MutualFundWire.com: Former Aeltus Manger In Hot Water With the SEC
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Tuesday, April 10, 2007

Former Aeltus Manger In Hot Water With the SEC


The SEC has accused a former portfolio manager at Aeltus Investment Management (now known as ING Investment Management) of failing to comply with reporting requirements and failing to adhere to trading restrictions imposed by Aeltus' ethics code. The Hartford Courant reports that Geoffrey Brod made nearly $410,000 from personal stock trades (including some held by his fund), which occurred between 1999 to 2003.


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