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Rating:Week In Preview, November 1 - November 7 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, November 1, 2021

Week In Preview, November 1 - November 7

Reported by Neil Anderson, Managing Editor

Today, the Tiburon Strategic Advisors team will kick off their 41st Tiburon CEO Summit. The three-day summit is being held at a new location: the Four Seasons Resort and Club Dallas at Los Colinas, in Dallas, Texas.

Charles "Chip" Roame
Tiburon Strategic Advisors
Managing Partner
Also today, the Ark Investment Management LLC team is moving into their new headquarters in St. Petersburg, Florida. (Ark had previously been based in New York City.)

Also today, at 11am eastern, management at Franklin Resources, Inc. (dba Franklin Templeton) will host a fiscal Q4 2021 earnings call, after releasing their fiscal Q4 earnings report earlier this morning.

Tomorrow, after the market closes, the team at Prudential Financial, Inc. will release their third quarter 2021 earnings report. Management will host an earnings call at 11am on Wednesday. (Pru has an asset management business, PGIM.)

Also tomorrow, after the market closes, the Voya Financial, Inc. team will release their Q3 2021 earnings report. Management will host an earnings call at 10am on Wednesday. (Voya, too, has an asset management business, Voya Investment Management.

Also on Wednesday, starting at 2pm eastern, the Nicsa team will host a webinar, entitled On the Clock. The event will focus on the release of the group's 2021 annual perceptions study on diversity, equity, and inclusion (DEI).

Also on Wednesday, starting at 2pm eastern, the team at the Mutual Fund Directors Forum (MFDF) will host a webinar, entitled "ESG Fund Expenses and Performance: Differentiating Types of ESG Strategies and Pricing/Performance Trends."

This week, on the defined contribution side of the industry, the teams at Fi360, FIS, NAPA, Spark, Vestwell, and WIPN are hosting events, and several providers' parents are releasing earnings reports. Our sister publication, 401kWire, has more details.

In the meantime, happy All Saints' Day! 

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  1. WE Boston - Women's Initiative Joint Spring Networking Reception, May 15
  2. MFDF In Focus: Making Sense of ESG - A Morningstar Guide, May 16
  3. SEC IM 2024 Conference on Emerging Trends in Asset Management, May 16
  4. ALFI Roadshow to the USA, May 16
  5. 2024 ICI Leadership Summit, May 21-23
  6. MFDF webinar - Mutual Fund Director Compensation: the MPI Annual Survey (2024), May 21
  7. Schwab Institutional Investor Day, May 22
  8. MFDF Conference of Fund Leaders Forum, June 5
  9. MFDF in-person outreach: Continuing Regulatory Impacts on Fund Boards, June 11
  10. MFDF webinar - Digital Assets in the Fund Space (Part 1 of 2), June 12
  11. 2024 MMI Leadership Pathway Seminar, Jun 12-14
  12. 2024 Nicsa Fearless Leadership Symposium, June 12
  13. MFDF webinar - Lessons Learned from the Regional Bank Volatility and the Impact on Registered Funds, June 18
  14. MFDF Director Discussion Series - Open Forum (Philadelphia), June 20
  15. New York YPEM Cornhole Classic, June 25
  16. Morningstar Investment Conference Conference 2024, Jun 26-27
  17. MFDF webinar - Mid-Year Tax Update for Registered Investment Companies, July 16
  18. MFDF Director Discussion Series - Open Forum via Zoom, July 17
  19. MFDF Director Discussion Series - Open Forum (New York), July 23
  20. 2024 MMI Annual Conference, Oct 15-17
  21. 5th Annual ETFGI Global ETFs Insight Summit, October 29
  22. MFDF webinar - Digital Assets in the Fund Space (part 2 of 2), November 7
  23. MFDF 2025 Directors' Institute, January 27 - 29, 2025
  24. MFDF 2025 Fund Governance & Regulatory Insights Conference, March 6 - 7, 2025




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