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Schwab Asset Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

http://www.schwab.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A $669B-AUM AM Preps Four Bond ETFs
Watch for the publicly traded firm's team to roll the new funds out next month...
MutualFundWire.com - Friday, November 3, 2023 Views
An OR KPA RIA Turns 20
The firm launched on November 3, 2023...
401kWire.com - Friday, November 3, 2023
This RKer Has $12B In Implementation For 2024
Management at the publicly traded firm releases their results for the third quarter of 2023...
401kWire.com - Friday, November 3, 2023 - Reader Rating: 2.75
A Fintech Ally to RKers Raises $20MM
A Midwestern VC firm is the lead investor in the SoCal startup's series A funding round...
401kWire.com - Friday, November 3, 2023
A $159.6B Improvement In Two Weeks
The LSEG Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com - Friday, November 3, 2023 Views
Empower Promotes Sales Execs In GA and MA
A pair of sales directors are on the rise at the recordkeeper...
401kWire.com - Friday, November 3, 2023
Keep Your Finger On the Pulse
My colleague Andrew shares insights from executives at a DC I-O firm...
401kWire.com - Thursday, November 3, 2022
A $61B-AUM Firm Debuts an Income-Focused Fund of Funds
The new fund will invest primarily in the Gotham firm's other ETFs...
MutualFundWire.com - Thursday, November 3, 2022 Views
Five Years In, an Acquirer's Chief Steps Back
The CEO of a PE-backed industry holding company is passing the reins...
401kWire.com - Thursday, November 3, 2022
A Plan Sponsor-KPA Matchmaking Service Goes Live
A plan sponsor training group will help employers find advisors...
401kWire.com - Thursday, November 3, 2022
A $1.2T-AUM Firm Tackles Emergency Savings
A fund firm in the 401(k) space teams up for a new app...
401kWire.com - Thursday, November 3, 2022
Mr. Market Boosted Fund Firms By 7.5 Percent Last Month
14 of the 15 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices rise last month as markets rebounded. And most of them are up since the pandemic began...
MutualFundWire.com - Thursday, November 3, 2022 Views
"Personalized But Not Prescriptive": What a New Fin Wellness Chief Is Aiming For
A financial wellness provider's new chief reflects on the firm's approach and what's next...
401kWire.com - Thursday, November 3, 2022
33 Years In, a Series Trust's Founder Steps Back, And ...
The move comes as a former BNY Mellon bigwig joins the series trust's board...
MutualFundWire.com - Wednesday, November 3, 2021 Views
Why Ascensus Is Buying Newport
David Musto talks about the PE-backed mega-merger...
401kWire.com - Wednesday, November 3, 2021 - Reader Rating: 5
Two PE-Backed RKers Merge Into a $700B-AUA Giant
The combined provider will serve more than 15 million participants and individual investors, more than 150,000 retirement plans, and have more than $700 billion in AUA...
401kWire.com - Wednesday, November 3, 2021 - Reader Rating: 3
PE Seals a $2.2B Deal to Buy a Slice of an RKer
A private equity firm now owns 9.9 percent of an insurance provider in the retirement plan space...
401kWire.com - Wednesday, November 3, 2021 - Reader Rating: 1
A McKinsey Vet Joins a $1.5T-AUM Firm
The new hire takes on a key leadership role at a publicly traded asset manager...
MutualFundWire.com - Wednesday, November 3, 2021 Views
Benna Says, Think of the Possibilities Beyond 401k
The man known as the Father of 401(k) has a new book...
401kWire.com - Wednesday, November 3, 2021
Wilczewski Brings Back a BlackRock Alum
The new hire joins his leadership team here in the U.S. at DWS...
MutualFundWire.com - Tuesday, November 3, 2020 Views
Next Up For SS&C RS: Retirement Income Allies
Geli is also open to adding more managed account partners, too...
401kWire.com - Tuesday, November 3, 2020
Near San Fran, Two KPAs Join SageView
The move comes another nearby KPA joined the team back in September...
401kWire.com - Tuesday, November 3, 2020
On Retiree Wellbeing, U.S. Rises Two Notches
According to new research, the United States improved in some categories, raising it two spots in the global ranking...
401kWire.com - Tuesday, November 3, 2020
Barr Rises As Three Join IDC's Board
The chair of the trade group's governing council passes the reins...
