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1345 Avenue of the Americas New York NY 10105 ph: 212-969-1000
http://www.alliancebernstein.com/Portal/GenericTXT.aspx?nid=7357 - SEC Filings

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News Stories Archives - Since 1998
Sullivan Hires One AB C-Suiter While Two More Rise Two big mutual fund firms' chiefs make key appointments... MutualFundWire.com - Friday, June 2, 2023
These Flows Fell By $354B In April The M* team updates U.S. flows data for April 2023 for money market mutual funds... MutualFundWire.com - Wednesday, May 24, 2023
DFA Leads As Large Firms' Flows Improve By $20.6B The M* team updates U.S. flows data for April 2023 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, May 16, 2023
A $665B-AUM Firm Adds 3 Active ETFs All three new funds focus on equities... MutualFundWire.com - Friday, March 24, 2023
Victory Leads As Mr. Market Smites Most Fund Firms Only four of the 15 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices rise last month as markets fell. Yet all of them are up since 2019... MutualFundWire.com - Wednesday, March 1, 2023
Mr. Market Boosted Fund Firms By 9 Percent In January All 15 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices rise last month as markets rose. Yet nearly all of them are down since 2021... MutualFundWire.com - Wednesday, February 1, 2023
In 2022, Mr. Market Took a 20-Percent Bite Out of Fund Firms, But ... 14 of the 15 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices fall last year as markets shook. Yet most of them are still up significantly since the pandemic began... MutualFundWire.com - Tuesday, January 24, 2023
A $627B-AUM U.S. AM Partners With a European Bank The deals comes after the bank sold a U.S. asset manager in 2013 and and sold its stake in a big European asset manager two years later... MutualFundWire.com - Tuesday, November 22, 2022
Mr. Market Boosted Fund Firms By 7.5 Percent Last Month 14 of the 15 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices rise last month as markets rebounded. And most of them are up since the pandemic began... MutualFundWire.com - Thursday, November 3, 2022
An Ex-Pimco EVP Co-Founds an RIA He's teaming up with a former partner at a longtime Pimco ally... MutualFundWire.com - Wednesday, November 2, 2022 - Reader Rating: 5
A 28-Year Allianz and Pimco Vet Joins AB The new hire will focus on subadvisory business for the asset manager... MutualFundWire.com - Thursday, October 27, 2022
With $17B, Schwab Leads Again The M* team updates U.S. flows data for September 2022 for money market mutual funds... MutualFundWire.com - Wednesday, October 26, 2022
Week In Preview, October 24 - October 30 This week, the teams at Charles Schwab, Expect Miracles, and IDC are hosting events... MutualFundWire.com - Monday, October 24, 2022
15 Execs Rise At a $210B-AUM Firm A 90-year-old fund firm adds some partners and managing directors... MutualFundWire.com - Tuesday, October 11, 2022
2022's Seven Most Powerful Women In Asset Management Fundsters make up more than a quarter of a trade pub's new list of the most powerful women in finance... MutualFundWire.com - Thursday, October 6, 2022
Mr. Market Took Fund Firms Down 13 Percent In September, But ... All 17 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices plunge last month as market shook. Yet most fund firms' shares are still up since the pandemic began... MutualFundWire.com - Tuesday, October 4, 2022
The 7 Most Trusted Fund Firms of 2022 An investing publication's team releases their third list of the most trusted financial companies... MutualFundWire.com - Tuesday, August 30, 2022
Week In Preview, July 25 - July 31 This week, the teams at Charles Schwab, Expect Miracles, IMEA, and LPL are hosting events... MutualFundWire.com - Monday, July 25, 2022
A Pru Alum Joins a $1.21T-AUA Firm's C-Suite The new hire now serves as chief strategy officer at the PE-backed firm... MutualFundWire.com - Wednesday, June 29, 2022
Mister Market Smiled On Fund Firms In May 14 out of 17 publicly traded U.S. mutual fund firms tracked by MFWire saw their share prices climb last month, despite a flat stock market... MutualFundWire.com - Thursday, June 2, 2022
Week In Preview, May 31 - June 5 This week, the teams at AB, Deutsche Bank, Informa, and Irish Funds are hosting events... MutualFundWire.com - Tuesday, May 31, 2022 - Reader Rating: 5
Welcome to a $735B-AUM Firm's New HQ A publicly traded asset manager's team has opened up their new headquarters, four years after their move south began... MutualFundWire.com - Wednesday, May 4, 2022
