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Schwab Asset Management [view profile

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News Stories Archives - Since 1998
With $700MM, a $16B-AUS Insti AM Adds a 5th ETF The move comes after the firm's team launched their first three ETFs in August and a fourth earlier in October... MutualFundWire.com - Tuesday, November 5, 2024
A New Ally Plays Nurturer to Boost Ubiquity's Presence In 2 Channels Watch for the recordkeeper's team to connect with payroll providers and PEOs through the new alliance... 401kWire.com - Tuesday, November 5, 2024
Donnelly Hires Consultant Relations Vets In MA and OH One new hire comes from Nationwide, while the other hails from Fidelity... 401kWire.com - Tuesday, November 5, 2024
Gibson Advises a 401k Fintech Giant A recordkeeper chief has been added to the board of a publicly traded financial technology company that is a key back office ally to many retirement plan providers... 401kWire.com - Tuesday, November 5, 2024
23 Years In, a Biz Dev Chief Joins a $12B-AUM AM's Board, And ... The executive has also been promoted to managing director at the employee-owned fund firm... MutualFundWire.com - Tuesday, November 5, 2024
Newport Raises Up a November PEP The Ascensus arm's team is powering another pooled employer plan... 401kWire.com - Tuesday, November 5, 2024
An ETF Strategist Sells For $480MM, Plus Earnout The firm works with about $18 billion in assets, up $3.5 billion in the first three quarters of 2021... MutualFundWire.com - Friday, November 5, 2021
An 11-Year OpFunds Vet Joins Nationwide Updated \| The new RVP serves as a hybrid wholesaler for the provider... 401kWire.com - Friday, November 5, 2021
How Much Can Participants Defer In 2022? The IRS updates its deferral limits for DC plans for next year... 401kWire.com - Friday, November 5, 2021 - Reader Rating: 5
Equity Fund Inflows Shrink Sevenfold The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, November 5, 2021
Three Years In, an Ascensus Exec Rises to VP The DC industry veteran is now covering Gotham for the provider's FuturePlan arm... 401kWire.com - Friday, November 5, 2021 - Reader Rating: 1
Check Your Plans For ESG Funds My colleague Lauren Corradi talks to Washington watchers and ERISA legal eagles about what the new DoL reg means for KPAs... 401kWire.com - Thursday, November 5, 2020
An Ultimus Co-Founder Begins His Long Goodbye The executive will retire next year after nearly 22 years with the mutual fund back-office firm... MutualFundWire.com - Thursday, November 5, 2020
If Biden Wins, Don't Expect These Pols to Lead Treasury or DoL Washington watchers offer some thoughts about what the regulatory world might look like next year for the defined contribution industry, depending on how the still-in-limbo U.S. presidential election goes... 401kWire.com - Thursday, November 5, 2020
ICMA-RC's New Sales Chief Hires a JPMAM Alum The new hire will lead institutional sales efforts at the retirement plan provider and manager-of-managers... 401kWire.com - Thursday, November 5, 2020 - Reader Rating: 5
Victory Will Buy a 38-Year-Old Equity Team The deal will add a tenth investment franchise to the publicly traded multiboutique... MutualFundWire.com - Thursday, November 5, 2020
A DC I-O Vet Joins AIG's Stable Value Team The new hire most recently worked with a bundled provider's multi-manager asset management arm... 401kWire.com - Thursday, November 5, 2020
Mayer Envisions a Nimbler, Leaner, Less Complicated Manning The Manning & Napier team unveils their Q3 2019 earnings results... MutualFundWire.com - Tuesday, November 5, 2019
A Managed Account Shop Customizes Across a Spectrum The shop will offer advisors different levels of involvement and even let them white label... 401kWire.com - Tuesday, November 5, 2019 - Reader Rating: 5
PCS Retirement Makes an IMPACT on Schwab The recordkeeper wins an award that will benefit the American Cancer Society. .. 401kWire.com - Tuesday, November 5, 2019 - Reader Rating: 5
Two ABG RKers Prepare to Merge The deal is expected to close in Q1 2020... 401kWire.com - Tuesday, November 5, 2019
Putnam's Parent's Chief Keeps Looking For Deals and Efficiencies Bob Reynolds and his team saw performance and institutional sales rise, though mutual fund sales slipped. Meanwhile, they're still looking to acquire... MutualFundWire.com - Tuesday, November 5, 2019