MutualFundWire.com - Tuesday, November 3, 2020 Views
Groom Adds Two ERISA Litigators
A new pair of ERISA attorneys recently joined the D.C. law firm...
401kWire.com - Tuesday, November 3, 2020
A Midwestern Fund Firm Partially Pulls Back From DC I-O
Word is that there are broader changes afoot outside 401(k), too...
401kWire.com - Friday, November 3, 2017 - Reader Rating: 5
A Ten-Year Neuberger Vet Takes Over Biz Dev For an Alts Shop
An alternative asset manager, based in the Midwest and with $13 billion in AUM, just hired a top key accounts exec...
MutualFundWire.com - Friday, November 3, 2017 Views
Commonwealth Wins Overs an NPC Duo in Pennsylvania
Two wealth managers leave NPC, experiencing an ownership transition from NPH to LPL, for another broker-dealer...
401kWire.com - Friday, November 3, 2017
Fido Sees Auto Default Rates Rise
The Boston Behemoth releases new DC plan data for Q3 2017..
401kWire.com - Friday, November 3, 2017
PE Buys Into an RKer
An acquisition takes place in the city of brotherly love...
401kWire.com - Friday, November 3, 2017 - Reader Rating: 4.5
Four Reasons Tax Reform Could Make Fundsters Smile
Congressional Republicans finally introduced their 2017 tax reform bill yesterday, and fundsters may have some reasons to celebrate...
MutualFundWire.com - Friday, November 3, 2017 Views
Three Steps For Building Your Own Advisor Mentorship Program
Following up on last week's column, we again dig into developing your own mentorship program...
401kWire.com - Thursday, November 3, 2016
A DC I-O Adds a Direct, Mid-Market Channel
The move comes a few months after the integration of the asset manager's advisor-sold and institutional DC I-O teams...
401kWire.com - Thursday, November 3, 2016
CBIZ Acquires Two Shops on the West Coast
The CEO of CBIZ confirms the two acquisitions.....
401kWire.com - Thursday, November 3, 2016
Filings for Fundsters - November 3, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, November 3, 2016 Views
New Suite to Solve DOL Regs Offered
Broadridge assists the industry to comply with fiduciary standard. ..
401kWire.com - Thursday, November 3, 2016 - Reader Rating: 4.67
Bruce Leto is Bringing the Party to Philly
The newly-created Philadelphia Fund Alliance is holding a gala to benefit the Children's Hospital of Philadelphia .....
MutualFundWire.com - Thursday, November 3, 2016 Views
ABG Has Enhanced Its Logo and Website
ABG has some new enhancements up its sleeve!..
401kWire.com - Thursday, November 3, 2016
B-D's Diverge on Complying With DoL Rule
Some firms have decided to trash commissions, while others adopt a middle approach. ..
401kWire.com - Thursday, November 3, 2016 - Reader Rating: 4
Who Will Buy Your Fund Firm? Wall Street Wonders
The WSJ ponders a lack of buyers for asset managers...
MutualFundWire.com - Thursday, November 3, 2016 Views
Who Won This $3.1 Billion Biotech Plan?
A merger has a winner.....
401kWire.com - Tuesday, November 3, 2015 - Reader Rating: 4
Transamerica Welcomes a Veteran KPA
A decorated 401(k) plan advisor (KPA) has changed sides...
401kWire.com - Tuesday, November 3, 2015
Mercer Creates a New Unit
... and Tom Murphy has a new hat...
401kWire.com - Tuesday, November 3, 2015 - Reader Rating: 4
NICSA's 2015 GMM, In Pictures
Take a glimpse at the trade group's annual conference, held last week in Beantown...
MutualFundWire.com - Tuesday, November 3, 2015 Views
Allianz Trims Two Funds' Fees
The Pimco sister company reduces fees on a pair of mutual funds...
MutualFundWire.com - Tuesday, November 3, 2015 Views
Vanguard White Paper Takes on the Battle of the Sexes
How do men and women save for retirement? ..
401kWire.com - Tuesday, November 3, 2015
Leadership Is Changing at ASPPA and ARA
There are new presidents and new board members... ..
401kWire.com - Tuesday, November 3, 2015
Eaton Vance Tags In For a Transforming Subadvisor
The move comes as the subadvisor converts into a family and the founder takes on a new gig...