Most Fund Firms Felt Mister Market's April Pain Last month was a rough one for publicly traded U.S. mutual fund firms. Yet 17 of the 18 such firms tracked by MFWire have seen their share prices climb since the end of 2019... MutualFundWire.com - Tuesday, May 3, 2022
A $432B-AUM Firm's Board Picks Two CEOs, But ... The handoff is scheduled for June, with an interim chief slated to take over for the three months until then... MutualFundWire.com - Wednesday, March 23, 2022 - Reader Rating: 5
A $739B-AUM Fund Firm Preps a $750MM-Plus Deal The acquiree has about $14 billion in AUM, and the acquisition is expected to close next quarter... MutualFundWire.com - Thursday, March 17, 2022
Mister Market Is Hitting Fund Firms Harder In 2022, But ... All 17 publicly traded U.S. mutual fund firms tracked by MFWire have seen their share prices climb by well more than 10 percent since the end of 2019, and only one saw its share price fall last year... MutualFundWire.com - Thursday, March 3, 2022
The 41 Best Fund Firms For LGBTQ+ Workers Corrected \| An advocacy and political lobbying group recognizes 842 employers, including a number that are in the asset management business... MutualFundWire.com - Tuesday, February 8, 2022
Week In Preview, February 7 - February 13 This week, the teams at IDC, Janus Henderson, and MMI are hosting events, and several publicly traded companies in the asset management business are releasing earnings reports... MutualFundWire.com - Monday, February 7, 2022
Schwab Leads Again As These Firms' Inflows Double The M* team updates U.S. flows data for November 2021 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Wednesday, December 15, 2021
A $100B-AUM AM's Wealth Channel Chief Passes the Reins The exec is retiring after 35 years in the industry. A 20-year industry and NFL alum is taking his place... MutualFundWire.com - Thursday, August 12, 2021
An Ex-SSGA Distro Leader Joins a B-D Giant The veteran fundster sales exec serves as divisional manager in the East for a publicly traded broker-dealer... MutualFundWire.com - Thursday, July 29, 2021 - Reader Rating: 5
Week In Preview, July 26 - August 1 This week, the teams at FSI and Nicsa are hosting events, and several asset managers are releasing earnings reports... MutualFundWire.com - Monday, July 26, 2021
An ETF Shop Adds a Digital Assets Researcher After a Launch The new hire worked under Cathie Wood years ago, pre-Ark... MutualFundWire.com - Friday, April 16, 2021
The Pandemic Hasn't Dispelled Mister Market's Love of Fund Firms Only two out of 18 publicly traded U.S. mutual fund firms have seen their share prices drop since the end of 2019. And 11 have outpaced the market's broader gains... MutualFundWire.com - Friday, March 12, 2021
Week In Preview, February 22 - February 28 This week, the teams at Credit Suisse, DAI Partners, MFDF, Nicsa, and ProShares will host online events... MutualFundWire.com - Monday, February 22, 2021
A McKinsey Vet Takes Over Part of a $631B-AUM Firm The exec will oversee distribution, service, and more... MutualFundWire.com - Wednesday, December 2, 2020
A $623B-AUM Giant's Strategy Chief Rises Meanwhile, an eight-year company veteran is preparing to leave this asset manager's C-suite... MutualFundWire.com - Thursday, August 27, 2020
Week In Preview, July 20 - July 26 This week, the teams at ALFI, Charles Schwab, Fund Intelligence, MFDF, MMI, and NICSA are hosting online events... MutualFundWire.com - Monday, July 20, 2020
Week In Preview, July 13 - July 19 This week the teams at Aite Group, MFDF, MMI, NICSA, and SEC will host virtual events... MutualFundWire.com - Monday, July 13, 2020
Week In Preview, June 28 - July 5 This week, the teams at FIASI and Nasdaq are hosting events... MutualFundWire.com - Monday, June 29, 2020
Asset Managers Share Most of the Market's Respite Last week fundsters had some good market news to celebrate... MutualFundWire.com - Monday, March 30, 2020
A Very Bad Monday Yesterday was the market's worst day in more than three decades, and publicly traded asset managers felt the pain... MutualFundWire.com - Tuesday, March 17, 2020
Asset Managers Slip As the NYSE Circuit Breaker Trips 20 publicly traded asset managers tracked by MFWire are down an average of 7.7 percent today, as the S&P 500 fell 7.6 percent... MutualFundWire.com - Monday, March 9, 2020
170 Fundsters Gather As 92 Fund Firms Win Big An institutional investment research firm's team hosts their 18th annual awards show for fundsters... MutualFundWire.com - Friday, March 6, 2020
As Markets Swoon, Asset Managers Fall Nearly 12 Percent It's been a rough week in the stock market, and it's taken its toll on publicly traded asset managers... MutualFundWire.com - Friday, February 28, 2020 - Reader Rating: 5