Four In Ohio Team Up On Accounting The new firm is based in central Ohio... 401kWire.com - Tuesday, November 5, 2019
$4B and 155,000 Accounts Later An East Coast shop retirement plan connector crosses a milestone... 401kWire.com - Monday, November 5, 2018
A GSAM DC I-O Alum Joins an RIA-OSJ The new hire now serves as director of the firm's retirement plan services division... 401kWire.com - Monday, November 5, 2018
A MassMutual Alum Joins VALIC In the MidWest A retirement plan provider names a veteran as its new business development VP of Midwest Region. .. 401kWire.com - Monday, November 5, 2018
This is Just the Beginning ... of an ETF Series and a Distro Strat An ETF entrepreneur rolls out an ETF with a new ally and looks for more... MutualFundWire.com - Monday, November 5, 2018
Pat Murphy Promotes Two Hancock Vets as Two Key Execs Exit The recordkeeper now has a new head of sales and distribution and a new national accounts chief... 401kWire.com - Monday, November 5, 2018 - Reader Rating: 5
Ed Murphy Teams Up to Go Robo Empower is partnering with a pair of firms to revamp its retail wealth management platform online... 401kWire.com - Monday, November 5, 2018 - Reader Rating: 5
Week In Preview, November 5-11 This week the teams at LPL, RANDUG, Spark, and That401kSite.com are all hosting events... 401kWire.com - Monday, November 5, 2018
Week In Preview, November 5-11 This week the teams at Baron Funds, the Expect Miracles Foundation, and NYFWA are all hosting events... MutualFundWire.com - Monday, November 5, 2018
Participants Are Afraid to Talk to You New research lends to the idea that education or alternative means of informing and advising participants may be needed to move the needle for enough retirement savers... 401kWire.com - Thursday, November 5, 2015 - Reader Rating: 4
Union Plan Switches RKer Who are these hotel workers going with?.. 401kWire.com - Thursday, November 5, 2015
An OUNZ of Mutual Fund Partnership A niche mutual fund boutique teams up with a larger shop to help distribute its ETF... MutualFundWire.com - Thursday, November 5, 2015
Schlichter Wins Again as Parties Reach Second Largest 401(k) Settlement Ever Boeing employees fly away with millions..... 401kWire.com - Thursday, November 5, 2015 - Reader Rating: 5
More Than 275 KPAs Gather in Arizona A giant B-D brings FAs, DC I-Os, RKers, and others together for its annual retirement plan advisors conference outside Phoenix... 401kWire.com - Thursday, November 5, 2015 - Reader Rating: 5
Sullivan Brings ICIers and Reporters to Legg Mason The trade group holds its annual media cocktail reception, plus a year-end market outlook discussion beforehand, both at the publicly-traded multiboutique mutual fund shop's offices in Times Square... MutualFundWire.com - Thursday, November 5, 2015 - Reader Rating: 5
This Kansas-Based RIA Just Raised Millions This registered investment advisor, based out of Overland Park, Kansas, just raised millions in its first round of capital investments... 401kWire.com - Thursday, November 5, 2015
A Fund Shop and a Fund Servicer Say Goodbye to Their Overseer The Midwestern companies' parent company will have a new president when January comes around... MutualFundWire.com - Thursday, November 5, 2015
New Opps Drive Most RKer Switches Ron Bush speaks to DC industry insiders at a conference in the Sunshine State... 401kWire.com - Wednesday, November 5, 2014 - Reader Rating: 5
This WSJ Alum Will Focus On Funds, and ETFs A writer joins Barron's to fill Brendan Conway's shoes... MutualFundWire.com - Wednesday, November 5, 2014
A NorCal RIA Unveils a 401k Offering A new product has officially been launched! 401(k) product, that is... 401kWire.com - Wednesday, November 5, 2014
3, 2, 1 ... IMPACT Empowered! The brokerage giant's giant conference for RIAs kicked off yesterday... MutualFundWire.com - Wednesday, November 5, 2014
401k Folk, Watch These Four Senators The Republican party will take over the U.S. Senate in January as the majority party. Who will fill key leadership posts that touch the retirement plan industry?.. 401kWire.com - Wednesday, November 5, 2014 - Reader Rating: 5
The Gross Fallout? $1 Billion a Day The outflows continue at Pimco, yet they're slowing. Meanwhile, the firm is offering non-partners more to stick around longer... MutualFundWire.com - Wednesday, November 5, 2014