MutualFundWire.com - Tuesday, November 3, 2015 Views
Victory Closes On Munder
The merger of the two firms, both backed by the same private equity shop, just went through...
MutualFundWire.com - Monday, November 3, 2014 Views
The Fiduciary Reg Is Still Coming in January
A top defined contribution industry voice in Washington speaks at the Spark Forum at the Breakers...
401kWire.com - Monday, November 3, 2014
Sandy McCarthy Returns to Lead an RKer
An RKer has a new benefits administration leader.....
401kWire.com - Monday, November 3, 2014
The Face of Spark Is Retiring
27 years after founding the RKer trade group, and almost three years after selling it to an industry consortium, an industry dealmaker is preparing to move on...
401kWire.com - Monday, November 3, 2014 - Reader Rating: 4.5
McNabb Says You'll Have to Settle For 5.5 Percent, Or Less
The chief of the world's largest mutual fund company reveals what he's reading and more in an interview with MarketWatch...
MutualFundWire.com - Monday, November 3, 2014 Views
A Missouri KPA Now Uses Cambridge as His B-D
A 401(k) plan advisor (KPA) is no longer reliant on his old B-D, due to a sale that took place in July...
401kWire.com - Monday, November 3, 2014
A Wedding, Golf and a Soccer Player: the 2013 Spark Forum Begins
The recordkeeper trade group's annual shindig in West Palm Beach kicks off...
401kWire.com - Sunday, November 3, 2013
Calamos Falls Slightly Short
The Prairie State mutual fund firm reveals its latest earnings report...
MutualFundWire.com - Thursday, November 3, 2011 Views
Assets, Income and Inflows Dip For MFS
Sun Life reports third quarter earnings, including results for MFS...
MutualFundWire.com - Thursday, November 3, 2011 Views - Reader Rating: 5
A Jersey TPA Engineers an Acquisition
An East Coast firm does a deal in California...
401kWire.com - Thursday, November 3, 2011 - Reader Rating: 2.67
Putnam Releases a Money Market Alternative
The Beantown Power Financial firm launches a new fixed income mutual fund...
MutualFundWire.com - Thursday, November 3, 2011 Views - Reader Rating: 5
Altegris' New Fund Features DoubleLine Strategies
It also employs a few futures traders in its strategy...
MutualFundWire.com - Thursday, November 3, 2011 Views - Reader Rating: 5
Fidelity Fills a New Large Market Role
And nabs a Merrill exec to fill an existing one...
401kWire.com - Thursday, November 3, 2011 - Reader Rating: 1
Hancock's Retirement Biz Reports an Increase in Sales
However, the unit also reported a decline in AUM...
401kWire.com - Thursday, November 3, 2011
Touchstone Deal Boosts Old Mutual By $8M Per Year
The British and South African parent of the U.S. multi-boutique asset manager updates its shareholders...
MutualFundWire.com - Thursday, November 3, 2011 Views
Hancock Reveals a Jump in Sales and AUM
But it also reported net redemptions for Q3...
MutualFundWire.com - Thursday, November 3, 2011 Views
Russell Preps Domestic and International ETFs
The multi-manager ETF shops has a few new additions up its sleeve...
MutualFundWire.com - Thursday, November 3, 2011 Views
Lineberry is Back
The industry vet returns to the retirement business...
401kWire.com - Wednesday, November 3, 2010 - Reader Rating: 4.29
Bob Doll Weighs in on Poll Results
BlackRock's chief investment strategist for fundamental equities talks about what the election results might mean for the markets...
MutualFundWire.com - Wednesday, November 3, 2010 Views
ADP Replaces a Sales Head
Has the payroll provider named a new top retirement plan executive?..
401kWire.com - Wednesday, November 3, 2010 - Reader Rating: 4
American Century, Janus, Oakmark and Vanguard Win S&P Gold
The mutual fund research arm of the ratings agency hands out its first US Mutual Fund Excellence Awards...
MutualFundWire.com - Wednesday, November 3, 2010 Views - Reader Rating: 2
Coalition Pushes Auto Features Via New Online Tool
A coalition group has launched an online toolkit focused on 403(b) plans. ..
401kWire.com - Wednesday, November 3, 2010 - Reader Rating: 4
Hartford Sees a Drop in Prop. MF Assets
The Connecticut-based plan provider has a mixed third quarter...
