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Rating:Week In Preview, September 9 - September 15 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, September 9, 2024

Week In Preview, September 9 - September 15

Reported by Neil Anderson, Managing Editor

Happy Teddy Bear Day!

Frank Edward Holmes
U.S. Global Investors, Inc.
CEO, Chief Investment Officer
On Wednesday morning, the U.S. Global Investors, Inc. (GROW) [profile] team will release their earnings report for their fiscal 2024 (which ended on June 30). Management will host an earnings webcast at 7:30am central.

Also on Wednesday, starting at 2pm eastern, the team at the Mutual Fund Directors Forum (MFDF) will host a webinar, entitled "SCOTUS Decision on Agency Administrative Proceedings."

On Thursday, starting at 4pm pacific, the team at the San Francisco chapter of Women in ETFs (WE) will host a panel discussion and networking event at the Embarcadero. The theme will be "Fixed income ETFs: current trends and the road ahead."

Also on Thursday, the folks at the Investment Company Institute (ICI) will team up with 10 other organizations to host the ERISA 50th Anniversary Symposium & Gala in Washington, D.C. The invitation-only celebration will include a daytime symposium at the Ronald Reagan Building and International Trade Center (though the symposium will also be accessible virtually), plus evening festivities to be held at the National Building Museum.

Also this week, on the defined contribution side of the industry, the teams at ABC, ARA, ASPPA, Broadridge, DCIIA, DoL, ERIC, ERISApedia, LIMRA, P&I, RPAG, Spark, and WIPN will host events. Our sister publication 401kWire has more details

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  1. MFDF webinar - The Audit Committee Chair's Guide to Balancing Duties and Emerging Issues, September 3
  2. ICI ETF Conference, Sep 8-10
  3. Nicsa webinar - Reimagining Reconciliation: AI, Regulation, and Capital Markets Transformation, September 10
  4. MFDF webinar - Series Trust Funds - Compliance and Board Reporting, September 10
  5. MFDF In Focus - Board Oversight of DEI in Current Landscape, September 11
  6. MFDF webinar - MFDF 15(c) White Paper Webinar Series: Part 4 – Enforcement Action Takeaways, September 16
  7. IMEA Content Management Roundtable, September 16
  8. IMEA 2025 Star Awards Celebration, September 16
  9. IMEA Marketing Summit, Sep 16-17
  10. MFDF webinar - Latest in Closed-End Funds Litigations, September 23
  11. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, September 24
  12. Nicsa webinar - Utilizing AI to Enhance Distribution & Advisor Engagement, September 24
  13. IMEA Portfolio Construction Roundtable, September 24
  14. Expect Miracles Atlantic Coast Classic 2025, September 29
  15. MFDF webinar - Risk Management Essentials for RICs and Boards, September 29
  16. MFDF webinar - Diligent - Tools for Fund Board Book, October 1
  17. 10th annual Fuse Forum, October 8
  18. MFDF webinar - Essential Strategies in Board Oversight of Operational Risk Management, October 14
  19. 2025 MMI Annual Conference, Oct 15-17
  20. MFDF webinar - Series Trust Funds - Effective Board Relationships with Advisers, October 15
  21. Tiburon CEO Summit XLIX, Oct 27-29
  22. UCITS & AIFMD for U.S. Managers 2025, Nov 4-5
  23. MFDF In Focus webinar - Audit Committee Chair, November 5
  24. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  25. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  26. ALFI Roadshow to Houston, November 13




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