Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:What Will the SEC's Temporary Top Cop Tell Fundsters? Not Rated 0.0 Email Routing List Email & Route  Print Print
Tuesday, March 14, 2017

What Will the SEC's Temporary Top Cop Tell Fundsters?

Reported by Neil Anderson, Managing Editor

Temporary heads of two key parts of the SEC will speak to fundsters today on the second full day of the 2017 ICI Mutual Funds and Investment Management conference.

Stephanie Avakian
Division of Enforcement, SEC
Acting Director
Stephanie Avakian, acting director of the SEC's division of enforcement, and Peter Driscoll, acting director of the SEC's office of compliance inspections and examinations (OCIE), are scheduled to take the stage this morning at the giant conference for legally minded fundsters, held this year at the JW Marriott Desert Springs in Palm Desert, California. Lorraine Echavarria of Wilmer Cutler Pickering Hale and Dorr and Christopher Michailoff of Deutsche Bank will join in that discussion with Avakian and Driscoll.

Today's schedule also features six breakout sessions, including discussions of the implications of tax reform and of the DoL rule. And rumor is that there will be at least one conference pool party in the afternoon.

Yesterday ICI general counsel David Blass and SEC investment management division director Dave Grim took the stage. Sponsors including UMB and Deloitte held evening receptions featuring appetizers and live music, and Morrison and Foerster reception attendees walked away with shot glasses. 

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2024: Q2Q1
2023: Q4Q3Q2Q1
2022: Q4Q3Q2Q1
2021: Q4Q3Q2Q1
2020: Q4Q3Q2Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use