MutualFundWire.com - Wednesday, November 3, 2010 Views
RPAG Enhances its Web Presence
The network of retirement plan advisors upgrades its online advisor-portal...
401kWire.com - Wednesday, November 3, 2010
Hartford Retirement Unveils a Mixed Q3
The plan provider's retirement business had a mixed bag in the third quarter. ..
401kWire.com - Wednesday, November 3, 2010
BlackRock's Two Biggest Backers Will Partially Divest
BofA and PNC prepare to sell tens of millions of shares in the world's largest asset manager...
MutualFundWire.com - Wednesday, November 3, 2010 Views
New York Firm Debuts Fund in Gateway to the West
The Gateway to the West has a new mutual fund via a Northeast shop. ..
MutualFundWire.com - Wednesday, November 3, 2010 Views
Proshares to Offer Hedge Fund-Like ETF
The world's biggest ETF purveyor has a new hedge ETF in the offing. ..
MutualFundWire.com - Wednesday, November 3, 2010 Views
Horace Grant Attacks a Fund Firm for $3M
The former NBA star continues his feud with a mutual fund firm, filing another arbitration...
MutualFundWire.com - Wednesday, November 3, 2010 Views
WSJ Showcases A Janus Duo
Two Janus PMs gets a nod from the Journal...
MutualFundWire.com - Wednesday, November 3, 2010 Views
Morningstar Ponders 'Uncertainties' in AllianceBernstein's Future
The mutual fund ratings specialist wonders if 'the odds are working against Kraus.'..
MutualFundWire.com - Wednesday, November 3, 2010 Views - Reader Rating: 5
DC Leadership Structure at BlackRock-BGI Takes Shape
Execs prepare to shift into their roles when the deal closes...
401kWire.com - Tuesday, November 3, 2009 - Reader Rating: 4
Plan Termination Specialists Promote a New Chief
Meanwhile, the former head of retirement services climbs to a higher post...
401kWire.com - Tuesday, November 3, 2009
AUM Drops at Principal Global Asset Management
The Iowa-based company unveils earnings for global asset management branch...
MutualFundWire.com - Tuesday, November 3, 2009 Views
Pimco Hedges Inflation With a New Fund
The bond giant debuts its new tax managed real return fund...
MutualFundWire.com - Tuesday, November 3, 2009 Views
kasina Brings a Mutual Fund E-Business Guru on Board
kasina poaches Julia Binder from Calvert to bolster e-business initiatives...
MutualFundWire.com - Tuesday, November 3, 2009 Views
Principal Pulls In $500 Million of Full-Services Sales in Q3
Officials at the Des Moines, Iowa-based provider said full-service accumulation sales quote activity was 30 percent higher in September than in January...
401kWire.com - Tuesday, November 3, 2009 - Reader Rating: 3
After MassMutual, Johnson Moves On to Another Insurer
Longtime MassMutual exec Tom Johnson, who left the company in August, has joined a rival insurance firm...
401kWire.com - Tuesday, November 3, 2009
Standard Forwards 500 Plans to a TPA Acquirer
The parties expect the deal to close by December 1...
401kWire.com - Tuesday, November 3, 2009 - Reader Rating: 3
A One-Star Rating Isn't the End of the World
In Tuesday's WSJ Fund Track, Daisy Maxey highlights a fund that was picked by an advisor despite its one-star rating...
MutualFundWire.com - Tuesday, November 3, 2009 Views
Vanguard Grabs ETF Market Share
Though it was late to the ETF party, Vanguard's low fees helped it increase market share. It will be interesting to see how the entrance of Schwab, which also boasts low fees, will affect the ETF landscape...
MutualFundWire.com - Tuesday, November 3, 2009 Views
Pimco Adds a Pair of ETFs
The Newport Beach, California-based bond giant now offers seven ETFs...
MutualFundWire.com - Tuesday, November 3, 2009 Views
Timothy Plays Defense With a New Fund
This fund firm's roster goes up to 11...
MutualFundWire.com - Tuesday, November 3, 2009 Views
A Former Brokerage Chief Snaps Up Three of ING's B-Ds
Industry insiders may recognize the key face leading the purchase of several broker-dealers from the giant Dutch insurer. Meanwhile, ING will still hang on to about 4,500 reps...
