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Allianz Global Investors [view profile ]
1345 Avenue of the Americas  New York  NY  10105-4800  ph: 212-739-4282 

http://www.allianzinvestors.com/  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A Three-Year-Old Firm Adds a Commodity Strat Fund
The new offering debuted earlier this week as an ETF...
MutualFundWire.com - Wednesday, March 29, 2023 Views - Reader Rating: 1
Which Secure 2.0 Pieces Do Sponsors Want?
A large- and mega-market RKer's team surveys plan sponsors about the new law and some of its provisions...
401kWire.com - Wednesday, March 29, 2023 - Reader Rating: 1
Humphrey Seals July's 4th Buy In 4 Years
The Lone Star State RKer is snapping up a Garden State TPA...
401kWire.com - Wednesday, March 29, 2023 - Reader Rating: 1
In TN, a Wholesaler-Turned-KPA Joins CapTrust
The new hire now serves as a VP at the private equity-backed KPA aggregator and RIA...
401kWire.com - Wednesday, March 29, 2023 - Reader Rating: 1
13 Years In, a Janus Henderson Vet Rises
The executive most recently served as director of financial institutions at the DC I-O firm...
401kWire.com - Wednesday, March 29, 2023 - Reader Rating: 1
Two of the Top Fund Firms For Remote Work In 2023 Are ...
A pair of companies in the mutual fund business are among the 100 companies recognized by a job search site...
MutualFundWire.com - Wednesday, March 29, 2023 Views - Reader Rating: 1
A CFO Joins a $3.5B-AUM Fund Firm
The Midwestern asset manager specializes in long-only domestic equity investing...
MutualFundWire.com - Tuesday, March 29, 2022 Views - Reader Rating: 1
A 13-Year OneAmerica Vet Rises
The executive will serve as VP in the western division...
401kWire.com - Tuesday, March 29, 2022 - Reader Rating: 1
Post-Spinoff, a $140B-AUA RKer's Parent Will Be Called ...
A publicly traded insurer reveals the new name for its soon-to-be-spun-off life and retirement business...
401kWire.com - Tuesday, March 29, 2022 - Reader Rating: 1
A Money Center Bank Will Buy a 401k Managed Account Shop
The deal is expected to close in the second half of this year...
401kWire.com - Tuesday, March 29, 2022 - Reader Rating: 1
5 Years, 8 ETFs, $1.1B In AUM
A Boise-area ETF shop's team celebrates a big anniversary...
MutualFundWire.com - Tuesday, March 29, 2022 Views - Reader Rating: 1
MyCTSavings Goes Live With an NYC Recordkeeper
An estimated 600,000-plus private sector workers in the state don't currently have access to retirement plans through their employers...
401kWire.com - Tuesday, March 29, 2022 - Reader Rating: 1
A $59B-AUM Shop Adds a Strategy Chief
The new hire most recently held a senior leadership role at an indexing giant...
MutualFundWire.com - Monday, March 29, 2021 Views - Reader Rating: 1
A Large-Plan RM Exec Joins Fidelity
The new hire most recently worked with another Boston-based provider...
401kWire.com - Monday, March 29, 2021 - Reader Rating: 1
At Transamerica, an Ex-FA Rises to TPA VP
The former internal wholesaler is based in Denver...
401kWire.com - Monday, March 29, 2021 - Reader Rating: 1
Five Years Later, SageView Buys From the Same Shop
The seller will now focus exclusively on endowments, foundations, and wealth management...
401kWire.com - Monday, March 29, 2021 - Reader Rating: 1
Week In Preview, March 29 - April 4
This week, the teams at InvestmentNews and LeafHouse are hosting online events...
401kWire.com - Monday, March 29, 2021 - Reader Rating: 1
Week In Preview, March 29 - April 4
This week, the teams at IMEA, MFDF, and Nicsa are hosting online events...
MutualFundWire.com - Monday, March 29, 2021 Views - Reader Rating: 1
Yoerger Returns
The former RKing chief joins a giant RIA...