Seen and Heard at the 2014 Spark Forum Recordkeeping executives and other DC industry insiders gathered this week in the Sunshine State for the trade group's fall conference... 401kWire.com - Wednesday, November 5, 2014 - Reader Rating: 3
W&R Sees a C-Suite Change Nine-year veteran will retire at end of year, stay on to help transition through June 2014... MutualFundWire.com - Tuesday, November 5, 2013
MainStay Turbocharges on the Internet Multi-boutique lunches new websites tailored for investors and advisors. Firm now plans to develop "roadmap" on mobile services for wholesalers and advisors. .. MutualFundWire.com - Tuesday, November 5, 2013
Franklin's First ETF Hits Primetime Fund giant is only the latest entrant into the ETF arms race. .. MutualFundWire.com - Tuesday, November 5, 2013
Great West Names a New Sales Leader Andrew Gracan has been named regional sales director of national accounts for its northeast market... 401kWire.com - Tuesday, November 5, 2013 - Reader Rating: 4.5
DC Savings Activity Stagnant in First Half ICI released a research report today finding that DC participant savings activity was largely unchanged from the first half of 2012. .. 401kWire.com - Tuesday, November 5, 2013 - Reader Rating: 3
Stadion Changes Its TDF Tune Stadion is rebranding its TDFs in a move to distinguish the investment products in the marketplace. .. 401kWire.com - Tuesday, November 5, 2013 - Reader Rating: 2.6
Are QDIAs in Jeopardy? Saxon Predicts a DoL-SEC Showdown One of 401k's elite Washington insiders shares his regulatory thoughts at the 2013 Spark Forum... 401kWire.com - Tuesday, November 5, 2013 - Reader Rating: 5
Nationwide to Plan Sponsors: Don't Scare Your Participants Eric Stevenson, SVP and chief sales officer at Nationwide developed a new website for plan participants with the intention of quelling retirement planning anxieties. .. 401kWire.com - Tuesday, November 5, 2013 - Reader Rating: 4.33
CNBC: Fido and Vanguard Don't Grok Income Both goliaths have a lot to figure out when it comes to age-based investing, according to CNBC... MutualFundWire.com - Tuesday, November 5, 2013
The Mutual Fund Store Sues One of Its Own Multi-location RIA chain sues a franchisee to buy back three stores... MutualFundWire.com - Tuesday, November 5, 2013
Artio Officially Swaps CEOs The Big Apple mutual fund shop promotes ones of its own... MutualFundWire.com - Monday, November 5, 2012
A SoCal Asset Manager's Chief Steps Down Updated \| A mutual fund and asset management shop will soon have a new top dog... MutualFundWire.com - Monday, November 5, 2012
Gamco's AUM Climbs 17.9 Percent Firm sees record AUM. .. MutualFundWire.com - Monday, November 5, 2012
A Top RidgeWorth Exec Gets Kicked Upstairs A fundsters takes a job with the mutual fund shop's bank parent... MutualFundWire.com - Monday, November 5, 2012
ASPire Makes Big Pushes with TPAs and 403bs Two top dogs at the Sunshine State open architecture RKers talk about their upcoming events, a new hire, a promotion, and a consolidation... 401kWire.com - Monday, November 5, 2012 - Reader Rating: 3
The DoL Reschedules an Advisory Meeting Sandy causes another postponement... 401kWire.com - Monday, November 5, 2012
AQR Pares Risk The alts mutual fund shop debuts some new offerings... MutualFundWire.com - Monday, November 5, 2012
GuidedChoice Seals an IRA Deal The managed account provider teams up with a rollover specialist... 401kWire.com - Monday, November 5, 2012 - Reader Rating: 1
ING Keeps a $600MM Plan Sponsor The bundled provider reveals that it has retained a public plan client... 401kWire.com - Monday, November 5, 2012 - Reader Rating: 1
Envisage Brings In a Schwab Vet The Ithaca tech company has a new operations chef... 401kWire.com - Monday, November 5, 2012
Forward Gives Asset Allocation a New Name The updated funds have a new name... MutualFundWire.com - Monday, November 5, 2012
Onorato Lands Another Partnership The private labeler has a new deal with a Texas insurance company... 401kWire.com - Monday, November 5, 2012
Schlichter Wins Another $13.4MM A judge ruled that Fidelity and a sponsor must pay attorneys' fees... 401kWire.com - Monday, November 5, 2012
Segal Plans a TDF Push Into Small, Multi-Employer Plans The consultant hopes to gain traction with its TDF strategies... 401kWire.com - Monday, November 5, 2012