MutualFundWire.com - Tuesday, November 3, 2009 Views
MassMutual Adds Four Education Specialists
The provider expanded its team of specialists and plans to continue to invest resources to education...
401kWire.com - Monday, November 3, 2008
Invesco Aim Targets Web Advertising
Fresh from unveiling its first print ad campaign in three years, Invesco Aim plans to use the Web to promote itself...
MutualFundWire.com - Monday, November 3, 2008 Views
Schwab Highlights Importance of Match Structure
The brokerage giant unveils research about contribution levels in plans where employers pitch in, too...
401kWire.com - Monday, November 3, 2008
401k Industry Faces Profit Squeeze
Spark speakers gave a scare to industry insiders gathered at the Breakers as they project fallout from the pre-Halloween market crash...
401kWire.com - Monday, November 3, 2008
Full-Service TPA Dumps Installation Fees
Updated | An East Coast firm reacts to the souring economy...
401kWire.com - Monday, November 3, 2008
GAMCO Gobbles a Micro-Cap Fund
The asset manager absorbs another fund into one of its own...
MutualFundWire.com - Monday, November 3, 2008 Views
Natixis Seizes Another Opportunity
The Massachusetts fund firm unveils yet another new offering...
MutualFundWire.com - Monday, November 3, 2008 Views
Publisher Reduces 401k Match
The souring economy slices corporate contributions to yet another large DC plan...
401kWire.com - Monday, November 3, 2008
WSJ Mixes Industry and Popular 401k Criticism
The Journal jumps on the bandwagon of highlighting DC participant pain...
401kWire.com - Monday, November 3, 2008 - Reader Rating: 1
Call Wachovia Retirement on Saturday!
A DC recordkeeper extends hours at its call center as participant calls rise...
401kWire.com - Monday, November 3, 2008
Down Markets Keep Mansueto On the Prowl
The Morningstar chief is hungry for more acquisitions...
MutualFundWire.com - Monday, November 3, 2008 Views
Oakmark Gains Mixed WSJ Attention
The Journal advises investors to put their money with funds whose losses are not as bad as those of their peers...
MutualFundWire.com - Monday, November 3, 2008 Views
Report: Fidelity Drops a Vendor
As whispers of cuts swirl through the asset management business, sources tell one hometown paper that the Boston Behemoth is about to cut one of its business ties...
MutualFundWire.com - Monday, November 3, 2008 Views - Reader Rating: 3
Double Whammy Takes Toll on ETNs
The credit crunch and falling commodity prices have led investors to yank money out of exchange-traded notes, Ian Salisbury reports in Monday's WSJ Fund Track...
MutualFundWire.com - Monday, November 3, 2008 Views
Citigroup Joins the DB to DC Parade
The financial giant will freeze its pension plan in 2008 and enhance its 401k plan...
401kWire.com - Friday, November 3, 2006
Why are Mutual Fund Wholesalers Like Congressmen?
Many advisors don't seem to work much with, or say much good about, mutual fund wholesalers ... except for the ones they like. ..
401kWire.com - Friday, November 3, 2006 - Reader Rating: 5
Pru Retirement Announces New Client Services Head
As expected, the New Jersey-based provider has brought on board a former Hartford executive as its new client services chief...
401kWire.com - Friday, November 3, 2006
NAREIT Picks New Leaders
The chairman-elect said a key priority next year will be to continue talks with 401(k) industry players regarding the availability of REITs in plans...
401kWire.com - Friday, November 3, 2006
Nationwide Rings Up Higher Plan Sales
Sales grew three percent during the third quarter...
401kWire.com - Friday, November 3, 2006 - Reader Rating: 2
Wellington's Kaplan Announces Retirement
Paul Kaplan manager of the $24 billion Vanguard GNMA Fund and co-manager running the bond portfolio of the $38 billion Vanguard Wellington Fund will retire next summer. The 58-year-old senior vice president at Wellington Management said that he plans to step down on June 30, 2006...
MutualFundWire.com - Thursday, November 3, 2005 Views
Donoghue: Putnam Should Fire Ad Agency
No one has ever accused Bill Donoghue of being a shrinking violet. So, it is no surprise that Donoghue uses his latest MarketWatch column to take Putnam to the woodshed over its newest advertisements...