401kWire.com - Friday, March 29, 2019 - Reader Rating: 1
After Twelve Years, a Plan Sponsor Settles With Schlichter
This was one of the first 401(k) fee suits he filed back in 2006...
401kWire.com - Friday, March 29, 2019 - Reader Rating: 1
A 4,300-Plan RKer Revamps Online
The team restyled the recordkeeper's website to promote what they describe as their low-fee high-quality approach to recordkeeping...
401kWire.com - Friday, March 29, 2019 - Reader Rating: 1
BlackRock and a Top BlackRock Alum Both Win Big
A trade pub's hosts their sixth annual awards show, again in the Big Apple...
MutualFundWire.com - Friday, March 29, 2019 Views - Reader Rating: 1
Most Gov't Workers Would Roll With Auto-Enroll
Strong approval of auto-enrollment is tied to default deferral rates, according to new research...
401kWire.com - Friday, March 29, 2019 - Reader Rating: 1
The Fundster 401k Roundup, March 23-29
Our sister publication offers a glimpse of the hot news in the DC I-O channel...
MutualFundWire.com - Friday, March 29, 2019 Views - Reader Rating: 1
A $500MM RKer Deal? Industry Insiders Whisper
Word is that an open-architecture recordkeeper is on the block...
401kWire.com - Thursday, March 29, 2018 - Reader Rating: 1
For 2018 Deal #7, Ascensus Buys Near Beantown
The private-equity-backed recordkeeper is acquiring another TPA...
401kWire.com - Thursday, March 29, 2018 - Reader Rating: 1
Happy Easter and Passover!
MFWire will be closed tomorrow in observance of the Good Friday market holiday...
MutualFundWire.com - Thursday, March 29, 2018 Views - Reader Rating: 1
Happy Easter and Passover!
401kWire will be closed tomorrow in observance of the Good Friday market holiday...
401kWire.com - Thursday, March 29, 2018 - Reader Rating: 1
Two Niche ETF Shops Lead the Small Firm Pack
M* updates Morningstar Direct with mutual fund and ETF flows for February 2018...
MutualFundWire.com - Thursday, March 29, 2018 Views - Reader Rating: 1
A Stable Value Vet Rises at a West Coast Insurer
Seven employees of Pacific Life were promoted into assistant vice president positions...
401kWire.com - Thursday, March 29, 2018 - Reader Rating: 1
Voya's Freer Hires a 30-Year Industry Sales Vet
After three months of "aggressive growth" in its corporate markets, the recordkeeping giant is now giving its tax exempt markets some love...
401kWire.com - Thursday, March 29, 2018 - Reader Rating: 1
A TPA Software Specialist Buys a CRM Shop
The deal is expected to close on Sunday...
401kWire.com - Thursday, March 29, 2018 - Reader Rating: 1
Ultimus' Co-Founders Anoint an Eventual Successor
The mutual fund servicing shop's chiefs have passed most of their direct reports to the their former COO...
MutualFundWire.com - Thursday, March 29, 2018 Views - Reader Rating: 1
Familiar Faces Dominate Most Trusted Fund Brands
The list of advisors' most trusted firms comes as no surprise...
MutualFundWire.com - Wednesday, March 29, 2017 Views - Reader Rating: 1
A Pimco Distro SVP Departs
An SVP of business development has left the firm after seven years...
MutualFundWire.com - Wednesday, March 29, 2017 Views - Reader Rating: 1
Avondale Came Calling For This AL KPA
A retirement plan consultant switches firms and becomes a vice president at the new company...
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
A Seven-Year JPMAM DC Vet Departs
A veteran 401(k) industry executive is leaving the giant bank's asset management...
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
OMB Receives Final Fiduciary Rule Delay Request
The momentum of this impending rule is surely keeping the ball rolling...
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
Redefining Financial Futures For Women
Lincoln Financial Group (LFG) wants to help women unleash their financial power when it comes to saving for a successful retirement...