First Trust Expands Its Lead The M* team updates flows data for January 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, February 14, 2020
Week In Preview, February 10-16 This week the teams at Franklin Resources and Hennessy will host events, and the teams at several fund firms (and parents of fund firms) will release earnings reports... MutualFundWire.com - Monday, February 10, 2020
Midsize Firms' Outflows Fell 78 Percent In 2019 The M* team updates flows data for December 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Thursday, January 16, 2020
Reynolds Hires a Retail Chief The Putnam chief brings a familiar exec back to the Beantown fund firm... MutualFundWire.com - Tuesday, January 14, 2020
At a $623B-AUM Shop, a COO's Successor Rises The transition comes as the publicly traded firm is going through an HQ shift... MutualFundWire.com - Tuesday, January 14, 2020
The 19 Most Popular MFWire Stories of 2019 Here's what you and your peers read this year... MutualFundWire.com - Tuesday, December 31, 2019
Week In Preview, November 4-10 This week the teams at the Active Investment Company Alliance, BofA, ICI, JPMAM, MFDF, Pictet, Schwab, and the SEC are hosting events, and several mutual fund firms' parents are releasing earnings... MutualFundWire.com - Monday, November 4, 2019
Week In Preview, October 21-27 This week the teams at IDC, IWI, and Opal are hosting events, and a host of asset managers are releasing earnings... MutualFundWire.com - Monday, October 21, 2019
A Midwestern ETF Shop Retakes First The M* team updates flows data for September 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, October 15, 2019
Barse Teams Up With an Expanding ETF Startup The former Third Avenue chief is leading a firm whose index is powering a new ETF... MutualFundWire.com - Monday, October 7, 2019
Two Gotham AMs Plan Layoffs Execs at one firm plan to lay off 61 people in the NYC area as part of its HQ move, while execs at another firm will cut up to seven percent of its team worldwide... MutualFundWire.com - Friday, October 4, 2019
Nine Fundsters Win Praise As Role Models For Women These asset management industry leaders are among 190 execs named on a new trio of lists highlighting the achievements of women in business... MutualFundWire.com - Friday, September 20, 2019
Mid-Size Firms Suffer 72 Percent of MF Outflows The M* team updates flows data for August 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Wednesday, September 18, 2019
A Rough Week? How About a Rough 12 Months? Despite a strong 2019, asset managers' shares have not yet recovered from a painful end to 2018... MutualFundWire.com - Tuesday, August 6, 2019
Week In Preview, July 22-28 This week several asset managers are releasing earnings... MutualFundWire.com - Monday, July 22, 2019
First Trust Dethrones Baird The M* team updates flows data for June 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, July 16, 2019
Week In Preview, June 10-16 This week the teams at 3EDGE, Aberdeen, Expect Miracles, FIASI, MFDF, Morgan Stanley, Pershing, and REX Shares are all hosting events... MutualFundWire.com - Monday, June 10, 2019
Bernstein Promotes Two In Advance of a Key Retirement The move comes as the AB chief is starting to move his HQ south... MutualFundWire.com - Wednesday, June 5, 2019
McDonough Picks Invesco's Next Third-Party NSM An OpFunds exec takes over a team focused on the 529 and insurance channels... MutualFundWire.com - Friday, May 31, 2019
The Fundster 401k Roundup, April 12-May 3 401k M&A continues, the BrightScope brothers are back, and more... MutualFundWire.com - Friday, May 3, 2019
This $538B AUM Shop's Move South "Is Epic" A major local real estate developer weighs in on an asset manager's HQ shift... MutualFundWire.com - Thursday, March 14, 2019
T. Rowe, Fidelity, Pimco and OpFunds Crush It In Gotham Yesterday fundsters gathered in midtown Manhattan for a 17th annual industry awards bash... MutualFundWire.com - Friday, March 8, 2019
Week In Preview, February 25 - March 3 This week the teams at Citi, Fund Intelligence, and JOHCM are hosting events... MutualFundWire.com - Monday, February 25, 2019
What Jobs Is This $538B Asset Manager Moving? A publicly traded shop publicly discloses the breakdown of its moving and hiring plans for its next HQ... MutualFundWire.com - Wednesday, February 20, 2019
This $538B AUM Shop's Sales Mix Diversity Is Rising Top execs at a publicly traded mutual fund firm talk about their Q4 2018 results... MutualFundWire.com - Thursday, February 14, 2019 - Reader Rating: 5
AB Buys a Financial Services Watcher Seth Bernstein goes across the pond to acquire a nine-year-old research shop that focuses specifically on financial companies... MutualFundWire.com - Tuesday, November 20, 2018