MutualFundWire.com - Thursday, November 3, 2005 Views
Grant Thornton Sells U.K. Fund Business
The increasing costs of running money pushed Grant Thornton to sell its United Kingdom-based mutual fund business to the Principal Group. The sale involved $100 million of assets under management...
MutualFundWire.com - Thursday, November 3, 2005 Views - Reader Rating: 4
How A Stable Value Fund Broke the Buck
Investors in the Trust Advisors Stable Value Plus Fund are frozen out of their fund and may face a 10 percent loss. A DoL lawsuit explains what happened...
401kWire.com - Thursday, November 3, 2005 - Reader Rating: 3
Two More Circle Trust Businesses Sold
A Connecticut trust company takes over two off the business units run by the failed Circle Trust...
401kWire.com - Thursday, November 3, 2005 - Reader Rating: 5
Did Millenium Partners Siphon $500 Million from Funds?
Was Izzy Englander, not Edward Stern, the real "big fish" nibbling away at the fund industry's assets? We may soon know as word on the Street is a settlement is near...
MutualFundWire.com - Thursday, November 3, 2005 - Reader Rating: 1
Voters Reelect Key Legislators
Incumbent legislators involved in mutual fund reform handily won reelection to their seats...
MutualFundWire.com - Wednesday, November 3, 2004 Views - Reader Rating: 2
Elections Preserve Status Quo
Staying up until 4 a.m. last night was probably unnecessary as the election did not change much...
401kWire.com - Wednesday, November 3, 2004 - Reader Rating: 4
401k Credit Cards: An Idea Still Before its Time
An decade-old idea resurfaces in two national publications. How likely is it?..
401kWire.com - Wednesday, November 3, 2004 - Reader Rating: 4
Alliance Simplifies Web-Initiated Rollovers for Administrators
A specialist in plan administration platform has linked up with a specialist in rollover systems...
401kWire.com - Wednesday, November 3, 2004 - Reader Rating: 2
HSBC Jumps on Asset Allocation Bandwagon
Yet another provider launches a fund-of-funds offering...
401kWire.com - Wednesday, November 3, 2004
HSBC Jumps on Asset Allocation Bandwagon
HSBC is planning its own series of asset allocations funds. The products, to be called the HSBC Investor LifeMAP Funds, include five options, according to an SEC filing...
MutualFundWire.com - Wednesday, November 3, 2004 Views
Columbia Plans Liquidation of Small Funds
The board of trustees of the Columbia Funds family has voted to liquidate five funds. The funds, totaling approximately $25.6 million in assets, will be liquidated on or about December 10...
MutualFundWire.com - Wednesday, November 3, 2004 Views
Evergreen Exec to Depart
Come December, Evergreen Investments will lose its managing director of product development. Howard Present will say his farewell to the Boston-based company by the end of the year, said Laura Fay, spokeswoman. Fay declined to comment on a replacement for Present...
MutualFundWire.com - Wednesday, November 3, 2004 Views - Reader Rating: 4
SMA Providers Put the Squeeze on Manager Fees
SMA powerhouse Merrill Lynch has shaved two basis points off of the fees it pays to money managers on its separately managed account platform, Merrill Consults. That’s according to an article by Institutional Investor...
MutualFundWire.com - Wednesday, November 3, 2004 Views
Wachovia Trust Hires Two
Two will join the trusty company’s Dallas and Cleveland offices...
401kWire.com - Wednesday, November 3, 2004
The Fund Industry On Trial
Spitzer and Galvin take their beef to the Hill...
MutualFundWire.com - Monday, November 3, 2003 - Reader Rating: 5
Ex-Kemper/Scudder Retirement Head Lands At Manulife
But not before turning down a plumb position at American Funds...
401kWire.com - Monday, November 3, 2003 - Reader Rating: 3
Who Is Left?
As heads roll, The 401kwire takes a look at the carnage...
MutualFundWire.com - Monday, November 3, 2003 - Reader Rating: 3
Heads Roll
Dick Strong and Putnam's Lasser resign amid scandal...
MutualFundWire.com - Monday, November 3, 2003 Views
Market Leaders, Followers and Rule Beakers
How can you tell which providers will stick around for the long haul? 401kExchange founder Fred Barstein offers some tips. ..
401kWire.com - Monday, November 3, 2003
Spitzer Goes to Washington
Things should get interesting in Washington today as both new fund cops will put in an appearance. Each has a new CEO scalp as Strong and Lasser resign...