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
Fi360 Backs Fiduciary Scoring with New Analysis
How helpful is Fi360's Fiduciary Score?..
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
Guillocheau Promotes a Marketing Exec
A four-year Ascensus veteran rises to SVP...
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
A Wisconsin TPA Has Been Acquired
An accounting, advisory, technology and managed services firm located in Naperville, Illinois has just acquired a TPA!..
401kWire.com - Wednesday, March 29, 2017 - Reader Rating: 1
Fink Reorgs BlackRock Stockpicking Around Four Pillars
The changes come under Mark Wiseman, hired last year to lead the active equity business for the largest asset manager in the world...
MutualFundWire.com - Wednesday, March 29, 2017 Views - Reader Rating: 1
Non-Emergency Spending is Draining 401(k) Savings
T. Rowe Price released the study results from its 2016 Parents, Kids & Money survey...
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
Can A KPA Race His Way to Participant Wellness?
The 401(k) industry can promote more than just financial wellness, and this race is proof. ..
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
An Asset Allocation PM Leaves a Hartford Fund
The PM had worked on the fund since inception...
MutualFundWire.com - Tuesday, March 29, 2016 Views - Reader Rating: 1
Betterment Gets Better Valuation with $100MM Funding
The online platforms latest round of funding further galvanizes the robo-advisor. ..
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
A Texas Water Supplier Seeks 457 Bundled Proposals
The authority over the longest river flowing through Texas is requesting recordkeeping proposals for its retirement plan...
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
SARP Secure After CA Choice
Strong warning from an industry giant is not going to derail this retirement train. ..
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
Millennials Don't Save for Retirement Due to Impulsive Spending
Thirty-four percent of millennials want to save, however impulse spending is a major set back..
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
White Remembers NAVgate and Third Avenue Focused Credit
The Chair of the SEC delivers the opening keynote address this morning at the MFDF's 2016 policy conference in Washington, D.C...
MutualFundWire.com - Tuesday, March 29, 2016 Views - Reader Rating: 1
Can Real Estate Gain Traction With DC Plan Sponsors?
This uncommon DC plan investment option might have a path to commonality. ..
401kWire.com - Tuesday, March 29, 2016 - Reader Rating: 1
Sequoia's Suffering, Revisited
The coverage of the Valeant fallout at Ruane, Cunniff & Goldfarb continues...
MutualFundWire.com - Tuesday, March 29, 2016 Views - Reader Rating: 1
2016 Mutual Fund Directors Forum In Pictures
Industry leaders, directors, and regulators gather for policy conference in Washington D.C...
MutualFundWire.com - Tuesday, March 29, 2016 Views - Reader Rating: 1
TCW Lands an International Partnership
The Los Angeles-based mutual fund firm wins business from the middle east...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
Davey Doubles Down on DC I-O
The Hartford Mutual Funds chief talks about his expansion plans...
401kWire.com - Thursday, March 29, 2012 - Reader Rating: 1
MassMutual Plans to Fill Six More 401k Posts
The Bay State provider's RM count is rising to 58...
401kWire.com - Thursday, March 29, 2012 - Reader Rating: 1
ProShares Bulk Up Its Product Line
ProShares is adding a new ETF to its product line...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
A Pair of Fund Deals are Tops for 2011
Two fund company transactions topped the asset management deal charts for 2011...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
Forward Shutters a Four-Star Fund
The firm will close a fund to new investors tomorrow...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
MFS' Parent Consolidates Canadian Funds
SunLife officially swallows another Canadian mutual fund family....
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
A 401k Outsider Takes Over 401kExchange
Updated | Randy Mysel steps down from the 401(k) lead generator...
401kWire.com - Thursday, March 29, 2012 - Reader Rating: 1
Davey Confirms Radnor Move for Hartford Funds
The relocation is already underway and puts Wellington and Hartford executives cheek by jowl...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
How Did Gross Land BOND?
The ticker was already taken by an unidentified company...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
Teucrium Adds A New Fund to its Farm
Teucrium Trading has added a new fund-of-funds to it's stable of products...
