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Schwab Asset Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

http://www.schwab.com  -  SEC Filings
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90. Nancy Webman (2012) 89. Mark Iwry (2012) 88. George Revoir (2012)
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84. Anne Arvia (2012) 83. Greg Burrows (2012) 82. Roger Ferguson (2012)
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News Stories Archives - Since 1998
Rewiring Comms As Participants Rethink Retirement
New research highlights how the idea of retirement is changing...
401kWire.com - Thursday, February 06, 2020
A Midwestern KPA RIA Chief Plans Further Expansion
The firm had $269MM in AUM as of last September...
401kWire.com - Thursday, February 06, 2020
Cronin Brings Four to T. Rowe and Promotes Two
The exec picks divisional managers in the Southeast and West and hires in four regions...
MutualFundWire.com - Thursday, February 06, 2020 Views
Ascensus' Brown Hires In Florida
A new RVP joins the provider's recordkeeping sales team...
401kWire.com - Thursday, February 06, 2020 - Reader Rating: 1.31
A MEP Specialist Joins an Acquisitive TPA
The Midwestern firm hires in south Florida...
401kWire.com - Thursday, February 06, 2020 - Reader Rating: 5
A Trillion-Dollar Fund?
The biggest mutual fund is approaching the 13-digit mark...
MutualFundWire.com - Thursday, February 06, 2020 Views
401k Trading Climbs With Large Plans
Meanwhile, stable value funds fell out of favor with participants...
401kWire.com - Thursday, February 06, 2020
A Chi-Town ETF Entrepreneur Hunts For Allies
A top exec confirms that the team is open to adding a distro chief and strategic partnerships...
MutualFundWire.com - Wednesday, February 06, 2019 Views
Rieck and Reich Team Up
A DC brokerage vet in the midwest joins an acquisitive insurance brokerage...
401kWire.com - Wednesday, February 06, 2019
A 10-Year Drinker Biddle ERISA Vet Rises to Partner
The newly promoted partner is located in the Philadelphia office. ..
401kWire.com - Wednesday, February 06, 2019
A Gotham Principal Vet Exits
The exec spent about 13 years in the insurer's retirement plan unit...
401kWire.com - Wednesday, February 06, 2019 - Reader Rating: 4
Trump Delivers a 401k-Free SOTU
Both the President and the Democrat who responded shied away from retirement plan issues last night...
401kWire.com - Wednesday, February 06, 2019 - Reader Rating: 4
What Would Waddell & Reed Buy?
Phil Sanders and other top execs at the Ivy parent talk about the B-D's Q4 2018 earnings...
MutualFundWire.com - Wednesday, February 06, 2019 Views
As Westcore Funds Sells, a Vet Will Help Run a TPM
A third-party sales and marketing agency for fund firms welcomes a president...
MutualFundWire.com - Tuesday, February 06, 2018 Views
As Mister Market Buckled, Some 401k Participants Faced Login Trouble
Two established 401(k) recordkeepers and an upstart all experienced website technical difficulties yesterday as the stock market plunged. Meanwhile, some recordkeepers reported weathering the storm...
401kWire.com - Tuesday, February 06, 2018 - Reader Rating: 3.67
TRA Acquires Outside Detroit
The acquisitive Midwestern TPA buys a 33-year-old shop...
401kWire.com - Tuesday, February 06, 2018 - Reader Rating: 5
A Voya RM Vet Shifts Via Promotion
A nearly two decade client relations vet at Voya's retirement plan business will now work in distribution following a recent promotion...
401kWire.com - Tuesday, February 06, 2018 - Reader Rating: 3
Asset Managers Feel Mister Market's Two Days of Pain
With the S&P 500 down more than six percent and the Dow down more than seven percent, publicly traded mutual fund firms have seen their shares fall. Yet the pain has not been evenly spread...