Week In Preview, November 5-11 This week the teams at Baron Funds, the Expect Miracles Foundation, and NYFWA are all hosting events... MutualFundWire.com - Monday, November 5, 2018
As First Trust Takes the Lead, Bridge Builder Slows M* updates ETF and long-term, open-end mutual fund flows data for September 2018... MutualFundWire.com - Thursday, October 11, 2018
Bad Day? Asset Managers Are Having a Bad Year. Many publicly traded asset managers' stocks fell with the market yesterday ... yet unlike the market overall, asset managers are down year-to-date, too... MutualFundWire.com - Thursday, October 11, 2018 - Reader Rating: 5
Kraus Returns The ousted AB chief is back, leading a new venture backed by another multinational insurer... MutualFundWire.com - Thursday, September 20, 2018
Where Is Josh Weinreich Now? The former Deutsche AM Americas chief takes a board spot at a big brokerage... MutualFundWire.com - Tuesday, August 14, 2018
Seitz Hires a Head of Product Russell CEO Michelle Seitz hires a top level exec. .. MutualFundWire.com - Tuesday, June 19, 2018
Russell Mourns a "Leading External Voice" A 51-year-old exec dies while vacationing with his family... MutualFundWire.com - Thursday, June 14, 2018
Week In Preview, June 4-10 This week the teams at the 30% Club, BlackRock, the FPA, the FSI, the MFDF, Pershing, and U.S. Bancorp Fund Services are all hosting events... MutualFundWire.com - Monday, June 4, 2018
Week In Preview, May 29 - June 3 This week the teams at Carson Group, Deutsche Bank, KBW, and US SIF are all hosting events... MutualFundWire.com - Tuesday, May 29, 2018
Understanding Bernstein's $70MM AB HQ Move The Axa-controlled Gotham asset manager is shifting south, though it's not leaving the Big Apple behind entirely... MutualFundWire.com - Thursday, May 3, 2018
By 2021, a $500B AUM Shop Will Move to Music City Nashville won out over NYC and at least two other Southern cities, Charlotte and San Antonio... MutualFundWire.com - Wednesday, May 2, 2018
An NYC Fund Giant May Shift South Watch for this Gotham City mutual fund shop to move some staff to North Carolina or Texas... MutualFundWire.com - Friday, October 13, 2017
As Axa Deal Rumors Swirl, What About AB? Word is that the French multinational insurance company is working on a big asset management deal... MutualFundWire.com - Tuesday, October 3, 2017
AUM Update - September 14, 2017 The latests assets under management figures and other metrics for industry players... MutualFundWire.com - Thursday, September 14, 2017
Vanguard and BlackRock Eclipse the Competition, Again An analysis on the flows of the top 50 fund firms in the industry. .. MutualFundWire.com - Monday, August 21, 2017
Eye for Earnings - July 27, 2017 The latest earnings releases are here!.. MutualFundWire.com - Thursday, July 27, 2017
Follow the Fundsters - July 18, 2017 The latest hires, fires, and more!.. MutualFundWire.com - Tuesday, July 25, 2017
Follow the Fundsters - July 3, 2017 Hires, fires, and the like!.. MutualFundWire.com - Monday, July 3, 2017
Will a Kraus-less AB Still Follow Kraus' Path? The Axa-backed asset manager's new chief insists that he will stay the course... MutualFundWire.com - Thursday, May 18, 2017
Why Axa Replaced Kraus Atop AB Less than two weeks after Axa replaced the AB's chief and most of its board, Axa's chief explains the abrupt AB leadership change while pitching an IPO spinoff plan for all of Axa's U.S. businesses... MutualFundWire.com - Wednesday, May 10, 2017 - Reader Rating: 5
Eye for Earnings - May 1, 2017 The latest earnings releases are here!.. MutualFundWire.com - Monday, May 1, 2017
Morgan Stanley Promotes a Model Portfolio Exec Morgan Stanley promotes its portfolio due diligence chief... MutualFundWire.com - Tuesday, March 14, 2017
Follow the Fundsters - February 28, 2017 Hirings, firings and the like!.. MutualFundWire.com - Tuesday, February 28, 2017
Eye for Earnings - February 27, 2017 The latest earnings releases are here!.. MutualFundWire.com - Monday, February 27, 2017
Eye for Earnings - January 23, 2017 The latest earnings releases are here!.. MutualFundWire.com - Monday, January 23, 2017
Will AB Follow BlackRock's HQ-Hunting Lead? Word is that AllianceBernstein is also on the hunt for its next home base... MutualFundWire.com - Tuesday, December 13, 2016
Follow the Fundsters - December 7, 2016 Hirings, firings and the like!.. MutualFundWire.com - Wednesday, December 7, 2016
Eye for Earnings - October 28, 2016 The latest earnings releases are here!.. MutualFundWire.com - Friday, October 28, 2016
Filings for Fundsters - August 24, 2016 A compilation of recent SEC filings... MutualFundWire.com - Wednesday, August 24, 2016

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