MutualFundWire.com - Thursday, March 29, 2012 Views - Reader Rating: 1
AllianceBernstein Welcomes a Fido Vet
A 20-year Fidelity executive bids the firm farewell...
401kWire.com - Tuesday, March 29, 2011 - Reader Rating: 1
Pentegra Adds a Wholesaler
The Empire State provider brings on a regional marketing director for the credit union channel...
401kWire.com - Tuesday, March 29, 2011 - Reader Rating: 1
Quasar Makes a Covenant With a New Client
The U.S. Bancorp subsidiary now handles distribution for another mutual fund firm...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
AXA Offers Sponsors a New 'Gateway'
The insurance provider unveils a new 401k product...
401kWire.com - Tuesday, March 29, 2011 - Reader Rating: 1
Gaffney Names a Channel Chief
Updated | The head of Allianz Global Investors Distributors taps a fellow Neuberger alum to lead business development with private banks...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
Appleseed Targets Institutional Investors
Updated | The value mutual fund offers a new share class...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
MassMutual Offers a Pair of Retirement Tools
Elaine Sarsynski wants sponsors and participants to be ready for retirement...
401kWire.com - Tuesday, March 29, 2011 - Reader Rating: 1
Speak Up Now About Fiduciary Regs
Or forever hold your peace. The deadline for submitting comments to the DoL is fast approaching...
401kWire.com - Tuesday, March 29, 2011 - Reader Rating: 1
Janus Snags a Genworth Exec
The mutual fund firm fills a newly-created position...
401kWire.com - Tuesday, March 29, 2011 - Reader Rating: 1
Berkowitz is 'Open To All Possibilities' for St. Joe's
The Fairholme Fund chief talks about his plans for St. Joe's...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
O'Hanley Defends Fido From Lawmakers
Massachusetts legislators prepare for a hearing after the Boston Behemoth announced plans to get out of Marlborough...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
Morningstar Uncovers Fair Value Pricing in Action
Morningstar gleans fair value pricing in the aftermath of the Japanese earthquake...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
Target-Date Funds Catch the WSJ's Eye
The WSJ explores a range of target-date funds...
MutualFundWire.com - Tuesday, March 29, 2011 Views - Reader Rating: 1
In a Complex World, Plan Sponsors Want 'More Education, More Training'
Sponsors at the Newport Group conference ask providers and advisors alike for more support...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
As Some Key DC Execs Move On, What's Next for the Standard?
A number of key executives have left the Standard in recent months, triggering speculation about direction of the retirement business. Scott Hibbs, head of asset management, addresses the speculation...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
Prince and Wedge Gain Industry Acclaim
A trade publication names its plan advisor and plan advisor team of the year...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
Top 40 Advisor: Jim Sampson
This Massachusetts-based NRP member lands in the top 40 DC advisors of 2009 as one of ten finalists in the micro market...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
Morningstar Spruces Up its Workstation
The Chicago firm will unveil an enhancement to the Defined Contribution module offered as part of the Advisor Workstation platform...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
Two Trade Groups Defends Citi's Stock Drop Victory
A company stock suit gains industry allies...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
Hungry for Deals, Roosevelt Taps an M&A Point Man
The New York-based firm hires an M&A expert...
MutualFundWire.com - Monday, March 29, 2010 Views - Reader Rating: 1
Nuveen's Prez is Leaving Chi-Town for a New Gig
Mark Anson is preparing to leave Chicago for a new job in California...
MutualFundWire.com - Monday, March 29, 2010 Views - Reader Rating: 1
The DoL Sides With Schlichter Again
Updated | The regulatory agency urges an appeals court to reopen a fee suit...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
Gallagher Hires in Charlotte
The institutional investment consulting arm of Gallagher Retirement Services brings in a Wells Capital alum...
401kWire.com - Monday, March 29, 2010 - Reader Rating: 1
A Bank Moves Away from the Proprietary Fund Biz
From a dozen funds, the bank will have two proprietary funds left as it transitions to an open architecture approach...