MutualFundWire.com - Tuesday, February 06, 2018 Views
After Reorging, a Chi-Town KPA Shop Keeps Expanding
This LPL- and IFP-aligned, former NRP shop now has a head of relationship management...
401kWire.com - Tuesday, February 06, 2018 - Reader Rating: 3
A Quant Shop Flies Into ETFs
A Colorado firm launches their first suite of ETFs!..
MutualFundWire.com - Monday, February 06, 2017 Views
Eye for Earnings - February 6, 2017
The latest earnings releases are here!..
MutualFundWire.com - Monday, February 06, 2017 Views
Three Cali KPAs Team Up
The trio have more than $500 million in AUA. They've launched a new website and an updated logo...
401kWire.com - Monday, February 06, 2017 - Reader Rating: 4.5
John Hancock's White Paper Argues For Open Architecture TDFs
The John Hancock Investments CEO makes the case for open-architecture target-date funds. ..
401kWire.com - Monday, February 06, 2017 - Reader Rating: 1.2
New York KPA Earns Top Women Advisor Accolade From NAPA
Managing director and principal at StoneStreet Equity in White Plains, New York, has been named as one of the Top Women Advisors in 2016..
401kWire.com - Monday, February 06, 2017 - Reader Rating: 3
Fink Calls For a More Global, Diverse, and Inclusive BlackRock
The chief of the world's largest asset manager reminds his employees what they stand for...
MutualFundWire.com - Monday, February 06, 2017 Views - Reader Rating: 5
DC Space Workers, Pay Attention to D.C.
Last week, President Donald Trump issued a memorandum concerning the fiduciary rule, but that's not all the changes coming out of Washington. ..
401kWire.com - Monday, February 06, 2017 - Reader Rating: 5
Trump's Memo Does Not Mention Delay
A closer look at the fiduciary rule memorandum and announcement issued last week shows that it doesn't explicitly declare a 180 day delay as previously reported. ..
401kWire.com - Monday, February 06, 2017 - Reader Rating: 5
American Century Wins Over Another LPL Bigwig
The giant indie B-D says goodbye to a top retirement exec...
401kWire.com - Friday, February 06, 2015 - Reader Rating: 3
Industry Takes the Fiduciary Fight to the White House
The heads of five trade associations discuss the DoL's planned fiduciary redefinition...
401kWire.com - Friday, February 06, 2015
Meet the Leaders of Bob Reynolds' 401k Giant
Last year the Putnam and Great-West chief combined three retirement plan businesses into one, under the leadership of a key lieutenant. The leadership team for that combined business is taking shape...
MutualFundWire.com - Friday, February 06, 2015 Views
Two Specialty Retail Jewelers Stay With Fidelity
Post-merger, these plan sponsors are also reinstating their matching contributions...
401kWire.com - Friday, February 06, 2015
A Carolina KPA Duo Joins NFP
NFP Advisor Services welcomes a shop in the Tar Heel State...
401kWire.com - Friday, February 06, 2015
Raymond James Is Rebating Some Fund Fees
The rebates appear to total $10.5 million, and they stem from mutual fund fee waivers that some retirement plan and charitable trust clients missed...
MutualFundWire.com - Friday, February 06, 2015 Views
What Should You Be Afraid Of In Obama's Budget?
If the President had his druthers, a host of changes would soon be hitting the retirement plan industry, directly and indirectly. Yet he faces a hostile Congress and a looming 2016 election that could soon overshadow the present, so perhaps his ideas about the industry aren't too scary. Or are they?..
401kWire.com - Friday, February 06, 2015 - Reader Rating: 4
The Russell Investment Management Sale Officially Begins
Seven months after beginning a strategic review of the business, the LSE has the move we've all been expecting. Now it's time to bid...
MutualFundWire.com - Friday, February 06, 2015 Views - Reader Rating: 5
Guillocheau Reorgs Ascensus Around Two Pillars
The move comes in the wake of multiple acquisitions over the past several years...