Wamco Wants Bill Gross' Deal Move necessary for potential spinoff, says Bloomberg. .. MutualFundWire.com - Monday, November 5, 2012
The Journal Doesn't Love Tactical Mutual Funds Columnist Jason Zweig prefers the buy-and-hold. .. MutualFundWire.com - Monday, November 5, 2012
M* Ponders Faith-based Funds What's the deal with mutual funds tied to a religious denomination?.. MutualFundWire.com - Monday, November 5, 2012
Post-Deal, Franklin's CEO Still Hungers Greg Johnson told the Financial Times that he yearns to acquire... MutualFundWire.com - Monday, November 5, 2012
The PM is Retired. Long Live the PM. What are the succession plans in place for several all-star PMs?.. MutualFundWire.com - Monday, November 5, 2012
Van Eck Taps Into Distressed Debt The Big Apple mutual fund shop's Market Vectors brand preps another ETF launch... MutualFundWire.com - Monday, November 5, 2012
Luck vs Skill: A PM Wonders Which Drives Performance Legg's chief investment strategist says luck often drives results... MutualFundWire.com - Monday, November 5, 2012
Can a Computer Be As Good As Buffett? Firm claims to have system that stock-picks like the investing legend. .. MutualFundWire.com - Monday, November 5, 2012
The WSJ Talks Up Commodities Funds The Journal published a guide for commodities investors and noted several funds... MutualFundWire.com - Monday, November 5, 2012
401kWire 300's Advisors Dominated By West Coast Spirit The 401kWire unveils its second list of the top retirement plan advisors... 401kWire.com - Friday, November 5, 2010 - Reader Rating: 3.5
A Recordkeeping Firm's Top Exec is Moving On The firm taps a successor from within... 401kWire.com - Friday, November 5, 2010
BNY Mellon Layoffs Spare the U.S. Fund Services Lines of Business BNY Mellon has cut about two dozen posts in the wake of its acquisition of PNC GIS... MutualFundWire.com - Friday, November 5, 2010 - Reader Rating: 5
RPAG Reveals its Newest Recruit The California-based network of retirement-focused advisors brings on board a Nebraska-based advisor... 401kWire.com - Friday, November 5, 2010
Northern Trust Eyes More Staff The exec running the fund administration business sees the staff count growing by five to 10 percent in the next 12 months... MutualFundWire.com - Friday, November 5, 2010 - Reader Rating: 5
NRP is the 'Number One Distribution Partner' for Which Provider? Bill Chetney and his team open their seventh annual conference in California... 401kWire.com - Friday, November 5, 2010 - Reader Rating: 1
Milestone Has Marty Whitman Reminiscing Third Avenue Management's flagship mutual fund turns 20... MutualFundWire.com - Friday, November 5, 2010 - Reader Rating: 3
Plan Participants Admit That They Could Afford to Save More ING Retirement Research Insitute releases the results of its study... 401kWire.com - Friday, November 5, 2010
A New Fund Firm Hunts for a DC I-O Team An alternatives asset manager plans a distribution push into retirement plans... 401kWire.com - Friday, November 5, 2010
BofA Chief Talks about BlackRock Brian Moynihan tells analysts that ties between Bank of America and BlackRock will outlast his and Larry Fink's tenures... MutualFundWire.com - Friday, November 5, 2010
Complete Sale of Pioneer is 'Unlikely' UniCredit's new top exec says the firm can imagine going for a joint venture... MutualFundWire.com - Friday, November 5, 2010
Two Fundsters are Among the Most Powerful People on the Planet Forbes magazine releases its list of the 68 Most Powerful People in the World... MutualFundWire.com - Friday, November 5, 2010 - Reader Rating: 1
Pimco Cooks Up Another Actively Managed Stock Fund A second Pimco actively managed stock fund is on the way... MutualFundWire.com - Friday, November 5, 2010 - Reader Rating: 2
A California Fund Firm is Hiring its First Ever Wholesaler The firm hopes to bring on board its first ever external wholesaler by the start of 2010... MutualFundWire.com - Thursday, November 5, 2009
Turner Ups its Wholesaler Count by Five The Berwyn, Pennsylvania-based firm now has 17 wholesalers... MutualFundWire.com - Thursday, November 5, 2009
Vanguard Works With a Trustodian and Discontinues Two Small Plan Offerings The low-cost mutual fund giant prepares to shutter two platforms while moving the clients to its other offerings or to a certain third-party self-directed brokerage option... 401kWire.com - Thursday, November 5, 2009