MutualFundWire.com - Monday, March 29, 2010 Views - Reader Rating: 1
WSJ Tracks an Indexed Green ETF
Today's Fund Track looks into a passive fund from Van Eck and has an update on a market timing scandal..
MutualFundWire.com - Monday, March 29, 2010 Views - Reader Rating: 1
Bogle Takes a Red Pen to 'Common Sense'
The LA Times highlights the Vanguard founder and the latest version of his decade-old book...
MutualFundWire.com - Monday, March 29, 2010 Views - Reader Rating: 1
Gabelli Up By Leaps and Bounds
The New York Times reports that Mario J. Gabelli chairman of his own mutual fund company, Gamco Investors, is the highest paid executive of any Wall St. firm. In 2006 he received $58.2 million in compensation, topping even Goldman chief, Lloyd C. Blankfein, who received $54.7 million...
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
Ex-Goldman Retirement Exec Heads to Pru's I-O Effort
The former director of retirement services at Goldman Sachs Asset Management has landed an investment-only post at Prudential...
401kWire.com - Thursday, March 29, 2007 - Reader Rating: 1
Insurance Broker Taps New Provider
A Nashville-headquartered insurance broker has turned to an Empire State provider for its $268-million 401(k) plan...
401kWire.com - Thursday, March 29, 2007 - Reader Rating: 1
Ex-Merrill Broker Can't Seem to Behave
Tsk, Tsk..
MutualFundWire.com - Thursday, March 29, 2007 - Reader Rating: 1
To Land of Golf and Sunshine
It's off to Florida for AMVESCAP PLC vice chairman, Robert H. Graham. Today it was annouced that he will retire from the company. Graham was one of the co-founders of AIM Investments in 1976, which merged with INVESCO in 1997 to form AMVESCAP. He has served as a director of AMVESCAP since 1997. We'll drink a mai-tai for him...
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
Brokers Get Their Flu Shot
And the ruling comes down.......
MutualFundWire.com - Thursday, March 29, 2007 - Reader Rating: 1
Online 401k+1
The web-based provider brings in a new executive. ..
401kWire.com - Thursday, March 29, 2007 - Reader Rating: 1
A.G Edwards Reports for Duty
A.G. Edwards, Inc. today reported results for the past fiscal year and fourth quarter. Net earnings for fiscal 2007 were $331 million, or $4.34 per diluted share, on net revenues of $3.1 billion. For the prior fiscal year, net earnings were $226 million, or $2.93 per diluted share, on net revenues of $2.7 billion. They get a gold star...
MutualFundWire.com - Thursday, March 29, 2007 - Reader Rating: 1
Massachusetts Loses its Magic
A new McKinsey & Co. report. says that Massachusetts may be becoming a less desireable place for fund companies to be. The financial services sector there grew by less than 1 percent a year between 2004 and 2006, compared with 3.5 percent nationally, reports Bloomberg News. The report reccommends that companies like Fidelity Investments, the world's largest mutual-fund company, need to collaborate with colleges and universities to design programs to bolster the industry...
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
To the Land Down Under?
Slow news day at Ignites? Some fund managers are looking to get into the Australian market, all two of them. Huge Trend...
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
Shifting Sands at the ICI
Krentzman out. Podesta in. What more do you need to know?..
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
Fido To Eliminate DB Plan
Fidelity is set to eliminate 32,000 pension plans! Don't worry though, they have something better in mind...
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
Fido To Eliminate DB Plan
The Boston Behemoth will instead offer a beefed-up 401(k) plan...
401kWire.com - Thursday, March 29, 2007 - Reader Rating: 1
Spitzer the Teflon Man
Will any of the charges filed by Elliot Spitzer come to fruition?..
MutualFundWire.com - Thursday, March 29, 2007 Views - Reader Rating: 1
PlanSponsor Jumps Into the Conference Game
The magazine publisher is readying its first ever conference. The June event will target advisors, plan sponsors and providers...