401kWire.com - Thursday, February 06, 2014
To Model or Not to Model
It seems that everywhere you turn these days someone -- Callan, your friendly neighborhood 401k broker, national RIAs -- is customizing investment choices for their participants. Elite 401k advisors are not immune to model fever, so this week 401kWire digs into the pros and cons...
401kWire.com - Thursday, February 06, 2014
With One Finger Swipe You Can Lose a Client
Putnam's head of global marketing talks to MFWire about this weekend's ad blitz, why Putnam has its own in-house ad organization and why your ad campaign has to evolve almost by the minute...
MutualFundWire.com - Thursday, February 06, 2014 Views
Musto Has a Crush on Big Data. Here's Why
J.P. Morgan's CEO of Retirement Plan Services talks about his firm's big-data love. ..
401kWire.com - Thursday, February 06, 2014 - Reader Rating: 5
A $650MM Sponsor Adds a Pioneer Fund
A Hartford, Connecticut-based health system added the fund to its DC plans. ..
401kWire.com - Thursday, February 06, 2014 - Reader Rating: 4
Allianz Certifies Newport
The DC I-O's BeFi center gives its blessing to the RKer...
401kWire.com - Thursday, February 06, 2014
Manulife Bolsters Its Institutional DC Sales Team
The DC I-O arm of John Hancock's parent company has hired a regional wholesaler for its institutional DC biz. ..
401kWire.com - Thursday, February 06, 2014
Morningstar Doesn't Say What a Fund Is
It just assigns funds to categories, because they have to go somewhere, according to John Rekenthaler. Grow up already...
MutualFundWire.com - Thursday, February 06, 2014 Views - Reader Rating: 1
Two DC I-O Wholesalers Leave Pimco; the Search Is On
A pair of positions open up in Southern California...
401kWire.com - Thursday, February 06, 2014 - Reader Rating: 3
Three Things to Know from The Hartford's Earnings
Senior management shows burgeoning benefits of leaner corporate focus...
MutualFundWire.com - Wednesday, February 06, 2013 Views
The TCW Deal is Done
Carlyle and TCW finally complete acquisition..
MutualFundWire.com - Wednesday, February 06, 2013 Views - Reader Rating: 5
Great-West Hires a Carolinan Sales Director
Appointment of Hancock veteran adds 401k territory in southeast...
401kWire.com - Wednesday, February 06, 2013
New York Life Hires a Taft-Hartley Director
Market remains an important focus for firm...
401kWire.com - Wednesday, February 06, 2013
A TAMP Hits $3B
Firm provides access to over 1700 no-load and load-waived mutual funds in over 200 fund families...
MutualFundWire.com - Wednesday, February 06, 2013 Views
Twenty Vanguard All-in-One Funds Get an International Bond Element
The 20 funds will apportion 20% of their fixed income assets to new international fund...
401kWire.com - Wednesday, February 06, 2013 - Reader Rating: 4
Vanguard To Add International Bond Index Element to 20 All-in-One Funds
The 20 funds will apportion 20% of their fixed income assets to new international fund...
MutualFundWire.com - Wednesday, February 06, 2013 Views
An $88B Firm Wants a Fund Marketing Head
Exec would serve as director of fund product management and development...
MutualFundWire.com - Wednesday, February 06, 2013 Views
Great-West Ups Game Ahead of DoL
RKer improves participant statements...
401kWire.com - Wednesday, February 06, 2013 - Reader Rating: 4.5
What Will Happen to 82 Devonshire?
Fidelity already switched to a different HQ, and now the Johnsons may sell their old building...
MutualFundWire.com - Wednesday, February 06, 2013 Views
Mutual Funds Are Just Perverse
We all knew it, but a Wall Street Journal article drills down into why...
MutualFundWire.com - Wednesday, February 06, 2013 Views
Reynolds Trumpets Putnam's New Ways of Thinking
Bob and his boys roll out a new marketing campaign, six new mutual funds and more...