Sheets Lands on Beacon Hill The fund servicer adds a former Big Four accountant... MutualFundWire.com - Thursday, November 5, 2009
Microsoft Installs a Global Benefits Director The software giant nabs a benefits executive from another technology firm... 401kWire.com - Thursday, November 5, 2009 - Reader Rating: 1
Pimco Hunts for a Business Development Exec The bond fund giant is targeting to bolster DC assets via the advisor channel... 401kWire.com - Thursday, November 5, 2009
Pru Posts an Increase in Full-Service Sales and Deposits Third quarter full-service sales and deposits are up by 45 percent from the year-ago period... 401kWire.com - Thursday, November 5, 2009
MFS Posts a 17 Percent Drop in Q3 Earnings The Boston fund firm points to lower average net assets... MutualFundWire.com - Thursday, November 5, 2009
Long-Term Mutual Funds Extend their Winning Streak Long-term funds chalk up net inflows for the 33rd straight week... MutualFundWire.com - Thursday, November 5, 2009
Surge in Activity Around a PowerShares ETF Draws the WSJ's Notice An exchange traded fund that tracks the U.S. dollar saw a significant jump in activity Wednesday... MutualFundWire.com - Thursday, November 5, 2009
Better Luck Next Year for Money Market Funds? The future could bring slightly higher yields, providing money market funds with relief, the Wall Street Journal reports in the Thursday issue of Fund Track... MutualFundWire.com - Thursday, November 5, 2009
Direxion Heads in the NYSE's Direction The ETFs are the first listed by Direxion at the NYSE Arca. .. MutualFundWire.com - Wednesday, November 5, 2008
Wyoming Latest State Plan to Share Loss Estimates The bear market is knocking the stuffing out of defined benefit plans. Wyoming is the third state in as many weeks to lay out the ugly details... 401kWire.com - Wednesday, November 5, 2008
Principal Chief Sees No 401k Threat from Congress Looking ahead to 2010, the top executive at Principal does not foresee any legislation that would disrupt the 401k system. .. 401kWire.com - Wednesday, November 5, 2008 - Reader Rating: 4.5
Miller Focuses on Working with Obama The chair of the House Ed and Labor committee is planning to work with the Obama administration to strengthen retirement plans... 401kWire.com - Wednesday, November 5, 2008
EPIC Adds to its Service Team The recordkeeping TPA brings in a new client administrator... 401kWire.com - Wednesday, November 5, 2008
Guardian Lures a Hartford Fund Sales Vet On Board A familiar face in the fund industry is taking over sales for Guardian's RS Funds. .. MutualFundWire.com - Wednesday, November 5, 2008
Voters Return Retirement Leaders to Congress While yesterday's election will mean a new cast for EBSA and the IRS, retirement insiders will see mostly familiar faces on Capitol Hill... 401kWire.com - Wednesday, November 5, 2008
Hartford to Shed 500 Jobs in its First Round of Cuts The insurer will layoff 500 employees from throughout the firm this month and plans to make additional cuts next year... MutualFundWire.com - Wednesday, November 5, 2008
401k Ducks as Hartford Swings the Axe The company plans to cut 500 jobs this month and make additional layoffs next year... 401kWire.com - Wednesday, November 5, 2008 - Reader Rating: 3
Fund Track Zeroes in on Vanguard Muni Fund Combo The WSJ ponders what motivated the fund giant to merge two funds... MutualFundWire.com - Wednesday, November 5, 2008
Hartford Hires Wachovia Vet to Head Mutual Fund and 529 Business The Hartford is getting serious about its mutual fund business... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 2.33
Peach State Jumbo Sponsor Finds New Stable Value Home A plan with a $273 million stable value fund moves to a different manager. .. 401kWire.com - Monday, November 5, 2007
Banking Giant Expands I-O Team and Keeps Looking A Wall Street firm adds two new faces and hunts for three more. .. 401kWire.com - Monday, November 5, 2007 - Reader Rating: 4
Hungry, Hungry Hartford Finds 401k Marbles Scarce The chief of the Constitution State insurer says he wants to buy, if only he could find a seller. .. 401kWire.com - Monday, November 5, 2007