401kWire.com - Wednesday, March 29, 2006 - Reader Rating: 1
Comerica Puts Partners Forward
The bank is repositioning itself with clients as it adopts what may be the next model for retirement plan distributors...
401kWire.com - Wednesday, March 29, 2006 - Reader Rating: 1
CFDD Reconfigures Around Conference
The Center for Due Diligence is placing its conference front and center. Advisors who will sign up for its event will see discounts on products...
401kWire.com - Wednesday, March 29, 2006 - Reader Rating: 1
Vanguard Rolls Out RSS Service
Vanguard on Wednesday unveiled a service that will enable investors to stay clued in on the latest news about the second largest mutual fund company...
MutualFundWire.com - Wednesday, March 29, 2006 Views - Reader Rating: 1
Fund Companies Respond to CEO Pay Issue
The report released Tuesday by a research group and a government union has drawn brief responses from some of the mutual fund companies mentioned in its pages. ..
MutualFundWire.com - Wednesday, March 29, 2006 Views - Reader Rating: 1
Phoenix To Boost Fund Lineup
Phoenix Companies has struck an agreement with Harris Investment Management that will make Phoenix the investment adviser, distributor and administrator of the Harris Insight Funds...
MutualFundWire.com - Wednesday, March 29, 2006 Views - Reader Rating: 1
Currency Fund Scores Spot At Fidelity
Merk Investments has inked a distribution deal with Fidelity for its flagship offering, the Merk Hard Currency Fund, a company official told the MFWire...
MutualFundWire.com - Wednesday, March 29, 2006 Views - Reader Rating: 1
Closed-End Funds Have Gangbuster Day
Three closed-end fund IPOs raised more than $2.3 billion on Tuesday. Far-and-away raising the most cash was ING's Global Equity Dividend and Premium Opportunity Fund, which started trading on the NYSE on Tuesday .....
MutualFundWire.com - Tuesday, March 29, 2005 Views - Reader Rating: 1
Federated Offers Value
Pittsburgh, Pennsylvania-based Federated Investors is adding another fund to its 134-fund lineup for investors looking for income. The new Federated Strategic Value Fund will pay a monthly dividend...
MutualFundWire.com - Tuesday, March 29, 2005 Views - Reader Rating: 1
Vanguard Funds Added to Kansas 529
Vanguard has landed four slots on Learning Quest, Kansas' 529 plan. The Vangaurd 500 Index Portfolio, Total Growth Index Portfolio, Balanced Index Portfolio and Total Bond Market Index Portfolio will be available to investors on March 31...
MutualFundWire.com - Tuesday, March 29, 2005 Views - Reader Rating: 1
Nuveen Taps Familiar Subadvisor for New ETF
Nuveen's new Tax-Advantaged Floating Rate Fund, subadvised by Spectrum Asset Management, raised more than $300 million in an initial offering on the NYSE on March 29. Spectrum subadvises six funds for Nuveen. ..
MutualFundWire.com - Tuesday, March 29, 2005 Views - Reader Rating: 1
ICC Plan Solutions Hires Sales Pro
The new hire will focus on selling HSA materials, but will also work in the 401k space...
401kWire.com - Tuesday, March 29, 2005 - Reader Rating: 1
Regional Provider Makes Exec Hire
A Pennsylvania bank provider has hired a manager for its wealth management business...
401kWire.com - Tuesday, March 29, 2005 - Reader Rating: 1
M&I's Affiliate to Offer 401k Plans
The trust company looks for more business in St. Louis...
401kWire.com - Tuesday, March 29, 2005 - Reader Rating: 1
RIA Tries Hand at 401ks
A mutual fund-only RIA has begun offering a 401k product...
401kWire.com - Tuesday, March 29, 2005 - Reader Rating: 1
All's Clear at NEPC
The consulting firm says a SEC examination is over and done with...
401kWire.com - Tuesday, March 29, 2005 - Reader Rating: 1
Hartford Looks for More Organic Growth in Fund Biz
Growing the company's mutual fund business remains an important priority for Hartford executives .....