MutualFundWire.com - Wednesday, February 06, 2013 Views - Reader Rating: 5
Sometimes Boring Really is Better
Barron's and Morningstar talk on why a Western Asset Fund Beats Pimco High Income...
MutualFundWire.com - Wednesday, February 06, 2013 Views
Jamie Dimon Pays His Fundsters More
Bloomberg writes about pay changes at J.P. Morgan...
MutualFundWire.com - Wednesday, February 06, 2013 Views - Reader Rating: 5
Global ETFs Had a Blistering January
Barron's looks at what sectors were hot, and which were not...
MutualFundWire.com - Wednesday, February 06, 2013 Views
Two Fido Whistleblowers Are Left Hanging
The 1st Circuit sides with Fidelity in a whistleblowing case...
MutualFundWire.com - Monday, February 06, 2012 Views - Reader Rating: 5
Montage Slows its Acquisition and Launch Rates
An acquirer of mutual fund firms and other asset managers refocuses its efforts on distribution while preparing a fifth mutual for launch...
MutualFundWire.com - Monday, February 06, 2012 Views - Reader Rating: 5
B-D 401k Boosters Hire Three
Amy Glynn, Jason Roberts and John Simmers expand their consulting outfit...
401kWire.com - Monday, February 06, 2012
Asset Managers Turn to Marketers for Help
Marketers are in great demand, according to a new report...
MutualFundWire.com - Monday, February 06, 2012 Views - Reader Rating: 4
American Beacon Takes Over a Large Value Fund
Updated | Yet the mutual fund's old firm sticks around as a sub-advisor...
MutualFundWire.com - Monday, February 06, 2012 Views
Fidelity Helps Resuscitate a Hospital Plan
The plan experienced more than a 100 percent increase in participation rate, thanks to its new plan provider...
401kWire.com - Monday, February 06, 2012
Plan Sponsors Paint a 'Highly Concerning Picture of Retirement Readiness'
The retirement landscape looks grim for 401(k) participants, according to a new survey...
401kWire.com - Monday, February 06, 2012
A Transamerica Sales Vet Moves On
The firm's Southeast sales head is moving on. ..
401kWire.com - Monday, February 06, 2012 - Reader Rating: 1
An Ex-Market Timer Explains His Reversal
He has learned from the past and now says market-timing just can't be done, the Wall Street Journal reports...
MutualFundWire.com - Monday, February 06, 2012 Views
WSJ Wonders if Risk Parity Funds Are "A Better Mousetrap"
The Journal takes a look at a rare new type of mutual fund...
MutualFundWire.com - Monday, February 06, 2012 Views
Accuvest Offers a Global Fund of Funds, With a Twist
It will reportedly bet on 20 global managers...
MutualFundWire.com - Monday, February 06, 2012 Views
Will Pimco Kill 12b-1s?
The WSJ worries that other mutual fund firms may not be able to handle the shift to ETFs...
MutualFundWire.com - Monday, February 06, 2012 Views
Is Eaton Vance's New ETF Active or Passive? Yes
But regulators haven't gotten a taste yet, Barron's reports. ..
MutualFundWire.com - Monday, February 06, 2012 Views
SSgA Trims Sector ETF Fees
The funds fees are getting a haircut, reports AdvisorOne. ..
MutualFundWire.com - Monday, February 06, 2012 Views
ETF Vanity Tickers Are Great, But Are They Enough?
The WSJ takes a look at how ETF providers choose their products' shortened brands...
MutualFundWire.com - Monday, February 06, 2012 Views
Will Cuts Hit Putnam's Retirement Business?
Updated | Fundsters see looming layoffs at the Boston fund firm, even as Putnam plans a DC expansion...
401kWire.com - Friday, February 06, 2009 - Reader Rating: 4
Putnam Prepares Another Round of Cuts
Less than three months after Bob Reynolds unveiled a restructuring at the Boston fund firm, insiders see more layoffs looming...