Touchstone Makes Four New Sales Hires Touchstone Investments has hired four new external wholesalers... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 4
Hartford Chief Ayer Interested In an Acquisition The Hartford is interested in making an acquisition in order to grow assets... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 1
New Sub-Advisory Relationship Leads to Two New Funds for Schwab Schwab Investment Management has formed a new sub-advisory relationship with Mondrian Investment Partners Limited... MutualFundWire.com - Monday, November 5, 2007
Oppenheimer Holdings Snaps Up Major Stake in CIBC World Markets The parent of Oppenheimer & Co. has agreed to purchase part of CIBC World Markets' U.S. capital markets businesses... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
Texas Fund Firm to Add Second Fund Hodges Capital Management is launching its second mutual fund... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
Tech-Firm Study Finds Favor Among Fund Companies for Short Prospectus A new joint study by New River and Forrester Consulting has found that nine out of ten mutual fund companies surveyed are in favor of the short-form prospectus being proposed by the SEC... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
Consulting Firm Unveils 'DC Index' Hewitt's not the only one publishing data on how 401k plans are doing. .. 401kWire.com - Monday, November 5, 2007
PowerShares Beefs Up its Fixed-Income ETF Family PowerShares has added three new funds to its family of fixed-income ETFs... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 2
New York Life Wins Boston Taft-Hartley Plan A $92 million plan moves to the Bay State provider. .. 401kWire.com - Monday, November 5, 2007
Mega-Market Provider Rolls More Business to WMSI A giant recordkeeper antes up on its partnership with Bluff Point's rollover provider. .. 401kWire.com - Monday, November 5, 2007
Asset Management Outsourcer Gets Advisors Into Retirement Income A Keystone State firm unveils a new distribution system for retirees. .. 401kWire.com - Monday, November 5, 2007
PIMCO Gets Into the Season of Giving The PIMCO Foundation has awarded over $1.1 million in 2007 grants to 68 charities and community organizations.. MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
Report: Fink Officially Offered Top Merrill Job Merrill Lynch has offered BlackRock chief Larry Fink the CEO position vacated by Stan O'Neal... MutualFundWire.com - Monday, November 5, 2007
BlackRock Chief Offered O'Neal's Job Merrill Lynch has offered BlackRock CEO Larry Fink the position vacated by Stan O'Neal last week... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
Prince Out at CitiGroup The second wirehouse head has fallen victim to the sub prime fall out... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
ERISA Class Action Specialists Aim at Mother Merrill An Evergreen State firm starts digging around the wirehouse's 401(k)'s company stock holdings. .. 401kWire.com - Monday, November 5, 2007 - Reader Rating: 5
Analysts Come Back into Vogue at Fund Companies In response to the proliferation of ETFs, fund companies are increasingly pouring resources back into old-fashioned stock-pickers... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
New Leveraged Rydex ETFs to Uncut ProShares on Expense Ratio Rydex plans to launch a new set of leveraged ETFs on the AMEX Wednesday that will compete with ProShares' leveraged products... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
The Sky is Falling on Chicken Little Funds The St. Louis-based fund group's founder faces fraud charges from Show Me State regulators... MutualFundWire.com - Monday, November 5, 2007 - Reader Rating: 3
Court Replaces Fiduciary for Tennessee Plan The DoL obtains a judgment against a Tennessee plan sponsor... 401kWire.com - Friday, November 5, 2004
Annuities Boost 401(k) Sales at Hartford The Hartford reported third quarter 401(k) sales less than other public competitors, but the results were positive compared to second quarter results... 401kWire.com - Friday, November 5, 2004 - Reader Rating: 5
Manulife Sees Q3 Sales Drop 401(k) sales for the company were down from the second quarter, but 2004 year to date sales are up... 401kWire.com - Friday, November 5, 2004
United Proposes 401(k) Plans, Will Other Airlines Follow? Airlines with troubled finances could prove a golden opportunity for 401(k) providers... 401kWire.com - Friday, November 5, 2004
