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Rating:Week In Preview, July 13 - July 19 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, July 13, 2020

Week In Preview, July 13 - July 19

Reported by Neil Anderson, Managing Editor

Tomorrow afternoon starting at 1pm eastern, the MFDF team will host the second issue of "In Focus: Compliance in the New Normal." The sold-out virtual program will feature Phillip Wellman, chief compliance officer of the MassMutual Funds.

Dalia Osman Blass
U.S. Securities and Exchange Commission
Director of the Division of Investment Management
On Wednesday afternoon starting at 2pm eastern, the NICSA team will host "The Future of Marketing and Regulatory Communications," a webinar sponsored by Broadridge. The event, moderated by Naissance Partners president Mike McLaughlin, will also feature John Closson (vice president at Broadridge); Ed Hrybenko (vice president at Broadridge), and Duane Mattson (vice president and senior compliance officer at Pimco).

Also on Wednesday, the Aite Group team will host their Wealth Management Roundtable and Networking Forum. The half-day, now-virtual event will start at 8:15am eastern, will feature several panels, including one honoring the winners of Aite's first Digital Wealth Management Impact Innovation Awards.

Also on Wednesday, the MMI team will continue their 2020 MMI Alternative Investments Forum. The weekly series started last Wednesday and will continue each Wednesday through August 5. This week's topic is, "The Importance of Advisor Education," and the event will feature : Brendan Conway, vice president of private wealth solutions at Blackstone; Aaron Filbeck, associate director of content development at CAIA; Tim Maurer, director of advisor development at Buckingham Strategic Wealth; and Andrew Smith Lewis, chief innovation officer at CAIS.

On Thursday, the SEC's Asset Management Advisory Committee will conduct a special meeting on "improving diversity and inclusion in the asset management industry." The virtual meeting, like their in-person ones, will be open to the public (for viewing and for commenting electronically or on paper).

Also on Thursday, starting at 3pm eastern, the MFDF team will host third issue of "In Focus: Effective Virtual Meetings." The online event will feature Carol McMullen, on the board of the AllianceBernstein Funds and managing director of Slalom.

On Friday morning, before the market opens, the BlackRock team will release their Q2 earnings report. Management will host an earnings call at 8:30am eastern.

Also on Friday morning, at 7:30am eastern, the team at SSGA parent State Street will release their Q2 earnings report. Management will host an earnings call at 10am eastern.

This week on the defined contribution side of the industry, the teams at Commonwealth, DCIIA, EBRI, Faegre Drinker, Fi360, NAPA, and Spark are all hosting virtual events. Our sister publication, 401kWire, has more details

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  1. Nicsa webinar - New research by Alex Edmans and the Diversity Project - The Power of diverse thinking: How the best teams make decisions, July 1
  2. MFDF Director Discussion Series - Open Forum, July 9
  3. MFDF webinar - Mid-Year Tax Update for Registered Investment Companies, July 10
  4. MFDF Director Discussion Series - Open Forum (Philadelphia), July 15
  5. 2025 MMI Women in Advisory Solutions Forum, Jul 15-16
  6. Nicsa webinar - How Trusted GenAI is Transforming Data Access in Asset Management, July 16
  7. MFDF webinar - M&A and Consolidation in Asset Management, July 16
  8. MFDF webinar - ETF Conversions, July 17
  9. MFDF Director Discussion Series - Open Forum (New York), July 22
  10. MFDF Ask Anything webinar - AI Edition, July 24
  11. MFDF webinar - Use of Derivatives by RICs, July 29
  12. MFDF Director Discussion Series - Open Forum (Columbus, Ohio), August 20
  13. Samfund Soiree Boston 2025, August 21
  14. MFDF webinar - The Audit Committee Chair's Guide to Balancing Duties and Emerging Issues, September 3
  15. ICI ETF Conference, Sep 8-10
  16. Nicsa webinar - Reimagining Reconciliation: AI, Regulation, and Capital Markets Transformation, September 10
  17. MFDF webinar - Series Trust Funds - Compliance and Board Reporting, September 10
  18. MFDF In Focus - Board Oversight of DEI in Current Landscape, September 11
  19. MFDF webinar - MFDF 15(c) White Paper Webinar Series: Part 4 – Enforcement Action Takeaways, September 16
  20. MFDF webinar - Latest in Closed-End Funds Litigations, September 23
  21. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, September 24
  22. MFDF webinar - Risk Management Essentials for RICs and Boards, September 29
  23. MFDF webinar - Diligent - Tools for Fund Board Book, October 1
  24. 10th annual Fuse Forum, October 8
  25. MFDF webinar - Essential Strategies in Board Oversight of Operational Risk Management, October 14
  26. 2025 MMI Annual Conference, Oct 15-17




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