MutualFundWire.com - Friday, February 06, 2009 Views - Reader Rating: 5
JPMorgan Targets a 25 Percent Rise in I-O Sales
With the help of recently launched R2 shares, Dave Musto and his team hope to again increase sales by 25 percent...
401kWire.com - Friday, February 06, 2009 - Reader Rating: 4
Doll Connects with Advisors
Speaking to an audience of nearly 900 advisors, BlackRock's Bob Doll discusses his investment predictions for the year...
MutualFundWire.com - Friday, February 06, 2009 Views - Reader Rating: 1
Franklin Sets Up Shop in Malaysia
The California-headquartered investment manager has planted the company flag on Malaysian soil...
MutualFundWire.com - Friday, February 06, 2009 Views
EBRI Twitters Away
The Washington, D.C.-based research organization plugs into the hot microblogging service...
401kWire.com - Friday, February 06, 2009
Hartford Swings to a Q4 Loss, But Sees a Jump in Deposits
The Connecticut-based plan provider posts a loss for the final three months of 2008. Deposits, however, are up 40 percent fueled by acquisitions...
401kWire.com - Friday, February 06, 2009
MStar, WSJ Chastise Am Century, OppFunds and RiverSource
The fund ratings firm that Joe Mansueto built goes after three fund firms, claiming subpar stewardship...
MutualFundWire.com - Friday, February 06, 2009 Views
Schwab Tweaks its Fund Lineup
The San Francisco investment manager plans to merge two funds into two others...
MutualFundWire.com - Friday, February 06, 2009 Views
Hartford Saw $2.6 Billion in Q4 Fund Deposits
Mutual fund deposits were $900 million lower in the final quarter of 2008 compared to a year earlier due to the challenging equity markets...
MutualFundWire.com - Friday, February 06, 2009 Views
Diversified Taps a Chicago Fund Consultant for Target Maturity Portfolios
The New York-based plan provider has hired a Chicago firm to customize and manage target maturity portfolios for its clients...
401kWire.com - Wednesday, February 06, 2008 - Reader Rating: 4.5
Update 1 | Rydex Launches Defense Against Fragasso Suit
Rydex has fired back at the allegations outlined in Phil Fragasso's lawsuit...
MutualFundWire.com - Wednesday, February 06, 2008 Views - Reader Rating: 5
NRP is Moving on Six More Deals
The California-based network of retirement-focused advisors completed four acquisitions and is working on six more...
401kWire.com - Wednesday, February 06, 2008 - Reader Rating: 2
SEC Forms Distribution Committee
The distribution of investor settlements dating back to the Spitzer era is about to get expedited...
MutualFundWire.com - Wednesday, February 06, 2008 Views
Bond Outlines ICI ETF Committee Agenda
The new ICI committee on ETFs headed up by PowerShares' Bruce Bond has many issues on its plate to deal with this year...
MutualFundWire.com - Wednesday, February 06, 2008 Views
NPH Intros New Advisor Program
The country's seventh largest broker-dealer network has launched a practice management program for advisors. ..
MutualFundWire.com - Wednesday, February 06, 2008 - Reader Rating: 3
Fabian Lemon List Balloons
Index-fund advocate Doug Fabian has upped the ante with his 'Lemon List' for Q4 of 2007...
MutualFundWire.com - Wednesday, February 06, 2008 Views - Reader Rating: 1
$147.9 Million Budget Proposed for EBSA
The President's budget request for fiscal year 2009 includes a 6-percent rise in EBSA's budget...
401kWire.com - Wednesday, February 06, 2008
Managed Account Provider Gets a Sales Manager for the Southwest
The new hire will manage sales of the Las Vegas-based RIA's 401k managed account offering in the region...
401kWire.com - Wednesday, February 06, 2008
Old Spitzer Case Gets Closure
One of Elliot Spitzer's old cases has been settled...