Nevada Puts Putnam in Penalty Box The state PERS will decide what it will do with the $424 mandate next month... 401kWire.com - Wednesday, November 5, 2003 - Reader Rating: 4
401k Administrators Have Little Time to Weigh in on Rules The SEC staff may give Donaldson their proposals in as few as two weeks. Rules could roil 401k recordkeeping... 401kWire.com - Wednesday, November 5, 2003 - Reader Rating: 5
Angelides Tells Calpers and Calstrs Putnam Should be Fired As the California plans decide what to do Arkansas Teachers plan takes the advice of its consultant and pulls the trigger... 401kWire.com - Wednesday, November 5, 2003
Is Deutsche Bank Next? While some news agencies are reporting it may be, one wire service says Spitzer is not targeting the U.S. arm of German Bank... MutualFundWire.com - Wednesday, November 5, 2003 - Reader Rating: 5
Senators Propose Mutual Fund Bill Provisions call for sweeping changes, but passage is unlikely... MutualFundWire.com - Wednesday, November 5, 2003
Alliance Confirms Probes The fund firm is a target of probes by the SEC and Spitzer. Two hedge funds are involved... MutualFundWire.com - Wednesday, November 5, 2003
Bisys Introduces New Search Tool A new registry helps to connect small plan sponsors with advisors... 401kWire.com - Wednesday, November 5, 2003
Janus Dumped by Rocky Mountain 401k The plan is starting a search to replace Janus on a $30 million mandate. New fund will be added in March... 401kWire.com - Wednesday, November 5, 2003
Schwab Investment Management Adopts Fund Family Strategic move brings the firm's offerings to 23... MutualFundWire.com - Wednesday, November 5, 2003
MassMutual Vitalizes Plan for Garden State Sponsor A New Jersey-based vitamin and supplement maker moves its plan to the insurer for bundled services... 401kWire.com - Wednesday, November 5, 2003
ING Teams With New Adviser The bundled vendor partners with Morningstar. The move means the Hartford firm will replace the existing advice service being used by its plan sponsor clients... 401kWire.com - Tuesday, November 5, 2002 - Reader Rating: 2.5
TPA Signs On with Trust Alliance The Western Trust has signed on a Dallas-based TPA for its national alliance partnership... 401kWire.com - Tuesday, November 5, 2002
Finance VP Leaves Online 401k Firm The departure comes soon after the resignation of the CFO. No replacement is yet named... 401kWire.com - Tuesday, November 5, 2002 - Reader Rating: 4.25
Bisys Taps Head Marketer The firm taps an ex-Invesmart employee to oversee its retirement product development... 401kWire.com - Tuesday, November 5, 2002 - Reader Rating: 1.33
Start Shopping if the Fed Cuts Fund firms may need to explore ways to keep their money funds viable if the Fed cuts interest rates tomorrow as expected... MutualFundWire.com - Tuesday, November 5, 2002
Rogers Fills in at Ariel The Chicago-based manager has tapped John Rogers to fill in for a departed portfolio manager... MutualFundWire.com - Tuesday, November 5, 2002
SEI Taps Into OneSource The deal will bring straight-through processing to its clients who trade between fund families... MutualFundWire.com - Tuesday, November 5, 2002
State Street Inks Deal to Emerge as a Leader in Europe As expected, the Boston firm agrees to buy parts of GSS from Deutsche Bank. The price tag may run as high as $1.5 billion... 401kWire.com - Tuesday, November 5, 2002
Watson Joins SunGard Derrin Watson has joined the SunGard Corbel legal/technical consulting staff.. 401kWire.com - Tuesday, November 5, 2002
Scudder Vet Opens Boutique Mattoon is unretiring and partnering with a Goldman Sachs veteran to to create a firm catering to the affluent... MutualFundWire.com - Tuesday, November 5, 2002 - Reader Rating: 2.33
TD Waterhouse Buys Private-Label Fund Wrap Fee-only advisors will get a new fund wrap program in 2003 from the custodian... MutualFundWire.com - Tuesday, November 5, 2002
Raining in Baltimore T. Rowe Price cuts 5% of its workforce... MutualFundWire.com - Monday, November 5, 2001 - Reader Rating: 3
SunAmerica Looks Overseas New International Fund ... Battery Ventures Hires... MutualFundWire.com - Monday, November 5, 2001 - Reader Rating: 3
SunAmerica Looks Overseas New International Fund ... Battery Ventures Hires... 401kWire.com - Monday, November 5, 2001 - Reader Rating: 3