MutualFundWire.com - Monday, November 3, 2003
November 3, 2000
Fidelity Sees You Succeeding ... Janus to Share Less Flow Data...
MutualFundWire.com - Friday, November 3, 2000 - Reader Rating: 3
November 3, 2000
Fidelity Sees You Succeeding ... Janus to Share Less Flow Data...
401kWire.com - Friday, November 3, 2000 - Reader Rating: 3
Skandia Extends Product Line
Skandia is expanding its wonderful world of variable annuities by creating products that appeal to market timers...
MutualFundWire.com - Wednesday, November 3, 1999 Views - Reader Rating: 3
The DC/DB Tango
401(k)'s do not exist in a vacuum. They are a part of a larger galaxy of benefits and services companies offer their employees. And, as the 401kWire.com reported last week, a survey from McHenry Consulting indicates that sponsors prefer to integrate services for their different benefits programs...
401kWire.com - Wednesday, November 3, 1999 - Reader Rating: 3
Aim Closes Fund
Warning to all investment advisor. Buy now or forever hold your peace. AIM is closing a fund to investors after experiencing extraordinary growth...
MutualFundWire.com - Wednesday, November 3, 1999 - Reader Rating: 3
Orbitex Makes Its Move
Orbitex Financial Services Group, the parent of New York's Orbitex Group of Funds, said yesterday it will be acquiring Columbus Circle Trust Company from Pimco Advisors...
401kWire.com - Wednesday, November 3, 1999 - Reader Rating: 3
Orbitex Makes Its Move
What a difference a week makes. Last week Orbitex said it would be looking to get into the 401k market to expand its distribution. This week it announced it has acquired a TPA...
MutualFundWire.com - Wednesday, November 3, 1999 - Reader Rating: 3
Sponsor Goes with Speedier Service
Two divisions of Los Angeles, California-headquartered Roll International -- Paramount Farms (processor of pistachios) and Paramount Citrus (a citrus growers) -- have tapped Ultimate Software (Nasdaq: ULTI) for human resources e-business solutions. The sponsor has 1,600 participants...
401kWire.com - Wednesday, November 3, 1999 - Reader Rating: 3
Odd Lots, November 3, 1999
The mutual fund tax debate ... The after-tax blemish ... Schwab pushes H&Q's fund ... Fidelity merges metals ... Warburg Pincus gets rid of its Growth & Income name...
MutualFundWire.com - Wednesday, November 3, 1999 - Reader Rating: 3
David Climbs Higher at Scudder
Scott B. David has been named director of client services at Scudder Defined Contribution Services and has relocated to Salem, New Hampshire. David formerly served as national sales manager at the unit. He will be replacing Robert Stapley, who will continue at Scudder as director of systems, a spokesperson for the firm told the 401kWire.com...
401kWire.com - Tuesday, November 3, 1998 - Reader Rating: 3
Unger Moving on Up at Vanguard
Shelton (known as Shellie) Unger, formerly head of the sales and marketing group at Vanguard, has assumed a new role at the firm. She will be principal in charge of online services. Unger has fifteen year tenure at the firm. ..
401kWire.com - Tuesday, November 3, 1998 - Reader Rating: 3
TAG On: Same Desk Rule
This week, TAG takes its daily look at the same desk rules for 401k plan rollovers. What should a participant whose company changes but the job does not?..
401kWire.com - Tuesday, November 3, 1998 - Reader Rating: 3
H.F. Ahmanson Taps Northern Trust
Irwindale, CA-based H.F. Ahmanson & Co. has chosen Northern Trust to replace Towers Perrin as recordkeeper for its $220 million 401(k) plan, according to a report in P&I Daily...
401kWire.com - Monday, November 3, 1997 - Reader Rating: 3
Bull HN Seeks Funds
Billerca, MA-located Bull HN Information Systems is hoping to add three funds to its investment line-up by the begining of 1998, according to a report in P&I Daily. Fidelity provides eight of the plans current options and Putnam one...
401kWire.com - Monday, November 3, 1997 - Reader Rating: 3
Bull HN Seeks Funds
Billerca, MA-located Bull HN Information Systems is hoping to add three funds to its investment line-up by the begining of 1998, according to a report in P&I Daily. Fidelity provides eight of the plans current options and Putnam one...
401kWire.com - Monday, November 3, 1997
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