MutualFundWire.com - Wednesday, February 06, 2008 Views
SEC Puts Online Brochure Back on the Table
A plan that would require investment advisers to provide online brochures with information on services, fees and investment performance will be part of the agenda at the SEC's public meeting next week...
MutualFundWire.com - Wednesday, February 06, 2008 Views
Printing Company Goes with First Draft
A Fortune 500 company has pushed through with its migration to a new provider after waiting for that recordkeeper's sale...
401kWire.com - Tuesday, February 06, 2007
Advisor Firms: Get Certified to Give Advice
The DoL clarifies the fiduciary advisor provisions of the PPA, leading an industry consultant to expand a program. ..
401kWire.com - Tuesday, February 06, 2007 - Reader Rating: 3
Private Accounts ... Going, Going, Gone
On Monday the White House released President Bush's proposed budget for next year. It turns out contain a hint about the President's plans for Social Security reform...
401kWire.com - Tuesday, February 06, 2007
Survey Says Workers Like Roth
Despite low adoption numbers so far, new data indicate that the new option is preferred by a plurality of participants. ..
401kWire.com - Tuesday, February 06, 2007 - Reader Rating: 5
Principal Notches Record Earnings
The Des Moines, Iowa-based provider saw earnings in its full-service accumulation business rise 21 percent in the fourth quarter...
401kWire.com - Tuesday, February 06, 2007
Model Language Helps Recordkeepers with Fund Contracts
The Spark Institute has created model language to help recordkeepers add 22c-2 language to their agreements with fund firms...
401kWire.com - Monday, February 06, 2006
Metcalfe: WMSI "Pleasantly Surprised" With Rollover Activity
The rollover systems technology firm says it saw good use of its services in its first full year of operation...
401kWire.com - Monday, February 06, 2006
Legg Mason To Close Two Salomon Funds
Legg Masons asset swap with Citigroup spells doom for two small funds that carry the Salomon Brothers brand. The closings are unrelated to earlier battles between shareholdes in two closed end funds that were traded to Legg Mason. In this case, the funds are small clones of existing products that are not economical to keep open...
MutualFundWire.com - Monday, February 06, 2006 Views
Wachovia Broadens Annuity Sales Forces Horizons
The bank is added a broader set of retail retirement services and products to the product kit pushed by its annuity sales force...
401kWire.com - Monday, February 06, 2006
Wachovia Broadens Annuity Sales Forces Horizons
The bank is added a broader set of retail retirement services and products to the product kit pushed by its annuity sales force...
MutualFundWire.com - Monday, February 06, 2006 Views
State Street Adds Three ETFs
State Street Global Advisors has introduced three new exchange-traded funds that track the performance of the biotechnology, home construction and semiconductor industries...
MutualFundWire.com - Monday, February 06, 2006 Views
Hancock Taps Bank Channel Manager
The insurer promotes a regional wholesaler to handle bank distribution for all of its products...
MutualFundWire.com - Monday, February 06, 2006 Views
Hancock Taps Bank Channel Manager
The insurer promotes a regional wholesaler to handle bank distribution for all of its products. ..
401kWire.com - Monday, February 06, 2006
How to Fix 401ks
Alicia Munnell takes on the burden of fixing 401k in a soon-to-be-released book...
401kWire.com - Friday, February 06, 2004 - Reader Rating: 5
Enron Funds Pension Shortfall
The failed plan sponsor is ordered to set aside $2.3 billion to ensure retirees are paid...
401kWire.com - Friday, February 06, 2004 - Reader Rating: 3
ERISA Giant Passes
Michael Gordon, one of the creators of ERISA is remembered by the industry...
401kWire.com - Friday, February 06, 2004 - Reader Rating: 3
Ameritrade Places ETF Bet
The discount broker is making it easier for investors to learn about the mutual fund alternative...
MutualFundWire.com - Friday, February 06, 2004 Views
A Trio May Still be in the Running for Strong
The number of interested parties may stand at three...