MutualFundWire.com - Tuesday, March 29, 2005 Views - Reader Rating: 1
Nuveen Shares Fall After Plans Are Shared
Mr. Market was unimpressed with St. Paul Travelers plan to sell its stake of Nuveen Investments to the public. Shares in the Chicago-based fund firm and asset manager fell 7.7 percent on Monday, the first day of stock trading after the insurer announced its plans on Friday. ..
MutualFundWire.com - Tuesday, March 29, 2005 Views - Reader Rating: 1
Spring Consulting Spins Off from Watson Wyatt
The new consulting group will provide help to providers...
401kWire.com - Monday, March 29, 2004 - Reader Rating: 1
B\D Focuses on 401k Advisors
A new entrant hopes to become the M Financial Group of the retirement industry...
401kWire.com - Monday, March 29, 2004 - Reader Rating: 1
SEC Names DA for Beantown
The fund cops name a director for the SEC office handling many of the fund investigations...
MutualFundWire.com - Monday, March 29, 2004 - Reader Rating: 1
Merrill Lynch Links to Non-Quals Administrator
Merrill Lynch Retirement hires an administrator for its non-qualified defined contribution products...
401kWire.com - Monday, March 29, 2004 - Reader Rating: 1
AllianceBernstein Names Fixed Income CIOs
Two current employees move up to replace Kathleen Corbet at AllianceBernstein Fixed Income...
MutualFundWire.com - Monday, March 29, 2004 Views - Reader Rating: 1
Capstone Funds Hires Fund Accountant
Capstone Asset Management hires a fund account for its seven fund family...
MutualFundWire.com - Monday, March 29, 2004 Views - Reader Rating: 1
The 401k Company Expands Consultant Relations
The Nationwide subsidiary hires consultant relations head from CIGNA...
401kWire.com - Monday, March 29, 2004 - Reader Rating: 1
Prospectus May Have Sheltered Pioneer
Pioneer Investments allowed special agreements in its prospectus...
MutualFundWire.com - Monday, March 29, 2004 - Reader Rating: 1
Fidelity: Carpe Diem!
Fidelity siezes the market downturn to consolidate its power...
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
Partners Pull Plug on Scudder Weisel
Approximately 130 people will lose their jobs as the joint venture dissolves...
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
Nuveen Faces Risks with Nascent ETF
How does Individual Investor's uncertain financial fortune affect Nuveen's upcoming ETF? ..
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
Portman-Cardin Not High on Washington's Agenda
The pension reform bill is likely to be tacked onto the comprehensive tax bill late this year. Chances of passage are only "fifty-fifty"...
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
Basket Trader to Reveal New Talents
Foliofn's primary competitor is rebranding itself for a new marketplace...
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
Portman-Cardin Not High on Washington's Agenda
The pension reform bill is likely to be tacked onto the tax bill late this year. Chances of passage are only "fifty-fifty." Advice bill prospects even dimmer...
401kWire.com - Thursday, March 29, 2001 - Reader Rating: 1
Former S&P Exec Tries Second Dot Com
One of the team that put together S&Ps retirement advice product has landed at another Web-based biz...
401kWire.com - Thursday, March 29, 2001 - Reader Rating: 1
"Money Markets, Anyone?" Asks BNY
AMG Aims at Offshore Hedges ... "Money Markets, Anyone?" Asks BNY ... Brill Adds New Fund Tool ... Wells Fargo E-Bus Targets MBAs ... Foliofn Bulks up on Staff..
401kWire.com - Thursday, March 29, 2001 - Reader Rating: 1
"Money Markets, Anyone?" Asks BNY
AMG Aims at Offshore Hedges ... "Money Markets, Anyone?" Asks BNY ... Brill Adds New Fund Tool ... Wells Fargo E-Bus Targets MBAs ... Foliofn Bulks up on Staff..
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
More Retirement Savings Please
The ICI's Prez calls for retirement reform at annual meeting. ..