Morningstar Presents Keys to the Kingdom The Chicago firm is providing its clients access to its proprietary database... MutualFundWire.com - Monday, November 5, 2001 - Reader Rating: 3
Heavenly Selection The Archdiocese of St. Louis has tapped a provider for its DC plan... 401kWire.com - Monday, November 5, 2001 - Reader Rating: 3
Week of November 5, 1999 RFP Roundup The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week... 401kWire.com - Friday, November 5, 1999 - Reader Rating: 3
Lipper Announces New CEO The fund tracker has finally decided on a new boss to take over for Simon Thomson, interim chief executive since the fund tracker's acquisition by Reuters... MutualFundWire.com - Friday, November 5, 1999 - Reader Rating: 3
Amex Launches Index Funds Amex is launching five new funds on the heels of a Schwab distribution alliance announced last month... MutualFundWire.com - Friday, November 5, 1999 - Reader Rating: 3
Is Growth Over for 401k? Assets in 401(k) plans grew 12% to $1.56 trillion in 1999, says Cerulli Associates' in its just released Market Update: The 401(k) Industry. This may sound like phenomenal growth, but the report says the rate of growth is slowing. For vendors looking for the niches which evolve in a mature market, the report outlines a number of opportunities and how to exploit them... 401kWire.com - Friday, November 5, 1999 - Reader Rating: 3
Bregman Says Schwab Got It Right Here is one advisor's point of view from the vortex of the Schwab whirlwind known as Impact!.. MutualFundWire.com - Friday, November 5, 1999 - Reader Rating: 3
Odd Lots, November 5, 1999 Glass-Steagall almost gone ...American Century offers advice ... All fees are not the same ... Rankings should reflect governance ... Fund companies buy own stock... MutualFundWire.com - Friday, November 5, 1999 - Reader Rating: 3
Driehaus Adds Channel Sales Head Driehaus has just hired an ex-Safeco employee to head retirement and intermediary distribution for its sales department... 401kWire.com - Friday, November 5, 1999 - Reader Rating: 3
Fisher Scientific Hires New Recordkeeper Hampton, New Hampshire-headquartered Fisher Scientific International, Inc. (NYSE: FSH) has chosen Dreyfus Retirement to be the recordkeeper for its 401(k) plan, Mary Lonergan, 401(k) administrator, told the 401kWire.com. The plan has 3,000 participants and approximately $95 million in assets... 401kWire.com - Thursday, November 5, 1998 - Reader Rating: 3
Vendors Are Taking Steps to Help Sponsors With The Other Investment Liability How can a plan sponsor be sure that they are offering appropriate investments for plan participants? In the past much of the focus on investments in defined contribution plans was at the plan participant level. Are participants making good allocations? However, there are other levels of liability that sponsors need to consider. Foremost among them is -- are appropriate options being offered?.. 401kWire.com - Thursday, November 5, 1998 - Reader Rating: 3
PIMCo Completes Oppenheimer Buy PIMCo Advisors has finished its acquisition of Oppenheimer Capital by purchasing the remaining two-thirds of the shares of the privately held investment manager. PIMCo purchased a one-third stake in Oppenheimer for $265 millin in February. .. 401kWire.com - Wednesday, November 5, 1997 - Reader Rating: 3
IBEW Local 164 Selects Putnam Hackensack, NJ-based Local 164 of the International Brotherhood of Electrical Workers is going with Putnam as a full-service provider for its $131 Joint Annuity Fund, according to P&I Daily. The plan had been a client of the AFL-CIO Housing Investment Trust, Bank of New York, IBEW-NECA GIC, and Summit Bank... 401kWire.com - Wednesday, November 5, 1997 - Reader Rating: 3
Elder-Beerman Taps American Century Dayton, OH-based Elder-Beerman Stores has turned to American Century as bundled provider for its $52 million 401(k) plan, according to P&I Daily. .. 401kWire.com - Wednesday, November 5, 1997 - Reader Rating: 3
Dow Chemical Adds Four Funds Midland, MI-based Dow Chemical Company is adding two investment options to its $2 billion defined contribution plan to fill in gaps in its line-up, according to P&I Daily. .. 401kWire.com - Wednesday, November 5, 1997 - Reader Rating: 3

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