MutualFundWire.com - Friday, February 06, 2004 - Reader Rating: 3
401k Searches Reported This Week
The Philadelphia public retirement system is close to selecting a new recordkeeper and Janus loses mandate in a 529 plan...
401kWire.com - Friday, February 06, 2004 - Reader Rating: 4.5
Cigna Turns in Final Report Card
The Cigna retirement business bows out with a profit, but it is smaller than a year ago...
401kWire.com - Friday, February 06, 2004 - Reader Rating: 4
CIBC Honcho Ousted
Just days after one of its executives was arrested for allegedly funding illegal hedge fund trades, the comany ceo quits...
MutualFundWire.com - Friday, February 06, 2004 Views - Reader Rating: 5
Seneca Foods Awards 401(k) Mandate
The company makes its selection based on industry sector expertise and cutomer service...
401kWire.com - Thursday, February 06, 2003 - Reader Rating: 2
FIDO Cuts 25 Tech Workers at Retirement Unit
The Boston Behemoth lays off computer technology workers as it aims to reduce redundancies...
401kWire.com - Thursday, February 06, 2003 - Reader Rating: 4
Vanguard Tweaks Internatonal Growth Fund
The big fund firm makes changes in a bid to boost performance...
MutualFundWire.com - Thursday, February 06, 2003 Views
Fidelity Opens Real Estate Income Fund
FIDO expands its fund line for investors seeking income and capital growth...
MutualFundWire.com - Thursday, February 06, 2003 Views
Vendor Reaps 10th Year of 20 Percent Growth
The accounting software specialist and transfer agent continues to rack up very consistent growth, despite tough overall conditions...
MutualFundWire.com - Thursday, February 06, 2003 Views - Reader Rating: 5
Duo Offers Investment Guidance Product
The new program targets mid-large plan providers and large sponsors. Developed out of an alliance, the product is to help providers bond with participants...
401kWire.com - Thursday, February 06, 2003 - Reader Rating: 3.5
Boston Private Bank Elects New CEO, COO
The regionally-strategic, high-net-worth wealth-management firm appoints top executive slots at a New England subsidiary...
MutualFundWire.com - Thursday, February 06, 2003 Views - Reader Rating: 3.67
Baltimore Bank to Buy Discount Brokerage
Mercantile is adding a discount brokerage to its shopping list. The move is aimed at rounding out its line of wealth management services...
MutualFundWire.com - Thursday, February 06, 2003 Views
Invesco Names Alliance Head
The Atlanta firm has named a replacement for Tony Cox for its alliance business and has an open position...
401kWire.com - Wednesday, February 06, 2002 - Reader Rating: 3
First Union Builds New Recordkeeping System
The firm has a new service that utilizes the Wystar platform...
401kWire.com - Wednesday, February 06, 2002 - Reader Rating: 3
mPower Dives into Public Sector
The San Fran firm has another alliance...
401kWire.com - Wednesday, February 06, 2002 - Reader Rating: 3
Dreyfus Selects More Software
The fund firm has expanded its relationship with a software company...
MutualFundWire.com - Wednesday, February 06, 2002 Views - Reader Rating: 3
Calvert on the Prowl
The firm is looking for a new exec...
MutualFundWire.com - Wednesday, February 06, 2002 Views - Reader Rating: 3
Chao as Witness
On the Hill ... Schappert at Federated ... Fraud at Allied Irish?..
MutualFundWire.com - Wednesday, February 06, 2002 Views - Reader Rating: 3
Chao as Witness
On the Hill ... Schappert at Federated ... Fraud at Allied Irish?..
401kWire.com - Wednesday, February 06, 2002 - Reader Rating: 3
Enron Blackout was Shortened
Rather than a conspiracy, testimony is revealing frantic attempts by Enron officials to shorten, or even cancel, the blackout period...
401kWire.com - Wednesday, February 06, 2002 - Reader Rating: 3
JPMorgan Acquires Euro Firm
The firm has purchased a majority stake in a company that provides services in the fund distribution field...