MutualFundWire.com - Thursday, March 29, 2001 Views - Reader Rating: 1
More Retirement Savings Please
The ICI's Prez calls for retirement reform at annual meeting...
401kWire.com - Thursday, March 29, 2001 - Reader Rating: 1
Taking AIM Overseas
Stephen Bitteker is the new head of marketing and distribution for AIM's overseas fund family...
MutualFundWire.com - Wednesday, March 29, 2000 Views - Reader Rating: 1
How to Marry a Millionaire
Business Logic, the Chicago-based tech firm which provides back office Web and software support for 401(k) vendors, has received $26.8 million in a first round of funding...
401kWire.com - Wednesday, March 29, 2000 - Reader Rating: 1
S&P Requests Exemption
The advice provider has applied to the DoL for an exemption for its new services...
401kWire.com - Wednesday, March 29, 2000 - Reader Rating: 1
Liberty Funds Names Retail Marketing Head
The Liberty Funds Group has hired an ex-Fidelity executive as senior vice president of retail fund marketing...
MutualFundWire.com - Wednesday, March 29, 2000 Views - Reader Rating: 1
Skandia Adds Another
American Skandia has added another fund to its lineup, bringing the total to 18...
MutualFundWire.com - Wednesday, March 29, 2000 Views - Reader Rating: 1
Odd Lots, March 29, 2000
Investors' perceptions skewed ... Will MFS follow in SunLife's footsteps? ... Liquidation trend growing...
401kWire.com - Wednesday, March 29, 2000 - Reader Rating: 1
Odd Lots, March 29, 2000
Investors' perceptions skewed ... Will MFS follow in SunLife's footsteps? ... Liquidation trend growing...
MutualFundWire.com - Wednesday, March 29, 2000 Views - Reader Rating: 1
Another One Bytes the Dust
The Center For Due Diligence launches an Internet site...
401kWire.com - Wednesday, March 29, 2000 - Reader Rating: 1
Two New MDs at Putnam Funds
Putnam Investments has lured two managing directors, one from Merrill Lynch and one from SunLife, to boost retail fund sales and develop new variable annuity products...
MutualFundWire.com - Monday, March 29, 1999 Views - Reader Rating: 1
Goshen Rubber Bounces to New Vendor
Goshen, Indiana-based Goshen Rubber has tapped Diversified Investment Advisors to provide bundled service for its 401(k) plan, Gary Stenke, vice president of finance, told the 401kWire.com. The plan has in excess of 1,000 participants with over just over $23 million in assets...
401kWire.com - Monday, March 29, 1999 - Reader Rating: 1
Oregon Changes Funds
The State of Oregon has made a number of changes to its Savings Growth 457 plan, according to state officials. The plan has $465 million in assets with 40,000 participants...
401kWire.com - Monday, March 29, 1999 - Reader Rating: 1
Liberty Funds Revamps Sales Strategy
Liberty Funds Distributors turns to channel-specific sales support and tool-free numbers in order to address each channel's individual needs...
MutualFundWire.com - Monday, March 29, 1999 Views - Reader Rating: 1
Hartford Life Kicks Off New Ad Campaign
The Connecticut insurer has launched a new advertising offense to drum up new business...
MutualFundWire.com - Monday, March 29, 1999 Views - Reader Rating: 1
Hartford Life Kicks Off New Ad Campaign
Simsbury, Connecticut-headquartered Hartford Life, Inc. (NYSE: HLI) has begun a new advertising campaign targeted at financial planners and other similar individuals who serve as sales channels for the firm's 401(k) services...
401kWire.com - Monday, March 29, 1999 - Reader Rating: 1
Odd Lots, March 29, 1999
Fund Companies have problems at the back-end ... Hancock's MLB sponsorship sign of new all sports marketing strategy ... Why one manager is buying bonds ... Amerindo Tech gains 68% on back of 'Net stocks. ..
MutualFundWire.com - Monday, March 29, 1999 Views - Reader Rating: 1
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