Securities Markets
4/21/2004	AMG Adds Board Member
4/21/2004	AIM Changes Up Fund Management
4/20/2004	Federated Earnings Less Than Expected
4/20/2004	Nuveen Reports Strong Sales
4/20/2004	Aquila Funds Names New Trustee
4/19/2004	Global Asset Head Leaves UBS
4/19/2004	Vanguard Continues Down Multimanager Path
4/19/2004	PIMCO Fights Back with Redemption Fee
4/16/2004	Bond Fund Specialist Names CEO
4/16/2004	NYLIM Names New Head
4/16/2004	Arnott and AMG Butt Heads
4/15/2004	Hedge Fund Financier Faces Two Class Actions
4/15/2004	Pioneer Hiring Creates COO Opening at AdvisorCentral
4/15/2004	USA Today Puts Putnam Culture In Its Spotlight
4/14/2004	Trusco Outsources Fund Support
4/14/2004	American Funds Steals Crown from Fido
4/14/2004	PIMCO Exec Calls It Quits
4/14/2004	SEC Adopts First Fund Reform Rule
4/13/2004	Columbia Updates Newport Tiger Prospectus
4/13/2004	Is Interest in Strong Fizzling?
4/13/2004	SEC Mulls Over POS Disclosure Regs
4/12/2004	AUM Down at Alliance
4/12/2004	NY Brokerage Incented Sale of Own Funds
4/12/2004	BofA Revises Ethics
4/12/2004	Mellon Acquires Safeco Trust
4/8/2004	Janus' CEO Gets $3.3 Million Bonus
4/8/2004	T. Rowe: Adds Independent Director, Earnings Up 80%
4/7/2004	Senate Hears SEC Chairman
4/7/2004	New COO at SSgA
4/6/2004	Hotchkis Ends B-Class Shares
4/6/2004	Lord Abbett Hires Client Manager
4/5/2004	New Janus Ads Tout Performance
4/5/2004	Parnassus Goes No-Load
4/5/2004	BISYS Hires for Distribution Group
4/2/2004	STI Classic Closes Funds
4/2/2004	What Does an IPO Cost?
4/2/2004	Front Running, Parking, Pump Priming
4/2/2004	Fido Offers Emerging Market Advisor Fund
4/1/2004	Senate Considers Soft Dollar Handoff to SEC
4/1/2004	Software Supplier to Offer ASP

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