MutualFundWire.com - Wednesday, February 06, 2002 Views - Reader Rating: 3
State Street Research Hits 21!
The fund management company adds funds and strengthens its brand...
401kWire.com - Tuesday, February 06, 2001 - Reader Rating: 3
The Search Ends at Key
Williams Ford Chooses Key Asset Mangement as provider of its plan. ..
401kWire.com - Tuesday, February 06, 2001 - Reader Rating: 3
Dreyfus Repositions Distribution
Dreyfus emphasizes marketing and sales with additional new management from PaineWebber and OppFunds...
MutualFundWire.com - Tuesday, February 06, 2001 Views - Reader Rating: 3
February 6, 2001
Is Asia Ready for Funds? ..
MutualFundWire.com - Tuesday, February 06, 2001 - Reader Rating: 3
February 6, 2001
Is Asia Ready for Funds? ..
401kWire.com - Tuesday, February 06, 2001 - Reader Rating: 3
Who Will Fill Rekenthaler's Shoes?
Morningstar picks Paul Kaplan for head research position...
MutualFundWire.com - Tuesday, February 06, 2001 Views - Reader Rating: 3
Advisors' Choice
The Denver boutique straddles distribution strategies with newest offering...
MutualFundWire.com - Tuesday, February 06, 2001 Views - Reader Rating: 3
Speeding up the IRA
Ameritrade tweaks the bottom line, eases access with new feature...
MutualFundWire.com - Tuesday, February 06, 2001 - Reader Rating: 3
Hancock Exits 401k Biz
The insurer is looking to put its John Hancock on a deal to sell its 220 employee 401k recordkeeping business. It will focus on investment management going forward...
MutualFundWire.com - Tuesday, February 06, 2001 Views - Reader Rating: 3
Hancock on the Block
The insurer is looking to put its John Hancock on a deal to sell its 220 employee recordkeeping business. It will focus on investment management going forward...
401kWire.com - Tuesday, February 06, 2001 - Reader Rating: 3
For Friday, February 6, 1998
Will the day come when 401(k) participants routinely place calls to their broker to trade stocks? It may be coming sooner than you think. At Charles Schwab & Company, the amount of assets in self-directed brokerage accounts hit $1 billion this month -- or roughly 7% of the firms 401(k) assets and double year-ago levels -- according to John Coghlan, enterprise president of retirement plan services at Schwab...
401kWire.com - Friday, February 06, 1998 - Reader Rating: 3
Week of February 1, 1998
Wall Street Journal, February 6.
In "Employees Looking for Advice on 401(k)s Often Face Obstacles" Ellen E. Schultz reports on the trials and tribulations of education in the world of defined contributions. The reporter mentions that Cigna's lawyers sent a letter to a 401(k) educator regarding her "confusion" concerning that company's fees and their intention to protect Cigna's reputation. The report also advises employees to ask questions beyond the standard 401(k) seminar curriculum and fully investigate all costs of the plan as well as plan performance...

401kWire.com - Friday, February 06, 1998 - Reader Rating: 3
3Com Enters Finals of Bundled-Search
Santa Clara, CA-based 3Com Corp. is a step closer to choosing a provider for its 401(k) program. The networking company is in the final stages of a search for a bundled provider for both the 3Com plan, which is currently administered by State Street Global Advisors, and the plan of US Robotics, which had been administered by American Express Retirement Services (AERS)...
401kWire.com - Friday, February 06, 1998 - Reader Rating: 3
First Union Hooks Into Fidelity's System
First Union Corporation, together with Fidelity Investments, has launched a new product: Advisor Retirement Connection. This new service will be targeted at First Union's clients in the eastern portion of the United States, according to First Union Spokesperson Arati Sontakay. It is targeted at businesses between 25 and 200 employees. ..
401kWire.com - Friday, February 06, 1998 - Reader Rating: 3
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